Journal of Applied Mathematics and Physics
Vol.04 No.08(2016), Article ID:69598,7 pages
10.4236/jamp.2016.48148
Rigorous Coupled-Wave Approach for Sandwich Gratings
Xuehui Xiong1, Ping Lu2
1School of Physics and Information Engineering, Jianghan University, Wuhan, China
2School of Optical and Electronic Information, Huazhong University of Science and Technology, Wuhan, China

Copyright © 2016 by authors and Scientific Research Publishing Inc.
This work is licensed under the Creative Commons Attribution International License (CC BY).
http://creativecommons.org/licenses/by/4.0/



Received 6 July 2016; accepted 6 August 2016; published 9 August 2016
ABSTRACT
Rigorous Coupled-Wave Approach (RCWA) has been used successfully and accurately to study simple grating structures, such as one-layer gratings, one-whole gratings. In this paper, RCWA is expanded to solve Sandwich gratings (SG), which is composed of two identical planar dielectric gratings adjoined by thin metallic or dielectric film. The electromagnetic analytic expressions for each layer of SG structure are given and rigorous coupled-wave equations are deduced. The numerical investigations for the diffraction spectra of SG by our theoretical and computer programs are in good agreement with the results of classical RCWA in the condition when a Sandwish grating is simplified to a classical one-layer grating. The calculations by our programs of another condition when a Sandwish grating is degenerated to a classical single planar structure also conform to the results of classical electromagnetic theory. The research results above indicate that the extended theoretical formula has backwards compatibility and is self-consistent with the classical theory.
Keywords:
Rigorous Coupled-Wave Approach, Sandwich Gratings, Self-Consistent

1. Introduction
Over the past 30 years RCWA formulated by Moharam and Gaylord [1] - [5] has been used successfully and accurately to analyze periodic structures including holographic gratings [1] [2] and arbitrary profiled dielectric or metallic surface-relief gratings [3] [6] - [8] . RCWA is almost used to study relatively simple structure, such as one-layer gratings [1] - [5] and one-whole gratings [6] - [13] which have arbitrary profiled surface-relief on both of top and bottom of monolithic materials. Owing to its complexity and difficulty, RCWA is seldom used to study multi-layers grating.
In this paper, RCWA is adopted to solve sandwich gratings (SG) structure, which is composed of two identical planar dielectric gratings adjoined by thin metallic or dielectric film. The electromagnetic analytic expressions for each layer of SG structure are given and rigorous coupled-wave equations are deduced. To verify the theory presented in the paper, the proposed RCWA for SG and classic electromagnetic theory are respectively used to research two degenerative SG structures, namely classical single grating and classical single planar structure. The results indicate that RCWA for SG has backwards compatibility and is self-consistent with the classical theory.
2. The Sandwich Grating Structure and Theoretical Formulas
A schematic diagram of the proposed Sandwich grating structure is shown in Figure 1. The configuration consists of two identical planar sinusoidal dielectric gratings of thickness d adjoined by continuous thin silver or dielectric film of thickness h. The lossless planar dielectric grating [1] [2] is characterized by a periodical medium. The relative permittivity can be depicted
(1)
where
is the average permittivity and
is the amplitude of the sinusoidal permittivity.
is the grating slant angle and
, here
is the grating period. The permittivity in the region I (
) is
and the ones in the region V (
) is
. While the permittivity of Ag film in the region III is
. The complex permittivity of metallic films is described by the Drude model
(2)
where
is the plasma frequency for Ag and
is the collision frequency for Ag [14] ,
.
For E-mode polarization (the electric field is in the plane of incidence), the magnetic field is solely in the y direction. According to rigorous coupled-wave analysis theory (RCWA) [1] - [5] , the normalized magnetic fields in each region may be expressed as:
Region I 
Figure 1. Schematic diagram of Sandwish grating structure.
Region II 
Region III 
Region IV 
Region V 
And







The second grating in Region IV is the same modulated as the first grating, so their eigenvalues and eigenvectors are also the same. But owing to the different boundary conditions of tangential electric and magnetic fields, the coefficients 
The symbols used in Equations (3)-(7) are as follows:



where i is the space-harmonic index in grating Regions II and IV (analogous to the diffractive order index in Regions I, III and V), 


The electromagnetic boundary conditions require that the tangential components of the electric field and the magnetic field must be continuous across planes








The tangential electric field 







where
If N values of i are retained in the analysis, there will be 4N unknown values of 

The backward-wave diffraction efficiencies (Region I) are

The forward-wave diffraction efficiencies (Region V) are

3. Numerical Calculations and Discussions
In order to verify the deduced formulas above, the reflection and transmission characteristics of Sandwich gratings connected by thin silver film are studied in the condition of grating thickness 


Furthermore, when the connection layer of thin metallic film is absence, namely

The efficiencies of reflection and transmission of single layer gratings calculated by our theory and by classical Rigorous Coupled-wave Approach are both shown in Figure 6. The results are nearly the same.
From the above discussed, the correctness and efficiencies of RCWA for SG are verified. The theory given in the paper has backwards compatibility and is self-consistent with the classical theory.
4. Conclusion
Rigorous coupled-wave approach for SG is proposed in the paper. The proposed RCWA for SG and classic electromagnetic theory are respectively used to study two degenerative SG structures, and the reflection and
Figure 2. (a) Sandwish grating structure; (b) classical planar structure.
Figure 3. Reflection and transmission at normal incidence with


