American Journal of Operations Research
Vol.06 No.04(2016), Article ID:67863,21 pages
10.4236/ajor.2016.64027
Optimal Maintenance Modeling for Systems with Multiple Non-Identical Units Using Extended DSSP Method
Xiaohong Zhang1,2, Jianchao Zeng1,3*
1Division of Industrial and System Engineering, Taiyuan University of Science & Technology, Taiyuan, China
2School of Economics & Management, Taiyuan University of Science & Technology, Taiyuan, China
3School of Computer Science and Control Engineering, North University of China, Taiyuan, China

Copyright © 2016 by authors and Scientific Research Publishing Inc.
This work is licensed under the Creative Commons Attribution International License (CC BY).
http://creativecommons.org/licenses/by/4.0/



Received 9 April 2016; accepted 27 June 2016; published 30 June 2016
ABSTRACT
In the optimal maintenance modeling, all possible maintenance activities and their corresponding probabilities play a key role in modeling. For a system with multiple non-identical units, its maintenance requirements are very complicated, and it is time-consuming, even omission may occur when enumerating them with various combinations of units and even with different maintenance actions for them. Deterioration state space partition (DSSP) method is an efficient approach to analyze all possible maintenance requirements at each maintenance decision point and deduce their corresponding probabilities for maintenance modeling of multi-unit systems. In this paper, an extended DSSP method is developed for systems with multiple non-identical units considering opportunistic, preventive and corrective maintenance activities for each unit. In this method, different maintenance types are distinguished in each maintenance requirement. A new representation of the possible maintenance requirements and their corresponding probabilities is derived according to the partition results based on the joint probability density function of the maintained system deterioration state. Furthermore, focusing on a two-unit system with a non-periodical inspected condition-based opportunistic preventive-maintenance strategy; a long-term average cost model is established using the proposed method to determine its optimal maintenance parameters jointly, in which “hard failure” and non-negligible maintenance time are considered. Numerical experiments indicate that the extended DSSP method is valid for opportunistic maintenance modeling of multi-unit systems.
Keywords:
Extended Deterioration State Space Partition (DSSP), Condition-Based Opportunistic Preventive-Maintenance, Hard Failure, Non-Negligible Maintenance Times, Multi-Unit Systems

