Open Journal of Geology Vol.04 No.09(2014), Article ID:50132,44
pages
10.4236/ojg.2014.49034
13C-18O bonds in precipitated calcite and aragonite: an ab initio study
Jie Yuan*, Zhigang Zhang, Yigang Zhang
Key Laboratory of Earth and Planetary Physics, Institute of Geology and Geophysics, Chinese Academy of Science, Beijing, China
Email: *yuanjie@mail.iggcas.ac.cn
Copyright © 2014 by authors and Scientific Research Publishing Inc.
This work is licensed under the Creative Commons Attribution International License (CC BY).
http://creativecommons.org/licenses/by/4.0/


Received 26 July 2014; revised 20 August 2014; accepted 13 September 2014
ABSTRACT
The 13C-18O bonds in carbonates are potential single-phase
geo-thermometers. However, their theoretical distributions (noted as ∆47s)
in CO2 degassed from calcite and aragonite with phosphoric acid are unclear.
Thus, the isotope reactions of 13C-18O bonds on the growing
surfaces of calcite (0001) and aragonite (001) planes were investigated using ab
initio techniques. It was found that these reactions determined 13C-18O
clumped isotope signatures in bulk calcite and aragonite minerals with novel ∆47
polynomials:
and
for temperatures
ranging from 260 to 1500 K. These theoretical results were in good agreement with
the experimental data. In addition, the influence of phosphoric acid on these polynomials
was at the level of 0.01‰.
Keywords:
13C-18O bonds, Clumped isotope, Calcite and aragonite, Ab Initio calculation
1. Introduction
Since first catching the attention of geochemists in 2004, the 13C-18O bonds in carbonates have become new geo-thermometers. It is first noted that the isotope reaction:
(1)
is a geo-thermometer if the relative concentration of 13C18O16O
in the CO2 (i.e.
(CO2),
see definition in the Methods section) is determined via mass spectrometry (MS)
[1] [2] . Ghosh et al. (2006) [3] and (2007) [4] then studied multiply substituted
carbonate isotopologues in calcite and aragonite minerals:
(2)
by dissolving carbonates with phosphoric acid [5] - [8] and obtaining different
(CO2)
values at specific temperatures. The authors suggested that the
value reflected the formation temperature
of carbonates and
developed polynomials (e.g.
in [3] ) by
fitting their experimental data.
The relationship of the associated variables in the experiment is:
, (3)
where
represents the phosphoric acid fractionation factor and
represents the relative concentration of Mass63 in carbonate Mass60 isotopologues
(see definition in the Methods section) [9] . The theoretical explanation for observed
values depends on the ability to define
and
; however,
the appropriate approach is under debate. Schauble and Eiler (2004) [10] , Schauble
et al. (2006) [11] and Hill et al. (2014) [9] (SSH)
performed theoretical calculations of

suggested the phosphoric acid digestion fractionation factor
sis by Guo et al. (2009) [12] provided a value of
bination





fore, new strategies for understanding observed values for

Herein, we described the results of our investigation of the equilibrium reaction
(2) at the interfaces between calcite/aragonite crystals and water using ab initio
techniques. Notably, new


2. Method
2.1. Carbonate isotopologues reacting on calcite and aragonite surfaces
The 13C-18O bonds in carbonates are isotope signals on growing surfaces during precipitation from solution. As shown by crystal growth models (e.g. the “growth entrapment model” [13] - [15] and the “surface kinetic model” [16] ), the bulk carbonate crystal records the isotopic information on its growing surface during precipitation from solution. Natural carbonate samples include stalactites and otoliths [4] [17] , teeth and bones [18] , corals [3] , foraminifera and coccoliths, etc. [3] [4] [11] [17] - [22] , which are made up of calcite and aragonite.
For clumped 13C-18O isotopes reacted on calcite and aragonite surfaces (Figure 1(a) and Figure 1(b), respectively):

for which the equilibrium constant is noted as K3866| (illustrating the doubly substituted isotopologues


where the brackets indicate the concentrations of matter [10] [11] , “|” represents the surface, and the 13C-18O clumped bonds in this reaction remain in the calcite or aragonite [13] - [16] .
For the isotopologues in the



