World Journal of Cardiovascular Diseases, 2013, 3, 543-550 WJCD http://dx.doi.org/10.4236/wjcd.2013.39086 Published Online December 2013 (http://www.scirp.org/journal/wjcd/) Effect of aortic valve replacement on ventricular recovery and functional class in patients with reduced left ventricular function Mahdi Ait Houssa1*, Younes Moutakiallah1, Abdessamad Abdou1, Abdedaïm Hatim2, Mohamed Drissi2, Brahim Amahzoune1, Youssef El Bekkali1, Atif Benyass3, Abdelatif Boulahya1 1Cardiac Surgery Department, Mohammed V Military Hospital, Rabat, Morocco 2ICU of Cardiac Surgery Department, Mohammed V Military Hospital, Rabat, Morocco 3Cardiology Department, Mohammed V Military Hospital, Rabat, Morocco Email: *mahdiaithoussa@yahoo.fr Received 22 October 2013; revised 25 November 2013; accepted 2 December 2013 Copyright © 2013 Mahdi Ait Houssa et al. This is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited. In accor- dance of the Creative Commons Attribution License all Copyrights © 2013 are reserved for SCIRP and the owner of the intellectual property Mahdi Ait Houssa et al. All Copyright © 2013 are guarded by law and by SCIRP as a guardian. ABSTRACT Objective: The aim of the study was to assess the ef- fects of aortic valve replacement (AVR) in patients with aortic stenosis (AS) or regurgitation (AR) and left ventricular (LV) dysfunction. Patients and meth- ods: Retrospective analysis identified 75 consecutive patients with left ventricular ejection fraction (LVEF) assessed by echocardiography < 40% who underwent AVR for AS (n = 40) or AR (n = 35) between 1994 and 2011. Exclusion criteria were previous myocar- dial infarction or concomitant valvular disorders other than aortic disease. Follow-up evaluated the New York Heart Association (NYHA) functional class, LVEF and survival rate. Results: Mean ages were respectively 56.5 ± 9.3 a nd 4 7.9 ± 11.7 ye a rs in A S and AR groups, p = 0.001. Before surgery, 88% and 75% of patients were in NYHA III-IV respectively in AS and AR. In the AS group, the mean LVEF and aortic valve area (AVA) were respectively 32.2% ± 8% and 0.65 ± 0.15 cm². AR group had a mean LVEF of 33.8 ± 6.7% and a mean LV systolic diameter of 62 ± 8.8 mm. All patients underwent AVR under cardiopul- monary bypass. There were 5 operative deaths (12.5%) in AS group and 6 (17.6%) in AR group, p = 0.57. LVEF increased to 49% ± 14.7% and 51.2% ± 10.9% in the AS and AR groups after echocardiogra- phy control. The survival rates at 1, 5 and 10 years were respectively 94.4%, 87% and 80% in AS group and 95.2%, 93% and 89% in AR group. Conclusion: Despite higher perioperative mortality in patients with aortic valve disease (AS or AR) and LV dysfunc- tion, long-term outcome is excellent. We, therefore, conclude that AVR can be performed and it should not be denied to patients on the basis of low EF alone. Keywords: Aortic Valve Disease; Aortic Valve Replacement; Left Ventricular Dysfunction 1. INTRODUCTION Congestive heart failure (CHF) is one of the leading causes of hospitalization in western countries and is as- sociated with significant morbidity and mortality. The most common causes of CHF are ischemic heart diseases. A small minority of patients, about 5%, have CHF as a result of valvular disorders [1]. Contrary to the devel- oped countries, rheumatic heart valvular disease is often the main etiology of heart diseases in developing coun- tries. With the advent of better surgical techniques and im- proved preoperative and postoperative medical manage- ment, traditional surgeries for patients with severe LV dysfunction can actually be performed with reasonable success. When LV function is dramatically reduced, LV assist devices either as end stage device or as a bridge to transplant and heart transplantation are generally consid- ered the choice of last resort in heart management. In our country, those therapeutic options are not available. In the same way, new innovative approach, such as percu- taneous implantation of an aortic valve prosthesis com- monly called TAVI transcatheter aortic valve implanta- tion is more expensive and didn’t start yet in our country, and in addition, our patients are younger than occidental *Corresponding author. OPEN ACCESS