1. Introduction
Preventive maintenance (PM) is a broad term that includes a set of activities to improve the overall reliability and availability of a system [1] . Many of today’s technological systems, such as aircrafts, nuclear power plants, military installations and advanced industrial and medical equipments, are comprised of multiple non-identical critical units. It involves high level of complexity in their maintenance and operation, due to interactions between multiple units within a system. It is very important to design and implement appropriate and effective preventive maintenance for them. On one hand, these interactions must be taken into account in the maintenance decisions because of their strong influences. On the other hand, the interactions also offer the opportunity to group maintenance actions, which may save costs of system performance. Furthermore, improvements in analytical techniques and the availability of fast computers have allowed more complex systems to be investigated [2] . Over the past decades, there has been a growing interest in the modeling and optimization of maintenance of systems consisting of multiple units. As can be seen in the related review papers [2] - [6] .
According to the literature, opportunistic maintenance is an effective maintenance strategy for multi-unit systems to collect units in a system that aims to reduce maintenance costs by grouping the maintenance activities of two or more units. Although the goal of opportunistic maintenance is to reduce maintenance costs, it may also impact plant availability. Therefore, the opportunistic maintenance policy was gradually studied in various multi-unit systems maintenance modeling based on different maintenance strategies, such as age-based maintenance (ABM) strategy [7] , failure-rate-tolerance-based maintenance (FBM) strategy [8] and condition-based maintenance (CBM) strategy [9] .
In the optimization maintenance model, all possible maintenance requirements and their corresponding probabilities play an essential role in modeling. For a multi-unit system using opportunistic maintenance strategy, maintenance requirements can be dynamic groups with different combination of the system units, even with different maintenance actions for these units. In order to formulate the decision problem of multi-unit systems with less mathematical difficulty, most of previous optimal preventive maintenance models for multi-unit systems were developed by means of some simple modeling method, such as Monte Carlo simulation techniques [10] [11] . And in these models, enumeration method is usually used to list all maintenance activities of the system. However, for a system with multiple units, simulation and enumeration method are more complicated and time-consuming, even omission may occur when enumerating its possible maintenance activities. Therefore, it needs to find a more efficient method to analyze the maintenance requirements and deduce their corresponding probabilities for these systems.
For a system composing n units, its deterioration space is an n-dimensional continuous state space. With the increasing of the number of units, the combination of the system states and its calculation for modeling grow exponentially. To deal with curse of dimensionality, many previous researched decomposes a multi-unit system into mutually influential single-unit systems and each single-unit system is formulated separately. Then, it developed an approximation algorithm to obtain an acceptable maintenance policy for a multi-unit system, such as the studies by Wijnmalen and Hontelez [8] , Jinqiu, H. and Z. Laibin [12] and Z. Zhang et al. [13] . However, if dependences between units are considered, the optimal maintenance decision on the whole system should depend on the deterioration state of the system rather than the deterioration state of individual units. That is to say, optimal maintenance of the individual unit cannot ensure the optimal maintenance of the whole system. Therefore, the decomposing method will injured much inaccuracy and cannot get an efficient maintenance policy since it can reduce the dimension of problem.
According to the above analysis, a general representation of the system deterioration should be presented for a general multi-unit system to characterize the deterioration of the whole system. Deterioration state space partition (DSSP) method is an efficient approach proposed in our previous studies for maintenance modeling of general multi-unit systems with identical [14] and non-identical units [15] . In these methods, all possible maintenance requirements at each maintenance decision point are analyzed and their corresponding probabilities are deduced according to the partition results of the joint deterioration state of units. After then an explicit representation of the stationary law of the whole system deterioration is derived and its numerical solution is developed considering the dependences between units. Instead of giving an objective-specific optimization model (such as reliability, availability and cost rate or multi-objective), these studies only provide a generalized modeling method for maintenance optimization of multi-unit systems. Also for simplification, the partition method in the recent study [15] only considered whether the unit should or not be maintained to model its deterioration state transition for a non-identical multi-unit system. However, for an objective-specific optimization model, it should not only distinguish which unit should be maintained, also which type of maintenance (opportunistic, preventive or corrective) should be performed on it due to their difference maintenance properties, such as cost and time. Therefore, a more detailed partition method should be studied to satisfy this modeling requirement.
In this paper, an extended DSSP method is presented for opportunistic maintenance modeling of general non-identical multi-unit systems by distinguishing the maintenance type of each unit. In the improved method, a more detailed partition is analyzed and new representation of the possible maintenance groups and their corresponding probabilities are derived based on it. Furthermore, in order to show the implementing process of the developed method, a non-periodical inspected condition-based optimization maintenance model is developed for a two-unit system considering hard failure and the non-negligible maintenance times. Using the proposed method, a stochastic model for the long-term average cost per unit time is developed based on semi-regenerative process theory to determine the optimal inspection interval and control limits of units jointly.
The remaining sections are organized as follows. Section 2 describes the extended DSSP method. In Section 3, using the proposed method, a cost model is proposed to assess and optimize the performance of the maintenance policy for two-unit system. Section 4 presents a numerical example, where the analysis results show the implementing process of the developed method. Finally, Section 5 concludes the paper.
2. Extended DSSP Methods
The opportunistic maintenance policy was gradually used in various multi-unit systems maintenance modeling based on different maintenance strategies. In the previous proposed opportunistic maintenance strategy studies, a
zone of “opportunistic maintenance” such as the age range
[7] , the failure rate interval
[8] and the deterioration level interval
[9] , is typically defined according to the control-limit policy to
determine which units should be opportunistically maintained given that a maintenance action on other unit is performed. For multi-unit systems with non-identical units, DSSP method is present in paper [15] to model the opportunistic maintenance of them. In the method, various maintenance actions are corresponded to various deterioration state zones which are formed by splitting the deterioration state space of each unit with maintenance thresholds. For a system consisting of two or more units, the partition result of the system deterioration state is the crossover of the maintenance zone of every unit. More zones present more possible combinations of maintenance actions. In this pare, all possible maintenance groups of general multi-unit systems with a known number of non-identical units at each maintenance decision time and their corresponding probabilities are deduced using the presented approach. And further, a general representation of the stationary law of the system deterioration and its numerical solution is developed. Taking the common feature of the opportunistic maintenance policy into account, an extended DSSP method for opportunistic maintenance of multi-unit systems is proposed as below.
2.1. Characteristics of System
A multi-unit system with n non-identical units is considered, in which each unit deteriorates gradually. The general assumptions for the system are as follows:
1) The deterioration state of unit
at time t can be described by a scalar random variable
with initial state
, which means the unit i is a new one. The unit i is considered failed as soon as its deterioration state exceeds a critical level
.
2) Let
be the continuous stochastic process describing the deterioration process of unit i. On an infinite discrete time grid
, the stochastic process can be described as
.
3) The increment of deterioration state of unit i between two consecutive time units (i.e., between
and
),
, is supposed to be nonnegative, stationary, and statistically independent, which follows the same distribution and the probability density function is
. Consequently, the distribution of the increments during n units of time is
, where 

