Energy and Power Engineering, 2010, 2, 90-94
doi:10.4236/epe.2010.22013 Published Online May 2010 (http://www.SciRP.org/journal/epe)
Copyright © 2010 SciRes. EPE
An Approach to Human Adaptability towards its Built
Environment: A Review
Richa Tiwari1*, Mukesh Pandey2, Anupama Sharma3
1Architecture, SPA, Bhopal, India
2Deptartment of Mechanical Engineering, University Institute of Technology, Bhopal, India
3Architecture & Planning MANIT, Bhopal, India
E-mail: richa_tiwari@rediffmail.com, anukhurasia@yahoo.com
Received December 11, 2009; revised February 1, 2010; accepted March 17, 2010
Abstract
This paper deals with the human adaptability to its built environment. The built environment as we know it
rarely finds itself adapting to its surrounding context, whether it be on the level of interaction with humans or
the climate. Humans and nature both are in a constant state of flux; moving, changing, sensing, and reacting
to their context and information they gather and perceive. A barrier is formed between the built environment
and humans and nature due to the fact that their inherent characteristics are utterly contrasting. It is com-
monly estimated that persons in urban areas spend at least 80% of their time indoors. This suggests that the
quality of the indoor environment can have a significant impact on comfort, health, and overall sense of well
being. The indoor environment of buildings should thus be designed and controlled, as to provide a com-
fortable and healthy space for occupants. In order to maintain the quality of the indoor environment, we me-
chanically condition our buildings to achieve constant, uniform and comfortable environments. The mainte-
nance of thermal equilibrium between the human body and its environment is one of the primary require-
ments. History of thermal comfort and climate design shows a definite relation between them and research is
needed to know “What are comfort conditions?” and “How buildings could adapt themselves to these condi-
tions”.
Keywords: Adaptability, Human Comfort, Thermal Comfort, Thermal Performance, Adaptive Behaviour
1. Introduction
The phrase built environment refers to the man-made
surroundings that provide the setting for human activity,
ranging in scale from personal shelter to neighborhoods
to the large-scale civic surroundings. Humans and many
other mammals have unusually efficient internal tem-
perature regulating systems that automatically maintain
stable core body temperatures in cold winters and warm
summers. In addition, people have developed cultural
patterns and technologies that help them adjust to ex-
tremes of temperature and humidity.
Thermal comfort is essentially a subjective response.
Current comfort standards such as ASHRAE-55 (Amer-
ican Society of Heating, Refrigerating and Air-Condi-
tioning) [1] define thermal comfort as “state of mind,
which expresses satisfaction with the thermal environ-
ment”. While it may be partially influenced by a variety
of contextual and cultural factors, a person’s sense of
thermal is primarily a result of the body’s heat exchange
with the environment. This is influenced by four pa-
rameters that constitute the thermal environment (Air-
temperature, Radiant temperature, Humidity and Air
speed) two personal parameters (Clothing and Activity
level, or Metabolic rate) [2].
2. Thermal Adaptation
Environment and behaviour research teaches that ones
experience of a place is a multi-variation phenomena and
a reflection of the degree to which the place contributes
to a person’s objectives and expectations. In the adaptive
approach to modeling-thermal comfort, thermal percep-
tion is affected by circumstances beyond the physics of
the body’s heat-balance, such as climate setting, social
conditioning, economic considerations and other contex-
tual factors [3]. The adaptive hypothesis states that one’s
satisfaction is achieved by matching the actual thermal
environmental conditions prevailing at that point in time
and space, with one’s thermal expectations of what the
R. TIWARI ET AL.91
indoor climate should be like. A variable temperature
standard links indoor temperatures to the climatic context
of the building and accounts for thermal experiences and
current thermal expectations of their occupants. In short,
satisfaction occurs through appropriate adaptation to the
indoor climatic environment.
3. Adaptive Behaviour
An alternative to traditional comfort theory-termed the
“adaptative” can broadly be interpreted as the gradual
diminution of the organism’s response to repeated envi-
ronmental stimulation which building occupants undergo
in order to improve the “fit” of the indoor climate to their
personal requirements [3]. This is achieved either through
the way they interact with the environment, or modify
their own behaviour, or because contextual factors and
past thermal history change their expectations and ther-
mal preferences. It is possible to distinguish three modes
of the adaptive behaviour as shown in Figure 1.
