Engineering
Vol.08 No.04(2016), Article ID:65833,23 pages
10.4236/eng.2016.84016
Simple Adaptive Delta Operator Aircraft Flight Control for Accommodation of Loss of Control Effectiveness
Alfredo Cano, Kenneth Sobel*
Department of Electrical Engineering, The City College of New York, New York, NY, USA

Copyright © 2016 by authors and Scientific Research Publishing Inc.
This work is licensed under the Creative Commons Attribution International License (CC BY).
http://creativecommons.org/licenses/by/4.0/



Received 10 February 2016; accepted 20 April 2016; published 25 April 2016
ABSTRACT
A new proof for stability of delta operator simple adaptive control is presented in terms of a set of Linear Matrix Inequalities (LMIs). The paper shows how to design a feedforward gain to satisfy the LMIs over a polytope of loss of control effectiveness failures. The MATLAB Robust Control Toolbox is used to find the feedforward gain with the smallest norm that satisfies the LMIs. Examples are presented of the F/A-18 aircraft and the Innovative Control Effectors (ICE) tailless aircraft that show the design of a feedforward gain for a loss of control effectiveness in any one control effector. The designs use a fixed eigenstructure assignment controller for an inner loop augmented with the simple adaptive controller. Simulations of both aircraft include simultaneous loss of control effectiveness failure and lateral wind gust. Simulation results for the F/A-18 aircraft show that the adaptive controller achieves almost perfect tracking whereas the nonadaptive controller cannot achieve a coordinated turn when an aileron failure occurs. The ICE tailless aircraft uses sideslip, washed-out stability axis yaw rate, and stability axis roll rate feedback for both the inner loop eigenstructure assignment controller and the simple adaptive controller. However, the adaptive controller also uses bank angle feedback. Simulation results for the ICE tailless aircraft show that the adaptive controller achieves almost perfect tracking whereas the nonadaptive controller diverges when an all moving tip failure occurs.
Keywords:
Simple Adaptive Control, Delta Domain, Parallel Feedforward, Aircraft Control Failure

