Journal of Modern Physics
Vol.05 No.05(2014), Article ID:44080,13 pages
10.4236/jmp.2014.55026
The Mathematical Foundations of Gauge Theory Revisited
Jean-Francois Pommaret
CERMICS, Ecole des Ponts ParisTech, 77455 Marne-la-Vallée Cedex 02, France
Email: jean-francois.pommaret@wanadoo.fr, pommaret@cermics.enpc.fr
Copyright © 2014 by author and Scientific Research Publishing Inc.
This work is licensed under the Creative Commons Attribution International License (CC BY).
http://creativecommons.org/licenses/by/4.0/

Received 17 November 2013; revised 16 December 2013; accepted 12 January 2014
ABSTRACT
We start recalling with critical eyes the mathematical methods used in gauge theory and prove that they are not coherent with continuum mechanics, in particular the analytical mechanics of rigid bodies (despite using the same group theoretical methods) and the well known couplings existing between elasticity and electromagnetism (piezzo electricity, photo elasticity, streaming birefringence). The purpose of this paper is to avoid such contradictions by using new mathematical methods coming from the formal theory of systems of partial differential equations and Lie pseudo groups. These results finally allow unifying the previous independent tentatives done by the brothers E. and F. Cosserat in 1909 for elasticity or H. Weyl in 1918 for electromagnetism by using respectively the group of rigid motions of space or the conformal group of space-time. Meanwhile we explain why the Poincaré duality scheme existing between geometry and physics has to do with homological algebra and algebraic analysis. We insist on the fact that these results could not have been obtained before 1975 as the corresponding tools were not known before.
Keywords:
Gauge Theory; Curvature; Torsion; Maurer-Cartan Forms; Maurer-Cartan Equations; Lie Groups; Lie Pseudo Groups; Differential Sequence; Janet Sequence; Spencer Sequence; Differential Module; Homological Algebra; Extension Modules
1. Introduction
It is usually accepted today in the literature that the physical foundations of what we shall simply call (classical) “gauge theory” (GT) can be found in the paper published by C.N. Yang and R.L. Mills in 1954 [1] . Having in mind the space-time formulation of electromagnetism (EM), the rough idea is to start with a manifold and a group in order to exhibit a procedure leading to a physical theory, namely a way to obtain fields and field equations from geometrical arguments on one side, both with a dual variational counterpart providing inductions and induction equations on the other side. Accordingly, the mathematical foundations of GT can be found in the references existing at this time on differential geometry and group theory, the best and most quoted one being the survey book [2] published by S. Kobayashi and K. Nomizu in 1963 (see also [3] -[6] ). The aim of this Introduction is to revisit these foundations and their applications with critical eyes, recalling them in a quite specific and self-contained way for later purposes.
The word “group” has been introduced for the first time in 1830 by Evariste Galois (1811-1832). Then this concept slowly passed from algebra (groups of permutations) to geometry (groups of transformations). It is only in 1880 that Sophus Lie (1842-1899) studied the groups of transformations depending on a finite number of parameters and now called Lie groups of transformations.
Let
be a manifold with local coordinates
and
be a Lie group, that is another manifold with local coordinates
called parameters with a composition
, an inverse
and an identity
satisfying:
Then
is said to act on
if there is a map
such that
and, for simplifying the notations, we shall use global notations even if only local actions are existing. The action is said to be effective if
. A subset
is said to be invariant under the action of
if
and the orbit of









We denote as usual by











where







In order to fix the notations, we quote without any proof the “three fundamental theorems of Lie” that will be of constant use in the sequel (See [7] for more details):
FIRST FUNDAMENTAL THEOREM 1.1: The orbits




In a rough way, we have



SECOND FUNDAMENTAL THEOREM 1.2: If

action of a lie group




tants of a Lie algebra of vector fields which can be identified with






(care to the sign used) or equivalently

Using again crossed-derivatives, we obtain the corresponding integrability conditions (IC) on the structure constants and the Cauchy-Kowaleski theorem finally provides:
THIRD FUNDAMENTAL THEOREM 1.3: For any Lie algebra



one can construct an analytic group


EXAMPLE 1.4: Considering the affine group of transformations of the real line





GAUGING PROCEDURE 1.5: If












REMARK 1.6: An easy computation in local coordinates for the case of the movement of a rigid body shows that the action of the




vector product by the vortex vector

The above particular case, well known by anybody studying the analytical mechanics of rigid bodies, can be generalized as follows. If












on

















Introducing the induced bracket



This definition can also be adapted to


THEOREM 1.7: There is a nonlinear gauge sequence:

Choosing




COROLLARY 1.8: There is a linear gauge sequence:

which is the tensor product by

It just remains to introduce the previous results into a variational framework. For this, we may consider a lagrangian on









and therefore, after integration by part, the Euler-Lagrange (EL) equations [7] [12] [13] :

Such a linear operator for








then







In 1954, at the birth of GT, the above notations were coming from electromagnetism with EM potential














After this long introduction, the purpose of this paper will be to escape from such a contradiction by using new mathematical tools coming from the formal theory of systems of PD equations and Lie pseudogroups, exactly as we did in [20] for general relativity (GR). In particular, the titles of the three parts that follow will be quite similar to those of this reference though, of course, the contents will be different. The first part proves hat the name “curvature” given to

2. First Part: The Nonlinear Janet and Spencer Sequences
In 1890, Lie discovered that Lie groups of transformations were examples of Lie pseudogroups of transfor- mations along the following definition [7] [13] [22] -[24] :
DEFINITION 2.1: A Lie pseudogroup of transformations










From now on, we shall use the same notations and definitions as in [7] [16] [20] for jet bundles. In particular, we recall that, if









where both










and



We also notice that an action










Lie equations in order to obtain a (linear) system of infinitesimal Lie equations

for vector fields. Such a system has the property that, if





GAUGING PROCEDURE REVISITED 2.2: Setting


we obtain




Looking at the way a vector field and its derivatives are transformed under any




and so on, a result leading to:
LEMMA 2.3:






where the left member belongs to


In order to construct another nonlinear sequence, we need a few basic definitions on Lie groupoids and Lie algebroids that will become substitutes for Lie groups and Lie algebras. The first idea is to use the chain rule for derivatives











We may also define

DEFINITION 2.4: A fibered submanifold












Now, using the algebraic bracket



which does not depend on the respective lifts





DEFINITION 2.5: We say that a vector subbundle

a Lie algebroid if

EXAMPLE 2.6: With





For affine transformations,


We may prolong the vertical infinitesimal transformations



where we have replaced










which are such that



















THEOREM 2.7: There exists a nonlinear Janet sequence associated with the Lie form of an involutive system of finite Lie equations:

where the kernel of the first operator





THEOREM 2.8: There is a first nonlinear Spencer sequence:

with



where all the operators involved are involutive.
Proof: There is a canonical inclusion







difference







We also obtain from Lemma 6.3 the useful formula


We refer to ( [7] , p 215) for the inductive proof of the local exactness, providing the only formulas that will be used later on and can be checked directly by the reader:


There is no need for double-arrows in this framework as the kernels are taken with respect to the zero section of the vector bundles involved. We finally notice that the main difference with the gauge sequence is that all the indices range from 1 to




Q.E.D.
COROLLARY 2.9: There is a first restricted nonlinear Spencer sequence:

and an induced second restricted nonlinear Spencer sequence:

where all the operators involved are involutive and which is locally isomorphic to the corresponding gauge sequence for any Lie groups of transformations when

DEFINITION 2.10: A splitting of the short exact sequence













REMARK 2.11: Rewriting the previous formulas with




When

Finally, setting

With



















Accordingly, THE DUAL EQUATIONS WILL ONLY DEPEND ON THE LINEAR SPENCER OPERA- TOR
EXAMPLE 2.12: We have the formulas (Compare to [17] [19] , (76) p 289,(78) p 290):


Setting

EXAMPLE 2.13: (Projective transformations) With

Cosserat/Weyl equations :

3. Second Part: The Linear Janet and Spencer Sequences
It remains to understand how the shift by one step in the interpretation of the Spencer sequence is coherent with mechanics and electromagnetism both with their well known couplings [7] [13] [16] [20] . In a word, the problem we have to solve is to get a 2-form in



For this purpose, introducing the Spencer map










of the Spencer operator




For later computations, the sequence






We also recall that the linear Spencer sequence for a Lie group of transformations