3.1. Behavioural Adjustment
“Behavioural thermoregulation is well developed in hu-
mans and becomes preponderant and tends to supplant
other forms of thermoregulation”. In this a person makes
modifications consciously or unconsciously, which in
turn will modify heat and mass fluxes governing the
body’s thermal balance. This modifications or adjust-
ments can be defined in terms of three categories: Per-
sonal adjustments e.g. changing personal variables like
clothing, activity etc. and adjusting to the surroundings.
Technological adjustments e.g. modifying the surround-
ings themselves like turning on fans or opening or clos-
ing of windows etc. Cultural adjustments, which include
scheduling activities or adapting, dress codes etc.
3.2. Physiological Adjustments
Physiological adjustments include changes in the phy-
siological responses that result from exposure to thermal
environmental factors leading to gradual diminution in
the strain induced by such exposure. These adjustments
can be sub categorized: Genetic adaptation, including
alterations, which become part of the genetic heritage of
an individual. Acclimatization includes changes in the
settings of the physiological thermoregulation system
over a period of time. Physiological acclimatization is
mediated by the autonomic nervous system and directly
affects the physiological thermoregulation set points.
3.3. Psychological Adjustments
Psychological adjustments refer to perceptual adaptation
and encompass the effects of cognitive and cultural
Figure 1. The three components of adaptation to indoor
climate.
variables and describe the extent to which habituation
and expectation alter one’s perception of and reaction to
sensory information due to past experiences and expecta-
tions [4].
The role of expectation in thermal comfort research
was acknowledged in the earlier works of McIntyre, who
stated that “a person’s reaction to a temperature which is
less than perfect will depend very much on his expecta-
tions, personality and what work he is doing at the time”.
Although the studies explain the differences in observed
and predicted thermal sensations and acceptability, par-
ticularly of different environmental contexts such as the
home vs office, or when comparing responses in air-
conditioned vs naturally ventilated buildings. However
evidences shows that building occupants become accus-
tomed to levels of warmth prevailing within buildings on
time scales of weeks or months. These scales translate
into synoptic and seasonal processes operating in the
outdoor atmospheric environment.
An important premise of the adaptive model is that the
building occupant is no longer simply a passive recipient
of the thermal environment as given, as in the case of a
climate chamber experimental subject, but instead is an
active agent interacting with all levels of the per-
son-environment system via feedback loops. The adap-
tive hypothesis indicates that one’s satisfaction with an
indoor climate is achieved by a correct matching be-
tween the actual thermal environmental conditions pre-
vailing at that point in time and space, and one’s thermal
expectations of what the indoor climate should be like.
Thermal expectations result from a confluence of current
and past thermal experiences, cultural and technical
practices [3,5]. These relationships have been described
in Figure 2, a schematic diagram developed by Au-
liciems [5] showing that a given set of indoor climatic
conditions can elicit varying levels of comfort and satis-
faction from building occupants, depending on culture or
climatic and HVAC/architectural expectations.
4. Field Evidences for Human Adaptation
In recent years numbers of studies have been con-
ducted on climate oriented building design to enhance
Copyright © 2010 SciRes. EPE
R. TIWARI ET AL.
92
Figure 2. Schematic diagrams of thermal expectations.
thermal comfort conditions in living space and at the
same time to reduce both the embodied and operational
energy consumption. But results reported in these studies
often deviate from the actual scenario. This discrepancy
arises because most of the available thermal comfort
standards are suited for air-conditioned buildings the
situation leads to difficulty in estimating the thermal en-
vironments due to lack of adequate field experiments and
long term data collection. In naturally ventilated build-
ings the occupants ability to modify the indoor environ-
ment is limited .An uncomfortable indoor environment
might not be possible to control by passive means be-
cause of different socio-economic background and cli-
matic condition. However, people living in naturally
ventilated buildings are likely to be more tolerant.
Field studies were conducted for assessing the poten-
tial impacts of behavioural or psychological adaptations.
Questionnaire based subjective measurements for this
study was carried out. The respondents were asked to
vote on ASHRAE 7 point thermal sensation scale follow-
ed by extensive interaction and filling up the question-
naire. This interaction helped us to record the common
behavioural adaptations. Studies showed that, by utiliz-
ing behavioural adjustments such as wearing light cloth-
ing and restraining physical activities, local occupants
were able to reach acceptable comfort in what-to immi-
grants from cold climates could be quite uncomfortable.