1. Introduction
Aircraft flight control systems are designed with extensive redundancy to ensure a low probability of failure. During recent years, however, several aircraft have experienced major control system failures. These have caused an increased interest in fault tolerant flight control systems. The objective of a fault tolerant flight control system is to control and safely land the aircraft in case of severely damaged or inoperable control surfaces. One of the approaches to fault tolerant control is active control. An active fault tolerant control system has to either reconfigure or adapt the controller in response to the failure. Typical design methods include multiple model, switching, and tuning designs; adaptive designs; and fault detection and diagnosis designs. Adaptive failure accommodation designs have simpler control structures and do not rely on knowledge of the actuator failures. Direct adaptive designs use the system response error to achieve desired performance.
Early results similar to Simple Adaptive Control (SAC) were obtained by Fradkov [1] in Russia as early as 1974-1976. Independently, Sobel, Kaufman, and Mabius [2] [3] proposed a related approach in the USA in the late 1970s. This result was extended and given the name simple adaptive control by Barkana and Kaufman [4] [5] who inserted a feedforward compensator around the plant so that the augmented system was Almost Strictly Positive Real (ASPR). Kaufman, Barkana, and Sobel [6] summarized stability results which showed that all signals in the adaptive system were bounded and that the augmented error was asymptotically vanishing if the augmented plant was ASPR. Other results in the design of parallel feedforward compensators which realized an ASPR augmented system were developed by Mizumoto, Fukui, Yamanaka, and Shah [7] using the Fictitious Reference Iterative Tuning (FRIT) method.
Many authors have applied SAC to aerospace problems. For example, Mooij [8] has applied SAC to an Apollo shaped re-entry vehicle; Rusnak, Weiss, and Barkana [9] have applied SAC to a missile autopilot; and Luzi, Peaucelle, Biannic, Pittet, and Mignot [10] add a gain barrier function to SAC with application to attitude control of a satellite. Ulrich and Sasiadek [11] have extended SAC by using a decentralized adaptation law with application to a rigid joint manipulator.
Belkharraz and Sobel [12] extended the work of Kaufman, Barkana, and Sobel [6] to include loss of control effectiveness failures. The percentage loss of control effectiveness is unknown and may be arbitrarily close to a complete loss subject to the satisfaction of the sufficient conditions for stability. A state space approach was introduced for computing the feedforward compensator which guarantees that the augmented plant is ASPR by using the MATLAB®LMI and Optimization toolboxes. Belkharraz and Sobel [13] extended this work to include bounded input disturbances. It was proven that all signals were bounded for loss of control effectiveness failures during a bounded input disturbance.
Barkana [14] and Ben-Yamin, Yaesh and Shaked [15] extended simple adaptive control to discrete time systems using a shift operator model. A disadvantage of the shift operator model is that the eigenvalues all approach unity as the sampling period goes to zero. Belkharraz and Sobel [16] extended simple adaptive control to Middleton and Goodwin’s [17] delta domain model. This model is valid for both continuous time and sampled data operation of the plant. An important property of the delta domain model is that the discrete time eigenvalues approach the continuous time eigenvalues as the sampling period approaches zero. Belkharraz and Sobel [16] proved that all signals were bounded for loss of control effectiveness failures during a bounded disturbance. The simple adaptive control algorithm was applied to a three input model of the linearized lateral dynamics of the F/A-18 aircraft. However, [16] used the feedforward of [13] that was designed for the continuous time model of the F/A-18 aircraft. The extension of the feedforward design method [12] to delta operator systems was left as an open question.
In this paper, a new proof for stability of delta operator simple adaptive control is presented in terms of a set of Linear Matrix Inequalities (LMIs). The paper shows how to design a feedforward gain to satisfy the LMIs over a polytope of loss of control effectiveness failures. The results in this paper are an explicit function of the sampling period Δ. The MATLAB Robust Control Toolbox [18] is used to find the feedforward gain with smallest norm that satisfies the LMIs. Barkana, Rusnak, and Weiss [19] have shown that a constant parallel feedforward gain D can be implemented as part of the adaptive controller. Therefore, nothing is added in parallel with the plant in the implementation of our adaptive controller. Examples are presented of the F/A-18 aircraft [12] and the Innovative Control Effectors (ICE) tailless aircraft [20] that show the design of a feedforward gain for a loss of control effectiveness in any one control effector. Simulations of both aircraft include simultaneous loss of control effectiveness failure and lateral wind gust.
An example is presented of the F/A-18 aircraft [12] that shows the design of a feedforward gain for a loss of control effectiveness in any one control effector of either 92% trailing edge flap, 99% aileron, or 80% rudder. The design uses a fixed eigenstructure assignment controller for an inner loop augmented with the simple adaptive controller. Both loops use sideslip, washed-out yaw rate, and roll rate feedback sampled at 200 Hz. Simulation results show that the adaptive controller achieves almost perfect tracking whereas the nonadaptive controller cannot achieve a coordinated turn when an aileron failure occurs. A second example is presented of the ICE tailless aircraft [20] that shows the design of a feedforward gain for a loss of control effectiveness in any one control effector of either 50% elevon, 50% all moving tips, or 50% yaw thrust vectoring. Here both the inner loop eigenstructure assignment controller and the adaptive controller use sideslip, washed-out stability axis yaw rate, and stability axis roll rate feedback. However, the adaptive controller also uses bank angle feedback. Both loops use a sampling rate of 1 kHz. Simulation results show the adaptive controller achieves almost perfect tracking whereas the nonadaptive controller diverges when an all moving tip failure occurs.
A preliminary version of this paper [21] was presented at the AIAA Guidance, Navigation and Control Conference. This revised version includes 1) an extended explanation of the feedforward gain design method, 2) an extended discussion of almost strictly positive real and its relationship to minimum phase for delta operator systems, 3) the addition of a lateral wind gust to the ICE aircraft example, and 4) new time responses that are consistent for both examples with a control effectiveness failure at 5 sec and a lateral wind gust at 10 sec with a duration of 10 sec. The addition of a lateral wind gust to the ICE aircraft resulted in a more difficult problem. This problem was solved with the novel idea of adding bank angle feedback to the adaptive controller, but not the inner loop eigenstructure assignment controller, in order to achieve excellent tracking during a simultaneous loss of control effectiveness failure and lateral wind gust.
2. Problem Statement
Let
,
, with
finite and
, be the time intervals on which the control surface failure pattern is fixed. That is, control surfaces only fail at time
,
. Then, the plant on the interval
,
is described by
(1)
where
is the plant state vector,
is the control input,
is a bounded input disturbance,
is the plant output, and matrices
are of the appropriate dimensions.
(2)
Here the failure times are





