Journal of Geoscience and Environment Protection, 2014, 2, 68-78
Published Online December 2014 in SciRes. http://www.scirp.org/journal/gep
http://dx.doi.org/10.4236/gep.2014.25010
How to cite this paper: Shi, P., Wu, M., Ma, X. X., Qu, S. M., & Qiao, X. Y. (2014). Stream-Flow Response to Climate Change
and Human Activities in an Upstream Catchment of Huai River. Journal of Geoscience and Environment Protection, 2, 68-78.
http://dx.doi.org/10.4236/gep.2014.25010
Stream-Flow Response to Climate Change
and Human Activities in an Upstream
Catchment of Huai River
Peng Shi1,2*, Miao Wu2, Xinxin Ma2, Simin Qu2, Xueyuan Qiao2
1State Key Laboratory of Hydrology-Water Resources and Hydraulic Engineering, Hohai University,
Nanjing, China
2College of Water Resources and Hydrology, Hohai University, Nanjing, China
Email: *ship@hhu.edu.cn
Received November 20 14
Abstract
Climate change and human activities have great implications for hydrological process and water
projects planning. In order to evaluate the impacts on stream-flow, statistical methods and SWAT
model are applied to this research. The results indicate that the abrupt change year (1965) of an-
nual stream-flow is chosen as the split point of natural and human influenced (particularly reser-
voirs) periods. The calibrated SWAT model is proved to be applicable in this catchment and is
used to simulate the monthly runoff which can be regarded as the natural runoff induced by cli-
mate change. A major finding of this study is that the reservoir regulations have apparently al-
tered the monthly and seasonal stream-flow regimes. By quantifying the impacts of climate varia-
tion and human activities, the decreasing trend of annual stream-flow is found, and human activi-
ties are proved to be the dominant role in the catchment. This research improves our knowledge
of hydrological responses to natural and artificial factors, and provides a better understanding for
the future reservoir regulations.
Keywords
Trend and Saltation Analysis, SWAT Model, Climate Change, Human Activities, S trea m-F low
1. Introduction
The scientific knowledge of hydrological processes and their responses to climate change and human activities
is of great importance in both theoretical and practical meaning, attracting numerous researches around the
world (Wu & Jo hnston, 2007). Climate change caused by increasing atmospheric concentration of carbon dio-
xide and other micro gases has altered the magnitude and timing of runoff to some extend. In addition to climate
oriented variations, human activities such as land use changes (Guo et al., 2008; Shi et al., 2013b), constructions
of water conservancy projects, interbasin water diversions and industrial and agricultural needs have taken pro-
*
Corresponding author.
P. Shi et al.
69
nounced influences in hydrological regimes (Rinaldi, 2003; Ye et al., 2003; Magilligan & Mislowb, 2005; Isik et
al., 2008). Therefore, the effects of the two factors have important implications on the existing water resources
system as well as on the future planning and management of water projects (Guo et al., 2002). It is considerably
significant for understanding the effects of climate change and human activities on stream-flow, especially
quantifying the degree of the influences.
In recent years, a large number of attempts have been made in these fields to estimate the impacts caused by
natural or human induced. The Assessment Reports of the Intergovernmental Panel on Climate Change (IPCC,
1995, 2007) aroused the awareness of the threats caused by climate change and indicated that it is crucial to
bring climate change onto the policy agendas (Editorial, 2008; Hofmann et al., 2011). Kottegoda et al. (2011)
described the development of new techniques of simulating trends and periodicities from Gibbs sampling de-
rived from observed rainfall series, and provided possible climate scenarios which have wide uses in the plan-
ning, designing and operation of water resources system. Lajoie et al. (2007) compared the monthly flow cha-
racteristics based on different watershed areas and studied the impacts of natural rivers and reservoir-regulated
rivers. The results showed that the dams alter the hydrologic regimes but the magnitude is variable depending on
the watershed size and the season. Isik et al. (2008) examined the effects of human activities on the Lower Sa-
karya River, and pointed clearly that how anthropogenic activities can alter the hydrology and morphology in
the river. Zhang et al. (2010) proposed a quantitative framework to estimate the impact of dams and floodgates
on the river flow regimes and water quality in the middle and upper reaches of the Huai River Basin. This re-
search will provide a foundation to achieve the anti-pollution and the integrated water quantity and quality as-
sessment of dams and floodgates. Ye et al. (2003) systematically investigated the long-term monthly and yearly
runoff data for the major sub-basins in the Lena River watershed, and documented the significant hydrology
changes induced by human activities (especially the operation of reservoirs) and by natural variations. This
study clearly illustrated the importance of human activities in regional and global environment changes.