Figure 1. Clusters for the (a) calcite (0001) and (b) aragonite (001) surfaces. The carbonate groups (carbon, grey; oxygen red) of interest are located at the centre of the 1st layers of the solids, and are surrounded by water molecules (hydrogen, white). Also plotted are the lengths of the first 2 shortest Ocarbonate group— Hwater bonds and the thickness of the first 3 water layers perpendicular to the calcite (0001) surface. The effects of the different oxygen sites (not shown) in the groups are also considered in the calculations.
where

and Mass(13C16O16O18O) accounts for 94% of the Mass 63 concentration [3] [9] [11] [12] .
In physical experiments, the carbonate minerals are dissolved with phosphoric acid to produce CO2 [3] [4] [20] . For isotopologues of CO2 degassed from the carbonates:

where
accounts for 97% of the Mass 47 concentration [1] [2] [10] .
2.2. Ab initio calculations
To investigate reaction (4), the structures of carbonate groups were constructed on calcite (0001) (Figure 1(a)) and aragonite (001) (Figure 1(b)) surfaces using ab initio techniques. Both interfacial clusters [23] [24] had three layers of periodic atoms (calcite, 75; aragonite, 51) to represent each crystal and six water molecules to represent the solution. The atoms in the crystals were terminated with charge points (calcite, 0.333; aragonite, 0.222) [25] at 1 Å along the broken Ca-O bond [26] . The Ca, C and O positions before optimization were the same as those in the lattices, with a = 4.99 Å and c = 17.06 Å for calcite [27] and a = 4.96 Å, b = 7.97 Å and c = 5.74 Å for aragonite [28] .
The carbonate groups of interest were located at the centre of each structure and the isotope effect on these carbonate groups from the next-nearest atoms was considered [9] [26] [29] . All of the calculations for these clusters were implemented in the Gaussian09 code [25] using the HF theoretical method [30] , and the 6-31G* basis set [31] [32] , which are suitable for all of the C, Ca and O elements.
The theoretical equilibrium constant for reaction (4) was calculated using the equation:

for which the value of the RPFR (short for reduced partition function ratio [1] [2] [9] - [11] [33] [34] ) is given by:

where









For calculation of the RPFR, a scaling factor (SF) should be used [11] [29] [35] and is predicted by:

with the values for

The theoretical values for


which provides results with an accuracy of 94% [3] [9] [11] [12] . All of the

Re-writing Equation (3) gives the present phosphoric acid fractionation factor:

where


3. Results
3.1. Optimized structures and harmonic frequencies
The optimized structures for the calcite and aragonite interfaces are in agreement with experimental observations. In the calcite structure, the O atoms in the water molecules were located at 1.70 - 2.80 Å from and perpendicular to the (0001) surface (Figure 1(a)); such values agree well with the vertical data for a (10 - 14) surface: 2.2 - 3.2 Å according to a molecular simulation (MD) study [36] and 2.29 - 3.45 Å as determined via X-ray scattering observations [37] .
These structures are also consistent with basic theories on crystal surface chemistry. Both the orientation of the atoms and the bond lengths in the clusters (see Supplementary Materials) slightly deviate from the pure crystal lattice positions [27] [28] ; this variation is reasonable [38] due to the termination of the periodic atom layers that are connected to molecules [39] .
The ab initio harmonic vibrational frequencies (in cm−1), and standard
C and O elemental masses for the carbonate groups on the calcite (0001) surface
are listed in Table 1, which also includes experimental
vibrational data for carbonate groups on a calcite surface determined via laser
Raman spectroscopy and infrared analysis [40] . The calculated vibrations for the
symmetric stretch






The harmonic frequencies for the









Table 1. Vibrational bands (in cm−1) of carbonate groups on the (0001) surface of calcite and the scaling factor (Scott and Radom, 1996).
aFrom Forbes et al. (2011)
Table 2. Comparison of the frequencies (in cm−1) of carbonate groups on the calcite surface (this study) and in bulk calcite (Rustad et al. (2008)) and their ratios (vi/v1, in unit 1).
a| stands for the surface of the crystal; b“icce” stands for inner-crystal-chemical environments.
The calculated