The unified state space model proposed by Middleton and Goodwin [17] is valid for both the discrete and continuous time cases simultaneously. This unified model, which is assumed to be a minimal realization, is described by [21] :

The plant in Equation (3) is augmented with a fixed feedforward gain matrix D and becomes

so that 
The control objective is to design an adaptive control signal 



We remark that the order of the plant may be much greater than the order of the reference model. That is,
3. The General Tracking Problem
We summarize the general tracking problem for a known plant. These results have appeared in Kaufman, Barkana, and Sobel [6] and Barkana [5] . Let the input command 


Define the ideal trajectories

where the ideal trajectories are defined as

and the ideal control signal is defined as

Substituting 


or

Since the number 







we obtain

Therefore, the ideal control in Equation (11) and the ideal augmented plant in Equation (14) allow for perfect tracking. We now establish a necessary condition for perfect tracking in the following lemma.
Lemma 1: Perfect tracking is possible only if the augmented plant is ASPR and
Proof: We can rewrite 




Thus, since the reference model is stable, we only require that 

In general, when the augmented plant does not satisfy the perfect tracking conditions due to a non-zero input disturbance

with
where 







4. Adaptive Control
Algorithm
The unified form of the adaptive algorithm is as follows
The adaptive gains are concatenated into matrix 
The concatenated gain 







where

and T and 

5. Almost Strictly Positive Real and Minimum-Phase Concepts
The following development shows sufficient conditions for a system to be ASPR in the delta domain.
Lemma 2: The unified system described by the minimal realization in Equation (4), with

Proof: The result follows trivially from Proposition 4 in Collins, Haddad, Chellaboina, and Song [23] and the observation that as
Note that the SPR property for the unified model requires not only 
in the continuous time result, but also that 
that satisfies the LMI in Equation (24). Furthermore, the SPR property implies the unified model is asymptotically stable.
Since most systems are not inherently SPR, consider the stabilizing constant output feedback gain 

where 

or
Assuming that 
Now we make the following definition

and note that

Substituting Equation (27) into Equation (4), with

Letting




Using Lemma 1 we have that Equation (29) is SPR (or Equation (4) is ASPR) if and only if there exists a positive-definite symmetric matrix P such that

Now we derive necessary conditions for the unified system to be minimum-phase (MP). The zero dynamics are obtained from 


Substituting Equation (31) into the first equation of Equation (4), with

where


or, equivalently, all the eigenvalues of 


Lemma 3: If the unified system in Equation (4), with D nonsingular and
Proof: Assume that the unified model in Equation (4) is MP and D is nonsingular. We want to show that there exists a stabilizing, positive-definite symmetric gain 

Let 


where 

Lemma 1 to Equation (35), and assuming a positive-definite symmetric matrix P, we have that

where
Showing that L < 0 would imply that Equation (35) is SPR and, by noting that
that Equation (34) is also SPR or, equivalently, that Equation (4) is ASPR, as desired. Therefore we must show that for 




First note that 

Next we show that






is nondefinite, these two terms are bounded and hence we can establish that, for a sufficiently large positive-defi-nite gain
Thus we will have














Note that as we make 


6. Stability Analysis
Theorem 1: If the unified delta plant to be controlled is ASPR with the adaptive scheme consisting of the augmented plant, the SAC control law and its gain adaptation formula, together with