M. A. Houssa et al. / World Journal of Cardiovascular Diseases 3 (2013) 543-550 544 people, with less comorbidities which limit their indica- tion. For those reasons, standard AVR is the only effec- tive treatment recommended in patients with severe AS and severe AR associated with depressed ventricular ejection. Few studies have compared the results for the different valvular disorders in the subgroup of patients suffering from AS and AR associated with reduced ventricular function [2-4]. 2. PATIENTS AND METHODS 2.1. Study Population Between January 1994 and December 2011, 384 con- secutive patients underwent isolated AVR at the present author’s department. Of this population, 75 consecutive patients (19.5%), who had severe AS or severe AR asso- ciated to reduced LV function (LVEF < 40%) were in- cluded. Concomitant coronary artery bypass graft (CABG) for angina pectoris secondary to coronary artery stenosis was not excluded. Patients were excluded if they had a history or clinical evidence of previous acute myo- cardial infarction (AMI), combined valvular operations other than AVR, redo aortic valve surgery or were < 18 years old. All patients underwent transthoracic echocardiography (TTE) at the admission to the hospital by an experienced cardiologist. Measurements of the LV dimensions were made from 2D TTE images in the parasternal long axis view and EF was calculated by modification of simp- son’s method with two apical views. Aortic valve hemo- dynamics was assessed by Doppler echocardiographic examination. The maximal trans-aortic valve gradient was calculated from the peak aortic Doppler velocity by the modified Bernouilli equation and mean aortic pres- sure gradient was also measured by the similar method. AVA was calculated with the continuity equation. The grade of AR was evaluated with color Doppler. 2.2. Operative Technique Standard anesthesia and surgical techniques were em- ployed. Moderate hypothermia (32˚C) cardiopulmonary bypass (CPB) was used in all patients, with classic ap- proach via a median sternotomy. Myocardial protection technique varied during the study period. From 1994 until 2002, we employed antegrade intermittent crystal- loid cardioplegia (cold saint Thomas II). But since 2003, intermittent hyperkalemia cold blood cardioplegia was administered in most cases. When CABG was required, proximal anastomoses were performed before removal of the aortic cross clamp. Postoperative and follow-up data: Hospital mortality was defined as death at any time be- fore discharge from the hospital. Death attributed to CHF, AMI, arrhythmia and neurological complications were considered as cardiovascular deaths, as was sudden death without specific cause. Most of the survivors were pro- spectively investigated by a visit or telephone interview, including physical examination, chest X radiogram and echocardiogram. 2.3. Statistics Statistical analysis was performed using the statistical software package of social science (SPSS 11.5, Chicago, Illinois, USA). All data were expressed as mean ± stan- dard deviation, median or prevalence as appropriate. Continuous variables were analyzed by the student’s t test when the variable distribution was found to be nor- mal; otherwise a non parametric Mann-Whitney U test was used. Categorical variables were compared between groups by the χ² test for independence or by Fisher’s exact test when appropriate. The survival curve was ana- lyzed using the non parametric Kaplan-Meier test. A p value of 0.05 or less was considered to be significant. 