The values for the phosphoric acid fractionation factor y (Equation (12)) are shown in Figure 4 and Table 5. For temperatures ranging from 0˚C to 50˚C, the values in the present study were found to be






of 0.01‰ in this temperature range, which is in good agreement with the value suggested
by Ghosh et al. (2006) (


Because the values for y calculated in the present study are so small:

where




3.3. Uncertainty of the present predictions
Possible errors in the ab initio calculations were first considered. A series of factors influence the accuracy of the calculated K3866| values, including the quality of the exchange density functional and the level of the basis

Figure 2. Values for ∆47 and ∆63 as a function of temperature (K) for (a) calcite and (b) aragonite. The theoretical (this study TS O1, red solid line; TS O2, blue solid line; TS O3, cyan solid line; TS mean, black solid line) and experimental (Ghosh et al. (2006), black crosses; Ghosh et al. (2007), black dots; Dennis and Schrag (2010), black diamonds; Eagle et al. (2010), black circles; Tripati et al. (2010), black squares) data are illustrated. The best polynomial fittings for the means of the ∆47 and ∆63 values for both calcite and aragonite obtained in the present study are shown in Table 3.

Figure 3. Comparison of this results of the present study (TS, black solid) obtained at the HF/6-31G*/1.0613(SF) level to other theoretical and experimental results for calcite ∆47 values from 0˚C to 100˚C. Data points for the data taken from Ghosh et al. (2006) (black dashed), Dennis and Schrag (2010) (blue dashed), and combined Guo et al. (2009) (cyan dashed) were calculated using their fitted polynomials. The data points for Hill et al. (2014) at the B3LYP/6-311++G(2d,dp)(un-scaled) level were illustrated by adding the experimental y (0.232 ± 0.015‰) (cross solid) and theoretical y (0.220‰, Guo et al., 2009) (cross dashed) values. Also shown are the results for ∆47-aragonite obtained in the present study (red solid line).
set; thus, the harmonic frequencies, as well as the error of the scaling factor and the Teller-Redlich product rule [41] [42] used in Equation (9). The use of the Teller-Redlich product rule simplifies the calculation of the RPFR [33] [34] with an uncertainty of less than 10−5, as shown in previous theoretical calculations [11] [26] [29] [43] . The standard error for the SF = 1.0613 was not determined because only one experimental vibrational spectrum [40] has been published. The quality of the theoretical method and the level of the basis set consist of systemic errors in the harmonic frequencies; however, it is clear that the systemic errors are partially cancelled out due to the division of the two RPFRs during calculation of the K3866| values [11] .
The uncertainties in the calculated y values derive from the accuracies of both
the calculated



Table 3. Parameters for the polynomial fitting to calculated best-estimate ∆63 and ∆47 values (Equation (13)) from different studies and the corresponding temperature ranges (K).
The form of each fit is ∆47/63 (T) = A/T4 + B/T3
+ C/T2 +D/T + E. Our polynomials reproduce ∆63 within 0.26%
for both calcite and aragonite from 260 to 1500 K. Present ∆47
Table 4. Site-specific effects of ∆63 in the present study.
the calculated K3866| values have an accuracy within 0.03‰. The external precision
of the