Proof: See Appendix.
The next theorem due to Belkharraz and Sobel [16] describes a sufficient condition for the boundedness of the Lyapunov functions at the failure instants.
Theorem 2: Let

7. Robust Simple Adaptive Control Tracking
We now extend the results of Theorem 1 to the case where the matrices 

Let 


such that each 

where the

Theorem 3: If each vertex 

Proof: See [21] .
8. Feedforward Gain Design
We propose a method which uses the MATLABLMI toolbox and the Optimization toolbox to design the feedforward gain D. Given the strictly-proper plant in Equation (3), which may not be inherently ASPR, we seek a gain D to augment the system and obtain a proper plant in Equation (4) which is ASPR. This will enable us to use SAC to generate an adaptive control signal 


We use a convex matrix polytope whose vertices, defined as LMIs in MATLAB, represent the unfailed plant and several failed plants which are augmented with the same feedforward gain D that makes each of them MP. Once the vertices of the polytope are MP, then all the possible plants within the polytope are also MP. Note that when D is not specified, Equation (33) is no longer an LMI but a bilinear matrix inequality (BMI) in variables

In this paper we consider a single failure in any one control effector. Suppose that the plant has m control effectors. When considering a single failure in any one control effector we define m polytopes with two vertices each; one vertex for the unfailed plant and the other for the failed plant. For the m polytopes we define each of the 2m vertices as an instance of the LMI in Equation (33) using the MATLAB LMI Control Toolbox [28] . We can, however, define only m vertices for each control effector failure plus a shared vertex for the unfailed plant for a total of 





Next, to initialize the optimization, a gain 

It is possible for an optimization run to reach the maximum number of iterations before converging to a final gain, or to actually converge to a feedforward gain which we refer to as



Figure 1. Flowchart for design of feedforward gain using MATLABLMI and Optimization toolboxes.
moving on to another initial condition and a new optimization run. This process is repeated until the maximum number of runs has been reached, at the end of which, D is the gain that makes the plant and the failed plants MP. For the examples in the next section we perform 300 optimization runs with 9999 iterations each.
It is important to note that by considering an LMI set consisting of a single polytope corresponding to a failure in one control effector, and using the D obtained from the optimization, we can increase the percentage of loss of control effectiveness in steps of 0.1 and check if the feasibility of the LMI set is maintained for additional percentage failure. Depending on the type of failure, the D may or may not allow more loss of control effectiveness than the amount that was initially defined for each failure.
We remark that when searching for a D for plants with a single failure in any one control effector, the LMI set in design process can be defined to include only one polytope at a time. This would require, however, finding a different D for each type of effector failure and so we would be forced to first identify the failure in order to use the appropriate feedforward gain. Furthermore, no claims are made about the convergence rate and optimality of the proposed feedforward design process.
9. Examples
9.1. F/A-18 Aircraft
9.1.1. F/A-18 Aircraft and Reference Model
Consider the linearized lateral dynamics of the F/A-18 aircraft described in [12] . The rigid body states are lateral velocity v (ft/s), yaw rate r (deg/s), roll rate p (deg/s), and bank angle 














The continuous time model 

Barkana, Rusnak, and Weiss [19] have shown that a constant parallel feedforward gain D can be implemented as part of the adaptive controller. Therefore, nothing is added in parallel with the aircraft in the implementation of the adaptive controller. However, the gain D does create an algebraic loop. Barkana, Rusnak, and Weiss [19] eliminate the algebraic loop by using the augmented error 