4) The global system deterioration evolution is modeled by the n-dimensional continuous stochastic process


The maintenance strategy is based on a control limit policy (CLP), which combines condition-based preventive, opportunistic and corrective maintenance. For each unit



1) Each unit is inspected non-periodically at discrete times


2) If
3) If
4) At each maintenance decision point, if a maintenance is performed on a unit i, for another unit

5) Otherwise, the units are left as they are.
After maintenance, the maintained unit can be restored to “as good as new” state.
2.2. The Extended DSSP Method
According to the defined strategy, Figure 1 illustrates the deterioration evolution of a single unit system. In this figure, the three maintenance thresholds of each unit split its deterioration state space into four zones: operating zone (U), opportunistic maintenance zone (O), preventive maintenance zone (P) and corrective maintenance zone (C). Each zone presents one maintenance action. Each zone presents one maintenance action. Therefore, the partition result of the deterioration state space of a single-unit system can be simplified as Figure 2 with distinguishing different maintenance types.
Figure 1. Deterioration model of the ith unit.
Figure 2. Deterioration state space partition of single-unit systems.
For a system consisting of two or more units, the partition result of the system deterioration state is the crossover of the maintenance zone of every unit. Each zone presents a possible combination of maintenance actions of all units. The deterioration state space partition with all possible maintenance requirements in two-unit systems and three-unit systems are depicted in Figure 3 and Figure 4. In Figure 4, the partition result is divided into four subparts in accordance with four different maintenance requirements of the third unit: no maintenance (Figure 4(a)), opportunistic maintenance (Figure 4(b)), preventive maintenance (Figure 4(c)) and corrective maintenance (Figure 4(d)). In these figures, each deterioration state space region is named by a maintenance activity list which represents the maintenance requirement for each unit respectively.
For a multi-unit systems with n non-identical units, its possible maintenance requirement can be expressed as a maintenance activity list







2.3. Maintenance Probability
Suppose 








The expressions of the probabilities of all possible maintenance requirements in two-unit systems also can be
Figure 3. Deterioration state space partition of two-unit systems.


Figure 4. Deterioration state space partition of three-unit systems. (a) The third unit needs no maintenance; (b) The third unit needs opportunistic maintenance; (c) The third unit needs preventive maintenance; (d) The third unit needs corrective maintenance.
presented by integrating the joint probability density function of the system deterioration state, 
















It is not difficult to induce that, for a multi-unit system with n non-identical units, the partitions of the deterioration space of the n units system can be constructed by embedding the partitions of the 
corrective maintenance zone (C), and their coverage regions are









where 

A special case is that when there is no unit in the system need to be maintained, all the opportunistic maintenance requirements will be lay aside for no opportunity is offered. That is, in all regions crossover by operating zone (U) and opportunistic maintenance zone (O) of all units, there is no unit need maintenance. Let 

In a multi-unit system with n non-identical units, the number of the regions crossover by operating zone (U) and opportunistic maintenance zone (O) of all units is
Equation (1) to Equation (25) indicate that the evaluation of such criterion requires determination of the joint probability density function of the deterioration evolution of the maintained system

3. Optimal Maintenance Modeling for Two-Unit Systems
In order to show the implementing process of the extended DSSP method, the optimization model of the maintenance for two-unit systems is established using the proposed method in this section.
3.1. System Characteristics
A two-unit system is considered in which each unit follows the general assumptions presented in Section 2.1. In addition, a consideration of hard failure is added. That is, the failure of each unit can be found immediately without inspections as it results in a system shutdown, which is referred as a hard failure [16] . In more detail, if the deterioration state of the unit i satisfies 


The maintenance strategy for this system is also based on the control limit policy defined in Section 2.2. Furthermore, non-periodical inspection intervals and non-negligible maintenance times are considered. More additional detailed assumptions are as follows:
1) Let 