Meanwhile, the model-based researches are widely interesting along different authors. A set of monthly water
balance models such as a semi-distributed model (Guo et al., 2002) were developed for studying the impacts of
climate change on the hydrological cycle and for the planning and management of water resources system (Mi-
mikou et al., 1991; Panagoulia & Dimou, 1997; Xu & Singh, 1998). Guo et al. (2008) and Shi et al. (2013b)
based on the Soil and Water Assessment Tool (SWAT) analyzed the hydrological responses to land-use and
climate change, the results revealed that the climate effect was dominant in the annual stream-flow, and in Shi’s
study he also found out that the climate variability played a counteractive role compared with the land use
change. Dong (2010) and Shi (2011) used the SWAT model to simulate the runoff in different time periods; they
quantified the human activities and climate change by comparing the pre- and post-saltation year. Their re-
searches indicated that human activities played a significant role in the runoff variation. The assessments of dif-
ferentiated impacts on climate change and human activities provided guidance for the effectively developing and
managing water resources projects for future sustainability and productivities.
The focus area of this study is the Shaying River which is the first tributary in the upstream of Huai River
(Wang, 2000; Shi et al., 2013a). The length of the main river is 620 km and the total drainage area is approx-
imately 4000 km2. The catchment contains 31.8 million mu cultivated land with 24 million populations, and ab-
undant coal resources, so it is an important energy base and has a bright developing prospects for agricultural
and industrial fields. In the last 60 years, 4 large reservoirs, including Baisha (BS), Zhaopingtai (ZPT), Baigui-
shan (BGS) and Gushitan (GST), and 14 medium reservoirs as well as more than 100 small reservoirs were con-
structed in the catchment, the total capacity was 3.05 billion cubic meters, and the floods was effectively con-
trolled by these water projects. Nowadays, the increasing climate change and anthropogenic activities bring
much pressure on the management of water projects, therefore, it is crucial to understand the effects of the two
factors on hydrological processes. Besides, the quantitative study in the area is relatively few; this paper is the
first endeavor in the Shaying River catchment attempting to quantify the effects of climate change and anthro-
pogenic activities on stream-flow.
2. Materials and Methodology
2.1. Study Area
Shaying River, as the first tributary in the upper reach of Huai River, originated in the western mountainous area
of Henan province and flows through Pingdingshan, Luohe, Xuchang, Zhoukou and Fuyang City etc. The
P. Shi et al.
70
Shaying River catchment is located between 111.95˚ - 114.0 3 ˚E and 33.07˚ - 34.42 ˚N and covers an area of
12,150 km2 above the Luohe (LH) station with three branches named Sha River, Li River and Beiru River (Fig-
ure 1). The terrain tilts from northwest to southeast and the mountainous area accounts for nearly 75% in the
catchment. In 1960s, three large reservoirs (ZPT, BGS and GST) with the control areas of 1430, 1310 and 286
km2 respectively, have been built in the upstream of Shaying River, effectively regulated the medium and small
floods. The catchment situated in the south-north climate transition zone and has a continental monsoon climate.
The annual precipitation is 650 - 1400 mm, and the distribution of rainfall is extremely uneven, nearly 42% of
total rainfall concentrates on rainy season from June to September, and most between July and August. The an-
nual average temperature differs widely in the region, it is between 10.7˚C - 12 .9 ˚C in the western mountains
and within 14.5˚C - 14.9˚C in the eastern plains.