As shown in Figure 3. The equivalence between Figure 2 and Figure 3 is shown in detail in [19] . Therefore,
Table 1. Eigenstructure assignment gain for the F/A-18 aircraft from Belkharraz and Sobel [16] .
Figure 2. Block diagram of the simple adaptive controller for accomodation of aircraft loss of control effectiveness failures.
Figure 3. Block diagram of the implementation of the simple adaptive controller without algebraic loop.
the computer simulations of the adaptive controllers for the two aircraft examples presented in this paper do not add anything in parallel with the aircraft.
The closed loop unfailed aircraft (plant) in the delta domain is described by the triple







where 

and 
9.1.2. Bounded Input Disturbance
In this example we consider a bounded input disturbance in the form of a lateral gust

where 




9.1.3. Feedforward Gain for the F/A-18 Aircraft
For the F/A-18 aircraft there are a set of five LMIs. These include 1) an LMI representing the unfailed aircraft, 2) an LMI for positive definite P, and 3) three LMIs for the three failure polytopes. Each of the three failure polytopes has two vertices with one vertex for the unfailed aircraft and a second vertex for the aircraft with one control effector failure. So the three failure LMIs represent a) the aircraft with a failure in the trailing edge flaps, b) the aircraft with a failure in the ailerons, and c) the aircraft with a rudder failure. Belkharraz and Sobel [16] used an 80% effectiveness failure in any one control effector, and so we choose each of the failed vertices for the F/A-18 aircraft to be defined with an 80% loss of control effectiveness. Using our proposed method with a sampling rate of 200 Hz, we found the feedforward gain matrix D shown in Table 2 that has a Frobenius norm of 0.0889. This feedforward gain was obtained by choosing the D with minimum Frobenius norm from among those D matrices with positive definite P. Out of the 300 optimization runs, 16 converged to a feasible feedforward gain; the maximum Frobenius norm was 0.8457.
Table 2. Feedforward gain for the F/A-18 aircraft.
Once the gain D was found, we considered each of the three two-vertex polytopes that include the unfailed aircraft and the aircraft with one control effector failure. By modifying our LMI program to include only three LMI’s (one for the unfailed aircraft, one for the aircraft with one failure, and one for the 
9.1.4. Weighting Matrices for the F/A-18 Aircraft
We now describe our selection process for the weighting matrices for the F/A-18 aircraft using a computer simulation with the reference model input in Equation (42), but without the lateral gust in Equation (44). In order to simplify the approach, we first let 






















9.1.5. Simulation Results for the F/A-18 Aircraft
We perform non-adaptive simulations with the fixed gain controller 







Finally, we perform adaptive simulations of the F/A-18 to accommodate the same surface failures and input disturbance using the proposed adaptive controller with feedforward matrix D as given in Table 2. The weighting matrices used in the simulation are the same as those obtained above for the unfailed adaptive response. Here we let

9.2. Tailless Aircraft
9.2.1. Tailless Aircraft and Reference Model
We now consider the linearized dynamics of the Innovative Control Effectors (ICE) aircraft which was described in Nieto-Wire and Sobel [20] . The state variables are velocity 






















Figure 4. FA/18 Aircraft at 200 Hz. Failures at t = 5 sec: 92% trailing edge flap, 99% aileron, and 80% rudder failures. 15 fps lateral wind gust disturbance at t = 10 sec with duration of 10 sec.
In this example we consider the linearized lateral dynamics. The lateral control effectors are left elevon 













out stability axis yaw rate
The unfailed continuous time aircraft model is described by the triple 










The closed loop unfailed aircraft in the delta domain with eigenstructure assignment is described by the triple







where 


9.2.2. Feedforward Gain for the Tailless Aircraft
In this example we consider loss of control effectiveness failures in any one control effector. Here we add bank angle feedback in the implementation of the adaptive controller only. We linearly map the five lateral control effectors into four, and use left and right elevons, the all moving tips, and yaw thrust vectoring to yield a total of four control surfaces. That is, we map left and right all moving tips into a single control signal as:

Table 3. Eigenstructure assignment gain for the tailless aircraft using a sampling rate of 1 kHz.
For the tailless aircraft we define a set of five LMIs. These include 1) an LMI representing the unfailed aircraft, 2) an LMI for positive definite P, and 3) three LMIs for the three failure polytopes. Each of the three failure polytopes has two vertices with one vertex for the unfailed aircraft and a second vertex for the aircraft with one control effector failure. So the three failure LMIs represent a) the aircraft with a failure in the elevons, b) the aircraft with a failure in the all moving tips, and c) the aircraft with a yaw thrust vectoring failure. Since we do not know in advance how much loss of control effectiveness can be effectively accommodated by the adaptive controller, we choose each of the failed vertices for the tailless aircraft to be defined with a 50% loss of control effectiveness. Using our proposed method with a sampling rate of 1 kHz, we found the feedforward gain matrix D shown in Table 4 that has a Frobenius norm of 0.0043. This feedforward gain was obtained by choosing the D with minimum Frobenius norm from among those D matrices with positive definite P using 300 optimization runs. Out of the 300 optimization runs, 29 converged to a feasible feedforward gain; the maximum Frobenius norm was 4.3351.
In this case increasing the percentage of loss of control effectiveness failure for each polytope individually, with the D obtained from the optimization, does not yield feasible LMIs beyond 50%.
9.2.3. Weighting Matrices for the Tailless Aircraft
An approach similar to that described for obtaining the weights for the adaptive algorithm in the FA-18 aircraft example yields the weights
9.2.4. Simulation Results for the Tailless Aircraft
We now perform computer simulations using the ICE model for different control effector failures. Consider the roll rate pilot command 









Next we perform adaptive simulations of the ICE aircraft to accommodate the surface failures and input disturbance using the proposed adaptive controller with feedforward matrix D as given in Table 4. We initialize the adaptive gains as




Table 4. Feedforward gain for the tailless aircraft using a sampling rate of 1 kHz.
Figure 5. Tailless Aircraft at 1 kHz. Failures at t = 5 sec: 50% in any one control effector. No wind gust disturbance.
for each control effector failure.
For the following set of simulations we introduce a wind gust disturbance of magnitude 




10. Conclusion
A new proof that yields a sufficient condition for stability in the delta domain for simple adaptive control in terms of a linear matrix inequality has been presented. We have shown how to compute a feedforward gain D
Figure 6. Tailless Aircraft at 1 kHz. Failures at t = 5 sec: 50% in any one control effector. 5 fps lateral wind gust disturbance at t = 10 sec with duration of 10 sec.
that makes the augmented plant minimum-phase, and thus ASPR, by defining an LMI set that represents a convex control effector failure polytope. The approach consists of minimizing the Frobenius norm of D subject to LMI constraints. The designs used a fixed eigenstructure assignment controller for an inner loop augmented with the simple adaptive controller. The adaptive algorithm and the proposed method to compute the feedforward gain have been applied to both an F/A-18 aircraft and a tailless aircraft with lateral wind gust disturbances. A feedforward gain was designed for an F/A-18 aircraft for a loss of control effectiveness in any one control effector of 92% trailing edge flap, 99% aileron, or 80% rudder. Furthermore, a feedforward gain was designed for a tailless aircraft for a loss of control effectiveness in any one control effector of 50% elevon, 50% all moving tips, or 50% yaw thrust vectoring. Computer simulations for both aircraft with a failure in any one control effector under lateral gust conditions exhibited almost perfect tracking with the adaptive algorithm whereas the nonadaptive F/A-18 controller could not achieve a coordinated turn when an aileron failure occurred and the nonadaptive tailless aircraft controller diverged when an all moving tip failure occurred.
Cite this paper
Alfredo Cano,Kenneth Sobel, (2016) Simple Adaptive Delta Operator Aircraft Flight Control for Accommodation of Loss of Control Effectiveness. Engineering,08,173-195. doi: 10.4236/eng.2016.84016
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Appendix
A.1. Preliminary Result: Closed Loop System Equations
The closed loop system is given by [21]


where




A.2. Proof of Theorem 1
Select a positive quadratic Lyapunov function 






Note that






Then,

where

where

and


If the system in Equations (46)-(47) is ASPR, then 










For any real numbers x and y there exists some positive finite scalars





Then using Equations (54)-(57) we have

or
Let 

We can see from Equation (59) that if

Observe that there exist some positive finite constants


which implies that







Now consider the trajectories where 



There exist positive constants


Rewrite Equation (62) as

or

For some value 





Therefore, 


NOTES
*Corresponding author.


