2) For unit







3) It is assumed that the opportunistic maintenance of each unit incurs same cost and time as its preventive maintenance.
4) After each maintenance, a new inspection interval is rearranged.
Either a scheduled maintenance with periodic inspection and/or an unscheduled corrective maintenance for hard failure is considered as a system intervention. In addition to the specific unit cost as previously defined, each intervention performance on the system entails a set-up cost
3.2. Evaluation of the Performance Criteria of the Proposed Policy
According to the defined strategy, an example deterioration and maintenance evolution of a two-unit system is illustrated in Figure 5.
In this figure, 



Figure 5. Example of deterioration and maintenance evolution of a two-unit system.
is required for the unit 1. While the deterioration state of unit 2 belongs to its opportunistic maintenance zone, it is opportunistically maintained together. After a certain maintenance interval, the system is restored to a new state and a new inspection cycle begins. At time 










It’s easy to find that the length of a semi-regeneration cycle is varying stochastically. Let the stochastic variable S be the length of a semi-regeneration cycle. It contains two time stochastic periods: 1) Uptime interval between the last starting up time and the system failure time or the next periodical inspection time, denoted as
A cost model is proposed to assess and optimize the performance of the proposed policy. According to renewal theory, the average cost of an infinite time is defined a,

where 

In accordance with the characteristics of the system deterioration process and the maintenance strategies described above, the choices of the inspection interval and the opportunistic and preventive maintenance thresholds for each unit influences the performance of the proposed policy. If the inspection interval is too large, the probability of failure increases between two inspections, which results in increased maintenance costs. In contrary, it is expensive to inspect the system too frequently. Similarly, the low opportunistic and preventive maintenance thresholds result in frequent preventive maintenance and the remaining life of the deteriorated but still working unit cannot be fully exploited. Otherwise, the failure probability and the maintenance costs increase between two inspections. To minimize the total maintenance cost of the whole system, the optimization of the proposed policy can be defined as a constrained optimization problem, if the average cost can be represented as a function of these decision variables as following:

The unit 

inspection, in which case the length of the kth uptime duration is



is adopted here, it is assumed that the exact time of failure of unit i can be set as any one integer value between



after the last semi-regeneration point given that the revealed deterioration state equal 


The expected uptime duration in a semi-regeneration cycle is expressed as:

Using 

The failure of the system can be triggered by failure of unit 1 and/or unit 2, therefore,

In Equation (31), 

abilities can be evaluated by analysis of all the scenarios leading to failure. The failure of unit i may occur under
two conditions. If unit i was maintained at its previous semi-regenerative point, then






If the system has not failed between two inspections, the operation of the system can be stopped by pre- scheduled inspection. Therefore, the probability of the length of the uptime duration is 

If the operation of the system is stopped by pre-scheduled inspection, all units in the system are inspected and the maintenance activities are arranged according to the revealed states. Different maintenance groups incur different probabilities and costs. According to partitions in Figure 3, the revealed system state can falls in 16 regions. Different cost will incurred for different regions with different probability which can be calculated according to to partitions in Figure 3, the revealed system state can falls in regions:
1) 





2) 






3) 





4) 






5) 




6) 




7) 



If system failure occurs between two inspections, it contains two sub-scenarios:
1) If the system failure is triggered by failure of one unit


a) If



b) If




2) If the system failure is triggered by failure of two units, its probability is


The expected total cost of a semi-regenerative cycle is concluded by Equation (38),
(38)
Based on the above analysis, the expected unavailable duration for maintenance over a semi-regenerative cycle can be expressed as Equation (39).

The established model, as shown in (27) is a non-linear, single-objective optimization model with a mixture of constraint variables. A genetic algorithm (GA) is chosen as an optimization method to solve the model because it can deal with linear and nonlinear, constrained and non-constrained, as well as discrete, continuous, and hybrid search spaces.
4. Numerical Experiments
4.1. Experimental Results
A numerical example is presented herein to demonstrate the correctness and validation of the DSSP method. A gamma distribution is often used to characterize continuous wear processes with non-negative, stationary, and statistically independent increments starting from zero level [9] [17] . An advantage of the gamma distribution process is the existence of an explicit probability distribution function which permits feasible mathematical developments [18] . Therefore, we assume that the deterioration increments of unit i, 


A gamma wear process in continuous time z follows the gamma distribution
The kth inspection interval 