2.2. Model, Data and Model Calibration
In this study, the Soil and Water Assessment Tool (SWAT) was used to evaluate the influences of human activi-
ties and climate change on stream-flow (Zhang et al., 2007; Gebremicael et al., 2013; Shi et al., 2013b), and then
quantified the effects of the two factors. SWAT model is a river basin, or watershed scale model, which is de-
veloped to predict the impact of land management practices on water, sediment, and agricultural chemical yields
in large, complex watersheds with varying soils, land use, and management conditions over long periods of time
(Arnold et al., 1998; Neitsch et al., 2005a, b). In the model, a study basin is divided into multiple sub-basins
which are connected by surface flow, and then the sub-basins are further subdivided into one or more hydrologic
response units (HRUs) with a homogenous land use, soil types, slope and management practice. In each HRU,
hydrological components in water budget for surface, soil and groundwater are calculated independently, and
then the calculation results are collected to the basin outlet (Guo et al., 2008).
Data required by SWAT in this study include the topography, soil properties, land-use types, hydro-meteoro-
logical data and observed discharge; all of them were collected and detailed as follows:
(1) Digital elevation model (DEM). The resolution of the catchment DEM is 30m × 30m, and the projected
coordinate system was converted to Beijing_1954_3_Degree_GK_Zone_38.
(2) Land use. The land-use map of 1980 at a scale of 1:210,000 was used, and it has also been converted to
the same projected coordinate system as the DEM; meanwhile a user lookup table was created to connect the
SWAT code with the land-use map. The land-use in this study area was reclassified into dry land (69.21%), fo-
restland (19.85%), grassland (7.33%), water (1.48%) and residential area (2.64%).
(3) Soils. The soil map with the same projected coordinate system as the DEM is at a scale of 1:100,000 and
the soil properties were mainly collected from China Soil Scientific Database (http://www.soil.csdb.cn/). The
particle sizes were transformed to be used in SWAT model by the cubic spine interpolation method and the oth-
er parameters were calculated by the Soil-Plant -Air-Water (SPAW) model (Saxton and Willey, 2005).
Fig ure 1. Study area and locations of the hydro-meteorological stations.
P. Shi et al.
71
(4) Hyd ro-meteorological data. Daily precipitation data from 38 rainfall stations, and daily maximum and
minimum temperatures, relative humidity, solar radiation, wind speed data from 3 meteorological stations were
collected (Figure 1). Monthly hydro-meteorolo gical data were also required in the weather generator of SWAT
model to simulate the missing daily data, which were computed by the Swat-weather software. Thus, the daily
data series were extended to the period of 1951-2010, with the missing records were replaced by 99.
(5) Observed discharge data. The daily observed stream-flow data of two hydrological stations, including Zi-
luoshan (ZLS) station (from 1952-2010) and Luohe (LH) station (from 1951-2010), were obtained and used to
compare against the simulated data by the SWAT model.
There are a large number of parameters in the SWAT model; therefore, it is significant to identify the sensi-
tive parameters to improve the calibration efficiency. The Latin Hypercube One-fac to r -At -a-Time (LH-OAT)
method is used in the SWAT model to conduct the sensitive analysis (Morris, 1991; Saltelli, 2000). Then the
SW AT-CUP, which linked calibration, validation, sensitivity and uncertainty analysis to SWAT model, was ap-
plied to implement the model calibration, we chose the Generalized Likelihood Uncertainty Estimation (GLUE)
method (Beven and Binley, 1992; Romanowicz et al., 1994) in this process. After calibration, some performance
indictors should be chosen to evaluate the application of SWAT model (Santhi et al., 2001; Moriasi et al., 2007).
In this study, relative error (RE ), coefficient of determination (R2) and Nash-Sutcliff efficiency (Ens) were used
as the criteria.