3. RESULTS Preoperative patient’s characteristics and operative data are summarized in Ta ble s 1 and 2. Seventy five patients Table 1. Preoperative characteristics of the patient population and comparison between AS and AR. Variable AS (n = 40) AR (n = 35)p Age (years) 56.5 ± 9.3 47.9 ± 110.001 Sex (Female/Male) 5/30 8/40 0.41 BMI (Kg/m²) 24.8 ± 3 23.7 ± 4.20.2 NYHA III-IV (%) 88% 75% Diabetes (n, %) 8 (20%) 1 (2%) 0.024 Hypertension (n, %) 8 (20%) 5 (14%) 0.38 Renal failure (n, %) 8 (20%) 3 (8.5%) 0.36 PVD (n, %) 7 (17.5%) 2 (5.7%) 0.11 LVEDD (mm) 63.6 ± 8.9 77.6 ± 9.80.001 LVESD (mm) 50.2 ± 9.2 62 ± 8.8 0.001 Ejection fraction (%) 32.2 ± 8 33.8 ± 6.70.34 Aortic valve area (cm²) 0.65 ± 0.15 - - Mean TVG 42 ± 12.9 - - Aortic regurgitation - Grade III (n, %) 0 13 (37.1%)- - Grade IV (n, %) 0 22 (62.9%)- PAP Systolic pressure (mmHg) 49.6 ± 15.6 48.8 ± 14.60.85 CT index 0.58 ± 0.05 0.62 ± 0.050.013 Euroscore 7.15 ± 3.8 5.77 ± 2.90.09 Logistic regression Euroscore 11.8 ± 10 9.04 ± 8.70.23 Creatinine (mg/dl) 12 ± 4 14 ± 7.4 0.15 Angina pectoris (n, %) 10 (25%) 5 (14.2%) BMI: body mass index, NYHA: New York Heart Association, PVD: pul- monary vascular disease, LVEDD: left ventricular end-diastolic diameter, LVESD: left ventricular end-systolic diameter, TVG: transvalvular gradient, PAP: pulmonary artery pressure, CT: cardio-thoracic. Copyright © 2013 SciRes. OPEN ACCESS
M. A. Houssa et al. / World Journal of Cardiovascular Diseases 3 (2013) 543-550 545 Table 2. Comparison of perioperative data between AS and AR. Variable AS (n = 40) AR (n = 35)p Non elective operation (n, %) 8 (20) 5 (14.2) 0.36 CPB time (min) 96.4 ± 35 101 ± 46 0.63 X clamp time (min) 66 ± 25 66.7 ± 26 0.93 Operation time (min) 179.5 ± 60.8 204.7 ± 67 0.16 Aortic prosthesis size (mm) 22.3 ± 1.5 23.4 ± 1.3 0.002 Concomitant CABG (n, %) 7 (17.5%) 1 (2.9%) 0.11 Aortic enlargement (n, %) 1 (2.5%) 0 0.52 Mechanical ventilation time (h) 18 (8 - 24) 13.5 (6.25 - 25)0.43 Mechanical ventilation > 48h (n, 8 (20%) 8 (22.8%) 0.77 ICU stay (days) 48 (30.7 - 76.5) 48 (24 - 72)0.19 Hospital stay (days) 13.12 ± 7 10.7 ± 2.3 0.066 LOS n (%) 16 (40%) 13 (37%) 0.53 IABP n (%) 3 (7.5%) 3 (8.5%) 0.58 Reoperation for bleeding (n, %) 0 (0%) 1 (2.5%) 0.54 Deep wound infection (n, %) 3 (7.5%) 2 (5.7%) 0.59 New renal failure (n, %) 4 (10%) 5 (14.2%) 0.65 Hospital mortality (n, %) 5 (12.5%) 6 (17.6%) 0.57 Aortic root repair (n, %) 1 (2.5%) 0 CPB: cardiopulmonary bypass, X clamp: cross clamping, CABG: coronary artery bypass graft, ICU: intensive care unit, LOS: low output syndrome, IABP: intra-aortic balloon pump. with LVEF < 40% were identified. This cohort represents 19.5% of the total number of patients who underwent isolated AVR at our institution over the period of the study. Forty patients (53.4%) had severe AS and thirty five (46.6%) had AR. The two groups were similar with most preoperative and operative characteristics. The AS patients were significantly older and had also a higher incidence of diabetes. But the AR had large diameters of LV and more advanced symptoms as indicated by NYHA functional class. The most common etiology in both groups was rheumatic disease. Seventy three patients receiving mechanical prosthesis were implanted in the AS group. Eight patients (10.8%) required concomitant CABG (7 in AS and 1 in AR). No differences regarding the need for excessive inotropic supports or intra-aortic balloon pump or other complications were observed. Postoperative Course, Early and Late Outcome The 30-day mortality was 14.6% (11/75). All patients died of low cardiac output syndrome (LOS) and multi- organ failure (MOF). There was no significant difference in the operative mortality between the two groups: 12.5% (5/40) in the AS patients and 17.6% (6/35) in the AR patients, p = 0.57. The postoperative complications were similar between the two groups. The mean aortic prosthesis size was dif- ferent (AS: 22.3 ± 1.5 vs AR: 23.4 ± 1.3, p = 0.002). Among survivors, the