2002). In the numerical experiment, we define 



For two non-identical units, we suppose that:














We will verify the proposed deterioration state space partition method by making a decision table and performing sensitivity analysis of different parameters. Additionally suppose that


Figure 6. Example of deterioration and maintenance evolution of a two-unit system.











rameters set as follows: population size is 20, maximum number of generations is 50, generation gap is 0.8, crossover rate is 0.8, and mutation rate is 0.2. Figure 7 shows an example of the evolution of the optimization process. The optimal values of the decision variables are






4.2. Sensitivity Analysis
From the definition of

Next, we focus on the influence of the opportunistic and preventive maintenance thresholds of each unit over
the optimal values. When








Figure 7. An example of optimization result of GA.


Figure 8. Effects of inspection interval on the optimization objective. (a) On the expected duration of a semi-regenerative cycle; (b) On the expected cost per unit time.
values of expected total costs with different opportunistic maintenance thresholds. Figure 9 indicate that the cost rate is relatively small at smaller 



On account of two key issues of this paper, the opportunistic preventive maintenance structure and the non- negligible maintenance times, we further analyze the influence of the cost parameters 







Figure 9. Influence of maintenance thresholds over the expected cost per unit time. (a) Preventive maintenance thresholds; (b) Opportunistic maintenance thresholds.
Table 1. Influence of 





Table 2. Influence of 






Results from Table 1 indicate that with increasing of set-up costs, the cost of all maintenance activities in crease. In order to reduce expected costs rate, the frequency of maintenance must be reduced. The corrective maintenance cannot get an optimal decision, therefore this objective only can be achieved by reduce the frequency of preventive maintenance. The result is the width of preventive maintenance zones of all units are decreased with the increase of set-up costs. However, it is not wise to increase the preventive maintenance threshold blindly when set-up costs are very large. It will incur a large probability and cost of corrective maintenance. So the inspection interval becomes small with continuous increasing of set-up costs. With increasing of set-up costs, significance of opportunistic maintenance is more obvious, thus the width of preventive maintenance zones of all units are increased.
As shown in Table 2, with increasing costs of the downtime losses, 


5. Conclusions
In order to satisfy the objective-specific optimization modeling requirement, the DSSP method, which is presented in our recent study to analyze possible maintenance groups at each maintenance decision point and deduce their corresponding probabilities, is extended by detailing its partition with maintenance type due to the differences in costs and time consumptions of different maintenance activities. A more detailed partition method is presented and a new representation of the possible maintenance requirements and their corresponding probabilities are derived according to the partition results. In addition, focusing on two-unit systems with random “hard failure” and non-negligible maintenance time, a non-periodical condition-based opportunistic preventive-maintenance structure was presented. Utilizing the proposed method, a long-term average cost model is established based on semi-renewal theory. The optimal inspection period function of the system, the opportunities and the preventive maintenance thresholds of each unit are determined jointly. Numerical experiments are conducted to evaluate the proposed method. The results show that: An optimal maintenance strategy can be obtained by solving the optimization cost model, which is established using the proposed DSSP method. Together with the results of sensitivity analysis of the cost parameters, it indicates that the proposed modeling method is correct and well performed to optimize maintenance policies for two-unit systems.
According to the proposed method, the solution of the stationary law of system state 
lity density for multi-unit system with n units can be reorganized as a set of 




sion of the solution matrix grows exponentially when the number of units in a multi-unit system increases. Even for a multi-unit system with a few units, if the number of portions for numerical integration 

In addition, further studies are needed considering more realistic systems and difficult maintenance models. These should include maintenance models with imperfect maintenance, models taking into account punishment for untimely preventive maintenance, and models for evaluation of additional performance criteria of the proposed policy (e.g., system reliability and availability), etc.
Acknowledgements
This project is supported by the National Natural Science Foundation of China (General Program) (Grant No. 61573250) and the PhDResearch Startup Foundation of Taiyuan University of Science & Technology (Grant No. 20152021).
Cite this paper
Xiaohong Zhang,Jianchao Zeng,1 1,1 1, (2016) Optimal Maintenance Modeling for Systems with Multiple Non-Identical Units Using Extended DSSP Method. American Journal of Operations Research,06,275-295. doi: 10.4236/ajor.2016.64027
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Nomenclature










U operating zone
O opportunistic maintenance zone
P preventive maintenance zone
C corrective maintenance zone


























NOTES
*Corresponding author.




