RE indicates the average tendency of the simulated data to be smaller or larger than the observed data. When
the absolute value of RE is lower than 20%, the accuracy of model simulation is better. R2 is an indicator of the
strength of the relationship between the measured and simulated records and describes the proportion of the total
variance in the observed data that can be explained by the model. It ranges from 0 to 1, the higher the value the
better the performance. Ens represents the efficiency of the simulation and reveals how well the plot of the ob-
served data versus the simulated data fits the 1:1 line, it varies between and 1, the closer the value to 1 the better
the model simulation (Legates and McCabe, 1999; Zhang et al., 2007).
2.3. Trend and Saltation Analysis Methods
A non-parametric test, namely the Mann-Kendall (MK) method, was used to detect the monotonic trends and
saltation points of precipitation, temperature, and stream-flow. Meanwhile, the Orderly Clustering Method was
also applied to confirm the change points of the three factors.
3. Results and Discussions
3.1. Trend Analysis in Precipitation, Stream-Flow and Temperature
Figure 2 shows the trends of the annual precipitation, stream-flow and temperature in Shaying River catchment
(1954-2010). Since the R2 value for precipitation is considerably small, and the trend line is quite flat, the varia-
tion trend of annual precipitation is slight. As to annual stream-flow and temperature, we can see that the
strea m-flow shows a decreasing trend with the change rate of 7.12 mm/10a, while the temperature indicates an
increasing trend with the rate of 0.18˚C/10a. These different changes of the three factors indicate that the rela-
tionship between the annual precipitation and stream-flow is relatively small, and the decrease in stream-flow
may due to the increasing annual temperature which will result in an increase of evaporation.
In order to better understand the degree of the variations, the MK test is carried out to detect the significance
of the trends in annual and seasonal scales. The results are summarized in Table 1. The annual and seasonal
trends of precipitation are all not significant, and except for autumn, other seasons represent upward trends. The
slope value for summer precipitation is 0.65, and the one for autumn is 0.186, the opposite change degree may
explain the reason for the moderate increasing annual precipitation. The stream-flow shows decreasing trends in
annual and seasonal scales, the confidence level of the trends exceed 95%, 90%, 90% in spring, winter and an-
nual, respectively. The slope values for the three time series are 0.288, 0.189 and 0.609, respectively, indi-
cating that the integrated decreasing trend for stream-flow in different time series leading to a relatively larger
decreasing trend in annual series. For temperature, the increasing trends are statistically significant at 99% con-
fidence level in spring, autumn, winter and annual, with the slope values of 0.03, 0.017, 0.031 and 0.02, respec-
tively. While the downward trend in summer is not significant. These analyses again revealed that the increasing
temperature brings about the decreasing stream-flow both in annual and seasonal scales, but whether it is the
P. Shi et al.
72
(a) (b) (c)
Figure 2. Trends for (a) annual precipitation (1951-2010); (b) str eam-flow (1951-2010) and (c) temperature (1954-2010).
Table 1. Values of Z and the Slope β for annual and seasonal Precipitation, Stream-flow and temperature.
Time
seri es
Precipitation (mm) Strea m-flow (m3/s) Temperature (˚C)
Z β Trend Z β Trend Z β Trend
Spring
0.134 0.0822.073** 0.288 3.593*** 0.03
Summer
0.491 0.651.346 1.1010.447 0.003
Autumn
0.287 0.1861.55 0.4133.215*** 0.017
Winter
0.032 0.0151.958* 0.189 3.215*** 0.031
Annual 0.083 0.061.881* 0.609 3.793*** 0.02
Note: means upward trend, means downward trend, means no trend * Trends statistically significant at the 90% confidence level, ** Trends
statistically significant at the 95% confidence level, *** Trends statistically significant at the 99% confidence level
major factor and to what extend the influences reach, some further studies are required.