3.4. Fractionations for 13/12C, 18/16O and 14/12C
The accuracy of the calculated results obtained in the present study was then evaluated by comparing the calculated and experimentally obtained 13/12C and 18/16O fractionations for calcite and aragonite. For RPFR(13/12C-calcite) at 25˚C (Table 6 and Table 7), the estimated value of 1.2761 was greater than previously reported results (e.g. 1.2037 [44] , 1.1973 [45] , 1.20430 [11] , 1.1994 [26] and 1.2078 [9] ). The calculated value of 1.2785 for RPFR(13/12C-aragonite) at 25˚C, was also greater than previously reported results (e.g. 1.20669 [11] , 1.2014 [26] and 1.2110 [9] ). In contrast, the calculated value of −1.9‰ for ∆13CCalcite-Aragonite = 1000 × ln (RPFR (13/12C-calcite)/RPFR(13/12C-aragontie)) was in good agreement with the value reported previously for low-temperature equilibrium experiments (−1.7 ± 0.4‰, 25˚C) [46] [47] .
For RPFR(18/16O-calcite) at 25˚C, is the calculated value of 1.1355 was again larger than previously reported results (e.g. 1.1018 [48] , 1.1040 [44] , 1.10328 [11] and 1.1060 [9] ). The calculated value of 1.1394 for RPFR(18/16O-aragonite) at 25˚C was also larger than previously reported results (e.g. 1.098 [48] , 1.10319 [11] , 1.0737 [49] and 1.1075 [9] ). On the other hand, the calculated value for ∆18OCalcite-Aragonite of −3.4‰ at 25˚C, was less than the experimentally obtained results (−0.6‰ [31] [50] and −1.4‰ at 25˚C, [49] ). The difference in the magnitudes of the ∆18O valued may be due to the influence of the acid fractionation factor (1.01107 and 1.01049 for calcite and aragonite, respectively) [11] [51] .
The present results may be applied to the study of the climate history of the Paleozoic, Precambrian and Ce-
Table 5. Comparison of ∆47, ∆63 and y for different experimental and theoretical predictions. The ∆47 and ∆63 values for the data taken from Ghosh et al. (2006), Guo et al. (2009), Schauble et al. (2006), Dennis and Schrag (2010) and Hill et al. (2014) were calculated from their fitted polynomials, and the corresponding y values were copied from these references. The ∆63-T values in the present paper were calculated at the HF/6-31G* level with a scaling factor of 1.0613, and our y values were calculated using the equation ∆47 (published)-∆63-T. For a detailed comparison, the ∆47 values at specific temperatures taken from Ghosh et al. (2006) and our results are illustrated. See discussions in the text.
aThe subscript “c” represents calcite.
aThe subscripts “exp” and “G” stand for experimental and Ghosh et al. (2006), respectively; bthe subscript “a” represents aragonite; cthe subscript “D” represents Dennis and Schrag (2010).
aThe subscript “fit” represents the fitted polynomials from corresponding works.
nozoic [17] , including the variation of the 14C concentration in atmosphere in the Quaternary Period [52] . Thus, polynomials for the RPFR(14/12C) for calcite and aragonite were determined and are provided in Table 6 and Table 7.
Table 6. Parameters for the polynomial fitting to the calculated best-estimate RPFRs for 13/12C, 18/16O and 14/12C in calcite and aragonite from 260 to 1500 K.
The form of each fit is RPFR (T) = A/T4 + B/T3 + C/T2 + D/T + E. These reproduce RPFR within 1.10‰ (13/12C), 0.14‰ (18/16O), 1.5‰ (14/12C) for calcite and within 1.2‰ (13/12C), 0.16‰ (18/16O), 1.5‰ (14/12C) for aragonite from 260 to 1500 K.
Table 7. RPFRs for 13/12C, 18/16O and 14/12C in calcite and aragonite at 25˚C.

Figure 4. Comparison of the acid digestion fractionation factor y for (a) calcite and (b) aragonite for experimental fittings and theoretical results at temperatures from 0˚C to 50˚C. The legends are shown in the middle of both figures. The subscripts “G-T” and “D-T” for our y values represent “Ghosh et al. (2006)—This work” and “Dennis and Schrag (2010)—This work”, respectively. The normals (R2) of the residuals are also shown. See discussions in the text.
4. Discussion
4.1. Comparison with previous studies
Present predictions describe the statistical relationship between observed




The calculated results obtained in the present study were also compared to previously
reported theoretical results (Figure 3, Table 3 and Table 5). At
25˚C, the present calculated






Notably, all of the theoretical results obtained in the present study (RPFR(13/12C),
RPFR(18/16O), K3866|,













In addition, the different coordinate atoms (CAs) of the O atoms in the carbonate group in the two different environments also contribute to the difference in the results obtained in the present and previous studies. The CAs of the O atoms include hydrogen, carbon and calcium atoms for both the calcite and aragonite surfaces (Figure 1), whereas the CAs for the O atoms in inner crystal environment consist of only carbon and calcium atoms [9] - [11] [26] .
4.2. Information behind the conventional 0.22(3)‰ value for y
In Ghosh et al.’s (2006) study, the technical process for analysing the recrystallized
CaCO3 from, for example, sample 47413 is shown in Figure 5. This process involved seven steps that can be classified as physical
or chemical processes. Steps 1, 4 and 6 were physical processes and did not involve
chemical reactions and thus were assumed to have little or no influence on the final