Figure 4. Calculation discrepancy between our program and Fresnel equations.
Figure 5. (a) Sandwish grating; (b) Combined into single layer grating.
Figure 6. Reflection and transmission at normal incidence with


transmission spectra are almost the same. The results indicate that RCWA for SG has backwards compatibility and is self-consistent with the classical theory. The theoretical formula and computer codes lay the foundations for investigation of properties of the novel Sandwich grating and exploitation of nano-photonics devices.
Acknowledgements
The author appreciates the support from National Natural Science Foundation of China under Grant No. 61275083.
Cite this paper
Xuehui Xiong,Ping Lu, (2016) Rigorous Coupled-Wave Approach for Sandwich Gratings. Journal of Applied Mathematics and Physics,04,1439-1445. doi: 10.4236/jamp.2016.48148
References
- 1. Rakic, A.D., Djurisic, A.B., Elazar, J.M. and Majewski, M.L. (1998) Optical Properties of Metallic Films for Vertical-Cavity Optoelectronic Devices. Applied Optics, 37, 5271-5283.
http://dx.doi.org/10.1364/AO.37.005271 - 2. Lu, H., Li, J., Ong, H.C. and Wan, J.T.K. (2008) Surface Plasmon Resonance in Two-Dimensional Nanobottle Arrays. Optics Express, 16, 10294-10302.
http://dx.doi.org/10.1364/OE.16.010294 - 3. Shin, H., Catrysse, P.B. and Fan, S. (2005) Effect of the Plasmonic Dispersion Relation on the Transmission Properties of Subwavelength Cylindrical Holes. Physical Review B, 72, 085436.
http://dx.doi.org/10.1103/physrevb.72.085436 - 4. Koerkamp, K.J.K., Enoch, S., Segerink, F.B., van Hulst, N.F. and Kuipers, L. (2004) Strong Influence of Hole Shape on Extraordinary Transmission through Periodic Arrays of Subwavelength Holes. Physical Review Letters, 92, 183901. http://dx.doi.org/10.1103/PhysRevLett.92.183901
- 5. Ebbesen, T.W., Lezec, H.J., Ghaemi, H.F., Thio, T. and Wolff, P.A. (1998) Extraordinary Optical Transmission through Sub-Wavelength Hole Arrays. Nature, 391, 667-669.
http://dx.doi.org/10.1038/35570 - 6. Fong, K.-Y. and Huia, P.M. (2006) Coupling of Waveguide and Surface Modes in Enhanced Transmission through Stacking Gratings. Applied Physics Letters, 89, 091101.
http://dx.doi.org/10.1063/1.2338796 - 7. Gérard, D., Salomon, L., de Fornel, F. and Zayats, A.V. (2004) Ridge-Enhanced Optical Transmission through a Continuous Metal Film. Physical Review B, 69, 113405.
http://dx.doi.org/10.1103/physrevb.69.113405 - 8. Bonod, N., Popov, E. and McPhedran, R.C. (2008) Increased Surface Plasmon Resonance Sensitivity with the Use of Double Fourier Harmonic Gratings. Optics Express, 16, 11691-11702.
http://dx.doi.org/10.1364/oe.16.011691 - 9. Porto, J.A., García-Vidal, F.J. and Pendry, J.B. (1999) Transmission Resonances on Metallic Gratings with Very Narrow Slits. Physical Review Letters, 83, 2845-2848.
http://dx.doi.org/10.1103/PhysRevLett.83.2845 - 10. Lalanne, P. (1997) Improved Formulation of the Coupled-Wave Method for Two-Dimensional Gratings. Journal of the Optical Society of America A, 14, 1592-1598.
http://dx.doi.org/10.1364/JOSAA.14.001592 - 11. Lalanne, P. and Michael Morries, G. (1996) Highly Improved Convergence of the Coupled-Wave Method for TM Polarization. Journal of the Optical Society of America A, 13, 779-784.
http://dx.doi.org/10.1364/JOSAA.13.000779 - 12. Moharam, M.G. and Gaylord, T.K. (1986) Rigorous Coupled-Wave Analysis of Metallic Surface-Relief Gratings. Journal of the Optical Society of America A, 3, 1780-1787.
http://dx.doi.org/10.1364/JOSAA.3.001780 - 13. Moharam, M.G. and Gaylord, T.K. (1983) Rigorous Coupled-Wave Analysis of Grating Diffraction—E-Mode Polarization and Losses. Journal of the Optical Society of America, 73, 451-455.
http://dx.doi.org/10.1364/JOSA.73.000451 - 14. Moharam, M.G. and Gaylord, T.K. (1981) Rigorous Coupled-Wave Analysis of Planar-Grating Diffraction. Journal of the Optical Society of America, 71, 811-818.
http://dx.doi.org/10.1364/JOSA.71.000811