3.2. Salt ati on Analysis in Precipitation, Stream-Flow and Temperature
By means of the orderly clustering method and MK abrupt change test, the change points are investigated (Fig-
ures 3-5). According to the descriptions in the above theory, we can conclude that the saltation years for the
annual precipitation, stream-flow and temperature are 1958, 1965 and 1993, respectively. The analysis is be-
lievable for the results of the two methods are the same. This different change points for the three variables may
come from the effects of human activities such as land-use changes and constructions of water conservancy
projects. Connected with the former analysis, we could obtain the following conclusions: the abrupt point for
annual stream-flow occurs in the year 1965 (Figure 4) which is approximately accordance with the operation
year of the three reservoirs, and in the year, the annual stream-flow decreased suddenly; meanwhile, the year
lags behind the saltation year 1958 of annual precipitation (Figure 3), and stays ahead of the abrupt year 1993 of
annual temperature (Fig ure 5); besides, the variation of stream-flow is inconsistent with the change of precipita-
tion and temperature, and trend for precipitation is not obvious whereas the stream-flow indicates a significant
decreasing trend. These results reveal that the effect of climate change is relatively smaller than that of human
activities.
3.3. Parameters Calibration and Applicability Analysis of SWAT Model
The LH-OAT method in SWAT model is used to analyze the sensitive of different flow parameters, then the top
five most sensitive parameters and another three default parameters which are relatively sensitive in the
SW AT-CUP are used to calibrate the model. According to the former analyses of the trend and saltation, we
choose the period 1953-1964 as the initial situation. In the first two years (1951-1952), which is the period when
the model is equilibrating itself, the simulation result is not accurate enough; then the years 1953-1960 are used
as the calibration period, and the years 1961-1964 as the validation period. The best values of the 8 parameters
calibrated by SWAT-CUP are listed in Table 2.
Applying these optimal values to SWAT model, we can get the simulated results for calibration and validation
periods (Figure 6). The results can be concluded that for the calibration period of 1953-1960, RE = 3.01%,
y = 0.0425x + 831.59
R
2
= 2E-05
0
500
1000
1500
19511961 1971 19811991 2001
year
y = -0.7122x + 92.264
R
2
= 0.0679
0
50
100
150
200
250
300
1951 1961 1971 1981 1991 2001
year
y = 0.0182x + 14.149
R
2
= 0.2643
12
13
14
15
16
1954 1964 1974 1984 1994 2004
year
P. Shi et al.
73
(a) (b)
Fig ure 3. Saltation analysis for annual precipitation (1951-2010) by the orderly clustering method (a) and M-K sudden
change test (b).
(a) (b)
Fig ure 4. Saltation analysis for annual stream-flow (1951-2010) by the orderly clustering method (a) and M-K sudden
change test (b).
(a) (b)
Fig ure 5. Saltation analysis for annual temperature (1954-2010) by the orderly clustering method (a) and M-K sudden
change test (b).
=0.923 and =0.921; while for the validation period of 1961-1964, RE = 9.39%, =0.915 and =0.879. Compared
with the calibration period, the simulation accuracy slightly decreases in the validation period, and this is coin-
cident with the actual situation, due to the continuously increasing of human activities and climate change.
While, in the beginning years of human activities, the impact is relatively mall, the simulation accuracy can also
reach a high level. Nonetheless, the two pairs of small RE values, high and values in calibration and validation
suggest that the calibrated model is applicable and can be used to describe the natural stream-flow in the catch-
ment with fairly high accuracy (Moriasi et al., 2007; Guo et al., 2008). The results insure that the SWAT model
with the set of calibrated parameters can be applied to explore the effects of climate change and human activities
on the catchment’s stream-flow.
1700000
1720000
1740000
1760000
1780000
1800000
1951 1961 1971 1981 1991 2001
total sum of deviation
square
-4
-2
0
2
4
1951 19611971 1981 19912001
MK statistic value
uf ub critical value
100000
110000
120000
130000
140000
195119611971 198119912001
total sum of deviation
sq uar es
-4
-2
0
2
4
1951 1961 1971 1981 19912001
MK statistic value
ufub critical value
0
5
10
15
20
25
19541964 1974 1984 1994 2004
total sum of deviation
sq uar es
-4
-2
0
2
4
6
1954 1964 19741984 1994 2004
MK statistic value
ufub crirical value
P. Shi et al.
74
Table 2. The best values of the sensitive parameters in SWAT-CUP.