The remaining four chemical processes play key roles in determining the 0.22(3)‰ value for y. Step 2, which corresponds to the horizontal left arrow in Figure 6, includes the reaction:

which produces a uniform distribution of different isotopes in the system, but does
not change the total chemical composition, including the isotopic

In reality, air would be present in the Pt capsules if step 2 in both Ghosh et al.’s (2006) and Guo et al.’s (2009) experiments was performed in air rather than under a vacuum or atmosphere of a noble gas. In this condition, reactions (15) and (16) below occur during the melting process and contribute to a decrease in the K3866 value.
Steps 3 and 5 involve significant isotopic reactions. Step 3 corresponds to the vertical-down arrow in Figure 6. When quenched in air, isotopes in the melted CaCO3 sample (including CO2, CO and O2 gases) exchange with gases in the air. Take CO2 as an example:

and


Figure 5. Simplified technical processes for sample 47413 in Ghosh et al. (2006). See details for each step in Ghosh et al. (2006) and Guo et al. (2009). See discussions of the physical (left) and chemical (right) processes in the text.

Figure 6. Schematic of the ∆63 and ∆47-T paths for the 47413 coral sample during recrystallization. The value for the phosphoric acid digestion fractiona- tion factor in the present study is shown at the bottom of the figure.
Previous experiments (C isotope, [53] ; O isotope, [44] [49] ) showed that due to
these two isotope exchange reactions, calcite is enriched in light 12C
and 16O isotopes and loses heavy 13C and 18O isotopes
at temperatures above 700˚C, resulting in an increase in the concentration of 12C-16O
bonds and a decrease in the concentration of 13C-18O bonds
in the sample. Therefore, the values for K3866 (Equation (5)),


When digesting CO2 from a sample (step 5), phosphoric acid reacts with recrystallized carbonates [5] [8] ) and the phosphoric acid fractionation factor is at the level of 0.01‰ according to our calculations. Thus, we suggest that the intercepts (0.28‰, 47413 aragonite coral; 0.22‰, MZ carbonate; 0.14‰, Sigma carb in Ghosh et al. (2006) and 0.234, re-crystallized MZ; 0.210, NBS19 standard; 0.243, Sigma carbonate in Guo et al. (2009)) represent residual isotope information for the corresponding original CaCO3 samples after reaction with air.
5. Conclusions
Ab initio calculations of 13C-18O clumped isotope reactions on growing surfaces of calcite (0001) and aragonite (001) planes were performed. On the basis of the calculated results, the following conclusions can be drawn:
1) These reactions determine the clumped isotope signatures in bulk carbonate crystals
and the corresponding



and that for aragonite:

2) A comparison of the present results with previously reported experimental data suggests that the phosphoric acid influences the degassing of CO2 from the carbonates at a level of just 0.01‰. It is therefore thought that the conventional intercept of 0.22(3)‰ is due to C and O isotope reactions between CaCO3 and air.
Acknowledgements
We would like to thank Dr Wang Xu in IGGCAS for helpful discussions on the process of phosphoric acid digestion. All of the calculations were performed at the IGGCAS computer simulation lab. This work was supported by the National Natural Science Foundation of China (Grant No. 90914010, 41020134003 and 41303047). The authors would like to thank Enago (www.enago.cn) for the English language review.
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Appendix A. Supplementary Materials
Supplementary Materials can be found in the online version.
This file includes the optimized structures and frequencies for different isotopes of calcite and aragonite at HF/6-31g(d).
Note: the frequencies for calcite in Table 1 are calculated using the standard masses of the C and O elements, as is required by Scott and Radom, 1996. See details in the reference.
Summarized coordinate atoms of O in the interested carbonate group from the following optimized structures:

The CAs of O atoms are four for both calcite and aragonite. Bonds connecting O atom and its coordinate atoms are labeled in gray. All bond lengths are in unit Å. Three different oxygen sites (O1, O2 and O3) for both clusters are also shown.
NOTES

*Corresponding author.