survival rate at 1, 5 and 10 years was respectively 94.4%, 87% and 80% in AS group and 95.2%, 93% and 89% in AR group. In the AS group mean follow-up time was 31.8 ± 22. Three patients died during follow-up; among those, one died from hemorrhagic stroke, one from prosthetic valve thrombosis and one from cancer. In the AR group, the mean follow-up period was 61.8 ± 45 months. During follow-up, 3 patients died: of those, two from CHF and one from severe sepsis and MOF secondary to late prosthetic valve endocarditis. Clinical and echocardiographic follow-up was com- plete 79% among survivors. Symptomatic improvement was noted in most of the survivors (Table 3). Eighty one percent (81%) were severely symptomatic (FC NYHA III-IV) before surgery and only 4.7% after control. There is the significant change in NYHA functional class (Figure 1). In AS, preoperative NYHA class: 2.79 ± 0.7 vs 1.38 ± 0.49 during follow-up, p = 0.001. In AR, preoperative NYHA class was 2.93 ± 0.9 vs 1.48 ± 0.75 during follow-up, p = 0.001. Most patients showed a positive change of ventricular function ejection fraction (AS: 32.1% ± 8% vs 49% ± 14.7%, p < 0.001, AR: 33.8% ± 6.7% vs 51.2% ± 10.9%, p = 0.001). Left ventricular diameters decreased in the both groups (Table 4). 4. DISCUSSION The current study shows that AVR can be performed with excellent late outlook. Similarly, there is a real im- provement in functional status and LV function recovery, but the operative mortality still remains high. Some ef- forts must be undertaken in medical management. Ta bl e 3 . Comparison between outcomes parameters of AS and AR group. Variable AS (n = 40) AR (n = 35)p Survivors (n, %) 35/40 (87.5%) 29/35 (82.8%)NS Lost 8/35 5/29 NS Controlled patients (n, %)27/35 (77%) 24/29 (82%)NS Follow-up period (months)31.8 ± 22 61.8 ± 45 0.017 NYHA class - I (n, %) 16 (59.3%) 16 (69.6%)NS - II (n, %) 10 (37%) 4 (17.4%) NS - III (n, %) 1 (3.7%) 1 (4.3%) NS - IV (n, %) 0 2 (8.7%) NS CTI (%) 0.52 ± 0.04 0.54 ± 0.060.09 LVEDD (mm) 53.5 ± 8.8 57 ± 8.9 0.93 LVESD (mm) 38.2 ± 9.9 38.4 ± 12.30.5 SF (%) 26.6 ± 6.3 28 ± 6.5 0.9 EF (%) 49 ± 14.7 51.2 ± 10.90.26 Late death (n, %) 3/35 (8.57) 3/29 (10.3) NS NYHA 1.38 ± 0.49 1.26 ± 0.560.5 CTI: cardio-thoracic index, LVEDD: left ventricular end-diastolic diameter, LVESD: left ventricular end-systolic diameter, SF: shortening fraction, EF: ejection fraction, NYHA: New York Heart Association. Copyright © 2013 SciRes. OPEN ACCESS
M. A. Houssa et al. / World Journal of Cardiovascular Diseases 3 (2013) 543-550 546 Figure 1. Kaplan-Meier survival plot after aortic valve re- placement for patients with poor left ventricular function. Table 4. Comparison of preoperative and postoperative pa- rameters in AS and AR group. AS (n = 40) AR (n = 35) Variable Preop (40) Postop (27) p Preop (35) Postop (23) p NYHA 2.79 ± 0.7 1.38 ± 0.490.001 2.93 ± 0.9 1.48 ± 0.75 0.001 CT Index 0.58 ± 0.05 0.52 ± 0.040.001 0.62 ± 0.05 0.54 ± 0.06 0.001 LVESD (mm) 50.2 ± 9.2 38.2 ± 9.9 0.001 62.1 ± 8.8 38.4 ± 12.3 0.001 LVEDD (mm) 63.6 ± 8.9 53.5 ± 8.8 0.001 77.6 ± 9.8 57 ± 8.90.001 SF (%) 17.6 ± 4.9 26.6 ± 6.3 0.002 16.8 ± 4.7 28 ± 6.50.001 EF (%) 32.1 ± 8 49 ± 14.7 0.001 33.8 ± 6.7 51.2 ± 10.9 0.001 Follow-up time (months) - 31.8±22 - - 61.8 ± 450.017 NYHA: New York Heart Association, CTI: cardio-thoracic index, LVESD: left ventricular end-systolic diameter, LVEDD: left ventricular end-diastolic diameter, SF: shortening fraction, EF: ejection fraction. Despite improvements in surgery, cardiology and an- esthesiology over time, there is still continuing dilemmas concerning aortic valve replacement in patients with im- paired left ventricular systolic function. LV dysfunction is a major prognostic factor of both the early and late outcome after surgery [5-11]. The ACC/AHA practice guidelines recommend AVR for severe aortic regurgitation patients presenting with LV dysfunction or cardiac symptoms [12]. But the most perplexing problem regarding the management of the patients with chronic AR is the optimal timing of surgery. The vast majority of patients are asymptomatic for many years during which the systolic function deteriorates progressively. By the time of symptoms develop, some patients have already developed irreversible myocardial damage and hence respond poorly after AVR. On the other hand, patients with critical AS and severe LV dys- function constitute a more heterogeneous and even more challenging group. Impaired function has long been recognized as a pre- dictor of adverse outcome after AVR, but the impact of valvular pathophysiology has not been clearly defined [11,13,14]. Patients with AS and low EF represent a minority (5 to 10%) among patients with AS [15]. AS imposes an in- creased after-load on the LV, increasing left ventricular wall tension with subsequent ventricular hypertrophy. Uncorrected AS eventually leads to myocardial dysfunc- tion as the hypertrophied myocardium cannot compen- sate the increased wall stress. The compensatory mecha- nism according to the Frank-Starling relation-ship fails, increasing degrees of LV dilatation result, and systolic function declines [14,16,17]. Unlike AS, the patho-physiology of AR involves both volume and pressure after-load of the LV. Eccentric ven- tricular hypertrophy occurs in response to increased LV end-diastolic wall stress [14]. AS long-standing AR evolves, the ventricle dilates and compensates through a process called “after-load mismatch, pre-load reserve” introduced by John Ross [16,18]. Pre-load is increased as to maintain forward flow via the Frank-starling relation- ship. However, when preload reserve reaches a limit, the ventricle undergoes a progressive decline in pump func- tion [14,19]. Operative mortality in the current study was 12.5% among AS patients, it correlates with the results reported in contemporary study in which operative mortality rate ranged from 8% to 21% [11,20-23]. This mortality does, however, contrast with those reporters in other published studies: Chukwuemeka [24] 1.5% bevilacqua [25] 5.7%, Rediker [26] 0%. The operating results of AVR for AS patients with LV dysfunction is obviously affected by many variables. Many published reports included patients undergoing concomitant CABG [1]. Elevated creatinine, NYHA class III-IV and LV sys- tolic diameters > 54 mm as independent parameter of mortality in a patient with both AS and AR [20-22]. Sharony et al. [11], however found that renal failure and advanced age are independent risk factors for mortality. In our death patients with AS (5/40), 3 have EF < 35% and mean transvalvular gradient < 30 mmHg, and creatinine level > 200 µmol/l. all deaths have been in functional class III-IV, but only one patient had com- bined CABG. Severe pulmonary hypertension (PHT) in severe AS portends a poor prognosis with a reported prevalence as high as 29% [27]. AVR was also associated with higher than usual operative mortality. Malouf J [28] 16% and Spencer Melky J [29] 9%. In our study, 3/5 deaths have Copyright © 2013 SciRes. OPEN ACCESS
M. A. Houssa et al. / World Journal of Cardiovascular Diseases 3 (2013) 543-550 547 severe PHT (PAPS > 60 mmHg). In the opposite, an improvement in functional class was noted in most survivors. 88% were in FC NYHA III- IV prior to surgery, after a follow-up, only 4.7% re- mained in NYHA III-IV. In addition EF increased sig- nificantly of approximately 17% in both groups. Clearly, patients exhibit better clinical improvement an excellent long-term survival. These data are in agreement with most authors [21-24]. It is now clear that patients with critical AS and im- paired LV function fall in roughly in to one of three groups who have two different reasons for LV dysfunc- tion. Afterload mismatch, which generally respond well to surgery and the other two groups consist of patients who