New Rank Parameter Name Type of Change Best Valu e
1 CN2.mgt R 0.0528 737
2 SOL_AWC.sol R 0.3244 89
3 ESC O .hru V 0.926328
4 SOL_K.sol R 0.0431 152
5 CH_N2.rte V 0.0790 498
6 ALPHA_BF.gw V 0.0506617
7 GWQMN.gw V 1.37205
8 GW_REVAP.gw V 0.147555
Note: R means the original parameter is multiplied by (1+ the given value), V means the original parameter is replaced by the given value
3.4. The Effects of Climate Change and Human Activities
To evaluate the influences of climate change and human activities, the monthly stream-flow at the catchment’s
outlet (LH station) during the period 1965-2010 are simulated by the calibrated SWAT model. The long-term
series is divided from the year 1965 based on the trend and saltation analysis as well as the actual situation (the
saltation year of annual stream-flow is 1965, and the three reservoirs in the catchment were started to build in
the year 1958 and normally operated nearly in 1960s). The series post-1965 is supposed as the period in which
the reservoir regulation has begun to impact the runoff. The measured stream-flow represents the actual situation
in which the stream-flow is influenced by both climate change and human activities. The simulated stream-flow
represents the original situation in which the stream-flow is influenced only by climate change. Thus, the con-
trast between the simulated and observed runoff indicates the impact of human activities. Before our study, we
compared the land-use in 1980 and 1995, and found that the land-use changes in different types are relatively
small, which can be ignored in the following analysis. Therefore, the impact of human activities is simply pre-
sumed to be the impact of the water conservancy projects (especially reservoirs).
Figure 7 compares the mean monthly simulated (natural) and measured (actual) stream-flow, the results re-
veal that monthly actual stream-flow has been increased by about 3.5% (March) to 109.35% (December) during
December to March and has been reduced by about 12.05% (November) to 51.05% (September) during April to
November. In order to clearly illustrate the reservoir-induced changes, we summarize the seasonal and annual
observed and simulated stream-flow during 1965-2010 (Table 3). In the seasonal scale, the observed stream-
flow is lower than the observed one in spring, summer and autumn, with the changes is 35.99%, 48.12% and
40.61%; in winter, the relative change is 67.04%.
It is obvious that the reservoir regulations have changed the monthly and seasonal recharge regimes (Ye et al.,
2003; Lajoie et al., 2007). In the cold season, the extra water is released from reservoirs to relieve the drought
condition downstream; as a result, the measured runoff exceeds the simulated one which represents the natural
condition without regulation of reservoirs. In the hot season, particularly in summer, the discharge peaks are re-
duced by the storage of water, and this regulation effectively controls the floods. It is important to emphasize
that the reservoir regulations not only impact monthly/seasonal flow regimes, but also affect yearly flow charac-
teristics. As depicted in Table 3, the annual observed stream-flow has reduced by 40.92%, which represent the
integrated regulations of reservoirs in different months.
To better understand and quantify the effects of climate change and human activities (regulation of reservoirs),
a comparison between observed and simulated stream-flow in the period pre-1965 and post-1965 is necessary.
In the natural situation, the change of runoff mainly attributes to the effect of climate change; while in the actual
situation, the change is influenced by both climate change and human activities (Dong, 2010; Shi, 2011). The
contrast of the measured runoff in the periods of pre-1965 and post-1965 indicates the combined effects of cli-
mate change and reservoir regulations. The contrast of the simulated runoff which represents the natural situa-
tion in the periods of pre-1965 and post-1965 indicates the effect of climate change. Table 4 depicts the diffe-
rentiated impacts of climate changes and regulation of reservoirs.