The influence of clothing adjustments as a part of a study
of office workers in naturally ventilated buildings in cen-
tral India was also studied and it was found that the of-
fice occupants were comfortable across a wide range of
seasonal temperatures, with neutralities varying between
15.7. in winter and 26.4 in summer. This concludes
that at least two-thirds of the seasonal changes in comfort
temperatures could be attributed to the flexibility in the
traditional Indian clothing worn. While this supports the
hypothesis that people use clothing adjustments to adapt
themselves to a wide range of temperatures, it also sug-
gests that there may be additional non-behavioural ways
in which people adapt to the built environment.
ASHRAE Scale Bedford scale
+3 Hot 7 Much too warm
+2 Warm 6 Too warm
+1 slightly warm 5 Comfortably warm
0 Neutral 4 Comfortable
-1 slightly cool (neither cool nor warm)
-2 Cool 3 Comfortably cool
• -3 Cold 2 Too cool
1 Much too cool
In addition to adjusting oneself to the environment,
one can also manipulate the environment itself. The oc-
cupants always try to provide themselves the thermal
environment customary to their own socio-cultural con-
text and local climate during the residential building de-
sign. Occupants of the house have a propensity to adapt
to the changes in thermal environment and try to be more
comfortable. The temperatures corresponding to com-
fortable thermal environment are not fixed but are con-
tinuing response to changes in both indoor and outdoor
environmental condition modified by climate and social
custom. Sudden changes in the ambient temperature im-
posed on the occupants actually lead to discomfort.
Hourly questionnaires were used to study whether the
subjects had made adjustments to their clothing or to
their furniture, doors, windows, shades, fans or any other
part of the building to improve their comfort. Results
indicated extensive occupant interaction to adjustments
to controls or other environmental aspects of the room
and less adjustments to clothing. Benton and Brager [6]
also conducted a field study of thermal comfort, which
addressed the availability, use, and effectiveness of both
personal and environmental behavioural adaptation.
The role of personal control on expectation and ther-
mal response has important implications in naturally
ventilated vs centrally air-conditioned buildings. The
adaptive hypothesis implies that if occupants in a cen-
trally-controlled building have generally experienced
fairy constant and uniform conditions, with limited op-
portunities for personal control, then they not unreasona-
bly expect their building to automatically provide them
with perfect comfort. And when it fails to meet those
expectations, they will be more likely to judge that
building harshly compared to a situation were they had
control over those conditions. Studies by Paciuk [7]
show evidence of this, he found that personal or envi-
ronmental adjustments in air-conditioned buildings actu-
Copyright © 2010 SciRes. EPE
R. TIWARI ET AL.93
ally had a small effect on satisfaction. Studies were con-
ducted in a mixed mode office building and it was found
that, as temperatures rose above 24, people in centrally
air- conditioned work areas began voting much higher on
the thermal sensation scale than their colleagues in the
naturally ventilated work areas, suggesting that they
were less tolerant of higher temperatures and expected a
higher standard in the thermal environment. Studies also
show the adaptive actions commonly occurring in offices
and the percentage of people who choose to employ them.
The main adaptive behaviours discussed in the study
were opening windows and switching on a fan. The en-
vironmental control of opening windows is highly pre-
ferred by occupants. When people have the freedom to
modify the environment and make the necessary adjust-
ment, they use these actions to compensate for the less
comfortable thermal conditions.
Similar patterns were found in thermal comfort field
studies of homes vs. office buildings, where a multitude
of contextual factors, including perceived control, might
influence expectation and thermal response. It was found
that thermal neutralities and preferences were signifi-
cantly lower in the home compared to the offices and the
differences could not be accounted for by changes in
clothing, activity, or air velocity. All these patterns sup-
port the notion that people grow to accept the thermal
conditions to which they become accustomed to and that
this acceptance might be influenced by factors such as
personal control, energy bills, or concern for the envi-
ronment. In short, when people have the possibility to
control their environment (e.g. by being able to open a
window), they are more easily thermally satisfied than
when they perceive that they do not have control. Satis-
faction occurs through appropriate adaptation to the in-
door climate environment.
Field evidence for thermal adaptation shows a clear
distinction between the thermal adaptation and responses
of occupants in naturally ventilated buildings as opposed
to air-conditioned buildings. The survey also showed that
this difference could not entirely be accounted for by
adjustments to clothing or activity. The most plausible
explanation for these differences is the contextual influ-
ence of thermal history and its effects on expectations-
past thermal experiences in a building create a bench-
mark for expectations of future thermal performance. In
naturally ventilated buildings, indoor temperatures more
closely match the diurnal and seasonal variations in out-
door temperatures. People recognize this, relax their ex-
pectations or individual “comfort criteria” and not only
become more tolerant of the more varied, dynamic and
non-uniform indoor conditions, but often prefer having a
closer connection with weather and seasonal changes.