The main idea will be to introduce and compare the three Lie groups of transformations:














where one has to eliminate the arbitrary function







We shall use the inclusions

PROPOSITION 3.1: The Spencer sequence for the conformal Lie pseudogroup projects onto the Poincare sequence with a shift by one step.
Proof: Using








We also obtain from the relations


As






The study of the nonlinear framework is similar. Indeed, using Remark 2.11 with

and we may finish as before as we have taken out the quadratic terms through the contraction.
Q.E.D.
This unification result, which may be considered as the ultimate “dream” of E. and F. Cosserat or H. Weyl, could not have been obtained before 1975 as it can only be produced by means of the (linear/nonlinear) Spencer sequences and NOT by means of the (linear/nonlinear) gauge sequences. We invite the reader to notice that it only depends on the Formulas (1), (2), (3), (4) and their respective (*) or (**) consequences.
4. Third Part: The Duality Scheme
A duality scheme, first introduced by Henri Poincaré (1854-1912) in [12] , namely a variational framework adapted to the Spencer sequence, could be achieved in local coordinates as we did for the gauge sequence at the end of the Introduction. We have indeed presented all the explicit formulas needed for this purpose and the reader will notice that it is difficult or even impossible to find them in [25] . However, it is much more important to relate this dual scheme to homological algebra [29] and algebraic analysis [30] [31] by using the comment done at the end of the Second Part which amounts to bring the nonlinear framework to the linear framework, a reason for which the stress equations of continuum mechanics are linear even for nonlinear elasticity [13] [16] [18] .
Let































LEMMA 4.1: Given





Proof: We just need to check the two relations:


Q.E.D.
DEFINITION 4.2: A module






where










where



We now introduce the extension modules, using the notation








PROPOSITION 4.3: The extension modules



Let


























We now exhibit another approach by defining the formal adjoint of an operartor


DEFINITION 4.4:


from integration by part, where


LEMMA 4.5: IIf


PROPOSITION 4.6: If we have an operator



EXAMPLE 4.7: Let us revisit EM in the light of the preceding results when









Accordingly, it is not correct to say that the conformal group is the biggest group of invariance of Maxwell equations as it is only the biggest group of invariance of the Minkowski constitutive laws in vacuum [14] . Finally, both sets of equations can be parametrized independently, the first by the potential, the second by the so- called pseudopotential (See [30] , p 492 for more details).
Now, with operational notations, let us consider the two differential sequences:


where















THEOREM 4.8: The modules






THEOREM 4.9: When




Proof: Let us define:


It is easy to check that





Q.E.D.
COROLLARY 4.10: if





Proof: We just need to set

Q.E.D.
As






THEOREM 4.11: We have the side changing procedure
Proof: According to the above Corollary, we just need to prove that











by introducing the Lie derivative of



where



Q.E.D.
REMARK 4.12: The above results provide a new light on duality in physics. Indeed, as the Poincaré se- quence is self-adjoint (up to sign) as a whole and the linear Spencer sequence for a Lie group of transformations is locally isomorphic to copies of that sequence, it follows from Proposition 4.3 that






5. Conclusion
The mathematical foundations of Gauge Theory (GT) leading to Yang-Mills equations are always presented in textbooks or papers without quoting/taking into account the fact that the group theoretical methods involved are exactly the same as the standard ones used in continuum mechanics, particularly in the analytical mechanics of rigid bodies and in hydrodynamics. Surprisingly, the lagrangians of GT are (quadratic) functions of the curvature 2-form while the lagrangians of mechanics are (quadratic or cubic) functions of the potential 1-form. Meanwhile, the corresponding variational principle leading to Euler-Lagrange equations is also shifted by one step in the use of the same gauge sequence. This situation is contradicting the well known field/matter couplings existing between elasticity and electromagnetism (piezzoelectricity, photoelasticity). In this paper, we prove that the mathematical foundations of GT are not coherent with jet theory and the Spencer sequence. Accordingly, they must be revisited within this new framework, that is when there is a Lie group of transformations consi- dered as a Lie pseudogroup, contrary to the situation existing in GT. Such a new approach, based on new mathematical tools not known by physicists, allows unifying electromagnetism and gravitation. Finally, the striking fact that the Cosserat/Maxwell/Weyl equations can be parametrized, contrary to Einstein equations, is shown to have quite deep roots in homological algebra through the use of extension modules and duality theory in the framework of algebraic analysis.
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