P. Shi et al.
75
Fig ure 7. Comparison between mean monthly observed and simulated stream-
flow at the outlet (LH station) of Shaying River catchment during the period
1965-2010
Table 3. Comparison of the observed and simulated stream-flo w in seasonal and annual series.
Tim e
(1965-2010)
Stream-Flow (m3/s) Relative change
(%)
Obs er ved Si m ulat ed
Spring (3 - 5 month) 32.53 50. 82 35.99
Summer (6 - 8 month) 119.06 2 29 .50 48.12
Autumn (9 - 11 month) 68.26 1 14.93 40.61
Winter (12 - 2 month) 21.57 1 2. 91 6 7. 04
Annual 60.52 102.42 40.92
Table 4. The impacts quantification of the climate changes and human activities.
Perio d P T Runoff (mm) Impacts (mm) PCC (%) PHC (%)
Obs er ved Si m ulat ed RC CC HC
1953-19 64 884.7 14.3 255.84 2 68 .31
1965-20 10 820.6 14.8 141.33 2 39 .19 114. 52 29.12 85.40 25.42 74. 58
Note: P is precipitation (mm), T is temperature (˚C), RC is total changes, CC is climate changes, HC is human activities, PCC and PHC are the impact
ratios of climate changes and human activities respectively
From Table 4, following conclusions are obtained: (1) in the period 1965-2010, the annual precipitation de-
creases and the annual mean temperature increases, leading to a decrease of annual runoff in the catchment; (2)
the reducing degree induced by human activities is larger than that induced by climate change, the impact ratios
are 74.58% and 25.42%, respectively, indicating that human activities make a greater contribution on the change
of runoff after the constructions of reservoirs.
4. Conclusions
The objective of this research is to estimate the stream-flow changes caused by climate variation and human ac-
tivities. To achieve this purpose, statistical methods are used to analyze the trends and abrupt changes in preci-
pitation, stream-flow and temperature, and then SWAT model is applied to simulate the monthly stream-flow to
quantify the effects of natural and artificial factors.
Based on the analyses of trends and abrupt changes, we can conclude that: the trends of precipitation in an-
nual and seasonal scales are all not significant, the annual precipitation shows a slightly upward trend over the
past 60 years and the suddenly change occurs in the year 1958; the series of stream-flow indicates decreasing
trends in different time series, and most of the trends exceed a confidence level, for the annual stream-flow, a
0
50
100
150
200
250
300
350
Jan. Feb. Mar. Apr. May. Jun.Jul. Aug. Sep. Oct. Nov. Dec.
month
stream-flow (m
3
/s)
observed simulated
P. Shi et al.
76
saltation point is detected in the year 1965; the temperature series show significant increasing trends except for
the summer series which represents a downward trend, and a abrupt change happens in 1993. These different
changes reveal that the human activities are crucial in influencing hydrological processes.
The SWAT model is proved to be applicable in the catchment with fairly high accuracy both in the calibration
and validation periods. This insures that the calibrated model can be used to assess the flow changes induced by
climate and human activities, particularly reservoirs. The results show that the regulation of reservoirs in differ-
ent months and seasons has evidently altered the discharge regimes, the stream-flow increases in the cold season
and decreases in the hot season (especially in summer). The quantification of the impacts of climate change and
human activities suggests that both of the two factors result in a decreasing in stream-flow, but the human activ-
ities (reservoir regulations) play a more pronounced role in this catchment.
This study clearly points out the importance of human activities in the flow changes, but the process of the
analysis includes many hypotheses, and we ignore the effects of the land-use changes in the catchment. More
efforts are needed to explore the influences of different human activities for effective planning, management and
sustainable development of water projects in the future.
Acknowledgem e nts
The first author thanks the following financial support: Major Program of National Natural Science Foundation
of China (51190091) and the National Natural Science Foundation of China
(41371048/41001011/40901015/D0101012/51079038).
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