Comfort ultimately depends on the degree to which the
environment matches and contributes to our expectations
and studies have consistently shown that this is strongly
affected by our sense of whether or not conditions are
under control. All these patterns support the notion that
people grow to accept the thermal conditions to which
they become accustomed to and that this acceptance
might be influenced by factors such as personal control,
energy bills, or concern for the environment. In short,
when people have the possibility to control their envi-
ronment (e.g. by being able to open a window), they are
more easily thermally satisfied than when they perceive
that they do not have control. Satisfaction occurs through
appropriate adaptation to the indoor climate environ-
ment.
5. Thermal Performance of Buildings
The adaptive approach is based on statistical analysis of
large number of thermal comfort field studies. Field stu-
dies have more immediate relevance to living conditions.
The adaptive approach is a behavioural approach and
rests on the observation that people are not passive in
relation to their environments, but they express direct
response to make themselves comfortable at the given
time and opportunity. The adaptive opportunity may be
provided for instance by switching fans or operable
windows or ventilators in summer or by temperature
controls in winter. Since clothing and activity levels are
region specific and driven by socio-cultural set-up and
climate, it is very difficult to find a single value for
comfort temperature. Different respondents vote accord-
ing to their own physiological, psychological and behav-
ioural adaptations. Because of this fact, it has been found
that at same temperature: different respondents have dif-
ferent thermal sensation or same thermal sensation at
different temperatures. An increasingly wide range of
temperature is permissible as the adaptive opportunities
increased. Individual control is more effective in ad-
vancing comfort than group control.
6. Conclusions
Expectation plays a role for occupants of air-conditioned
buildings as well, but in a different way. Here, thermal
history comprises consistently cool, constant, uniform
conditions, creating more stringent comfort criteria while
biasing expectations towards constant HVAC set points
rather than daily or seasonal fluctuations. Air-condition-
ed occupants were basing their evaluations on the bench-
mark of their own preconceptions of what air-condition-
ing should achieve, rather than on what it actually pro-
vided. In effect, this suggests that increasing levels of
sophistication in environmental control systems and
building services are on a treadmill of attempting to sat-
isfy increasingly stringent occupant expectations.
The adaptive processes are operating on time scales
ranging from seasonal, through synoptic to diurnal. Crit-
ics of the adaptive approach at various symposia or se-
Copyright © 2010 SciRes. EPE
R. TIWARI ET AL.
Copyright © 2010 SciRes. EPE
94
minars have repeatedly asked the question: “how long
must your people suffer in sub-optimal indoor climates
before they become adapted?” The answer to this de-
pends on which of the adaptive processes is being relied
upon. While traditional research designs tend to look at
responses at a given moment, experiments that intend to
evaluate adaptive mechanisms need to take measure-
ments over extended periods of time. Available evidence
reviewed in this paper indicates that, in climate chamber
experiments at least, the slower physiological adaptive
process of acclimatization appears not to be relevant to
this question of thermal neutrality and its fluctuations
from day to day, week to week and season to season.
As a result, the data analysis and model development
will focus more heavily on the adaptive mechanisms of
adjustment, and habituation/expectation.
One of the most important findings from our review of
field evidence was the distinction between thermal com-
fort responses in air-conditioned vs. naturally ventilated
buildings. Analysis suggested that behavioural adapta-
tion incorporated in conventional heat balance models
could only partially explain these differences and that
comfort was significantly influenced by peoples expecta-
tions of the thermal environment. These contextual dif-
ferences most likely resulted from a combination of past
thermal history in buildings and differences in levels of
perceived control. It is therefore essential that adaptive
algorithms for comfort control utilize regressions from
the architectural context for which they are intended.
Regressions based on data from naturally ventilated
buildings will probably be unsuitable as a control algo-
rithm for air-conditioned buildings in which adaptive
opportunities are severely constrained. There are nu-
merous benefits to be gained from an improved under-
standing of the influence of adaptation on thermal com-
fort in the built environment. Enhanced levels of thermal
comfort and acceptability among occupants reduced en-
ergy consumption and the encouragement of climatically
responsive building design. These benefits can best be
achieved through an ongoing, open dialogue and col-
laboration between the proponents of the “adaptive” vs.
“heat balance” approach and I hope that my paper has
provided a function for that to occur.
7
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[4] M. A. Humphreys, “Field Studies and Climate Chamber
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