have low transvalvular gradients (TVG). These pa- tients are assumed to have coexisting cardiomyopathy in addition to myocardial dysfunction, and the effects of AVR are less beneficial. Some recent studies have fo- cused on this subgroup [15,30-33]. Dobutamine stress echocardiography (DSE) has been proposed as a method able to evaluate the tightness of the stenosis, the severity of the LV dysfunction and its reversibility. According to a recent study, patients with LV contractile reserve have relatively low operative risk (<5%), whereas, those without contractile reserve have a high operative mortality (11% - 22%) [30,34,35]. But this approach has several limitations. Although the ab- sence of contractile reserve on DSE is related to high operative mortality, it does not predict the absence of LV EF recovery in patients surviving to AVR. Most authors support the concept that the surgery should not be com- plicated on the basis of absence of contractile reserve alone [36]. In AR group, most of patients may not present until they have advanced heart failure with severe LV dys- function and ventricular dilatation, so they always pre- sented difficult management issue. Particularly, contro- versies exit about the questions of whether the risk of surgery is too high, and whether any improvement in LV EF and survival can’t realistically be expected after suc- cessful AVR. Currently, this mortality rate ranges be- tween 6% to 14% among patients with AR and poor LVEF [37-39]. In the modern area, there are many reasons that pa- tients fare better after surgery: medical management im- proved substantially with use of angiotensin-converting inhibitors (ACI) and β blockers. Operative myocardial protection becomes more sophisticated. Compared to old prosthesis that are known to have a high gradient replacement heart valves have considerably improved with low gradient prosthesis and mechanical valves readily available, perioperative management now include use of newer inotropes such as the phosphor diesterase inhibitors milrinone. Our analysis shows that patients who died (6 cases) in the early outcome, have many predictor factors of worse operative risk as 4/6 have LV ED > 80mm, markedly reduced EF < 30%, se- vere PHT (SPAP > 60 mmHg) and 5/6 death were in NYHA FC III-IV. These candidate patients were declared as the patients with the greatest perioperative risk of death [20,39]. Despite excessive operative modality, the FC status and EF of most patients improve after surgery. We found these results in line with the literature [21,38,40]. Thus, patients suffering from AR and markedly low EF, en- larged LV diameters derived benefit from surgery com- pared with expected evolution [21,41], so they should not be considered a contraindication to AVR. Other in- vestigators have also observed partial improvement in EF and persistent dysfunction following surgery in AR as well as AS patients [40,42-44]. Excessive LV hypertro- phy (LV mass index > 200% of normal) is the main fac- tor that correlates with deterioration of diastolic function during late outcome. This funding is supported by many authors [33,45-47]. But some author’s observations showed that LV dilata- tion and LV systolic dysfunction persist if LV diameters are extremely enlarged (LVEDD ≥ 80 mm, LVESD ≥ 59 mm) [48-51]. 5. STUDY LIMITATIONS Although the data were collected prospectively, this arti- cle is prone to the inherent biases of its retrospective nature. This is a small group of patients especially those who have markedly reduced EF (5% of AS and 35% of AR) [15,52]. It is difficult to analyze our results due to the relatively small number of patients. Operative mortality in our study is relatively high compared to recent reports. Logically, the mortality rate must decrease because our patients are younger and they have few associated comorbidities. The main reason to explain this no-good result is the lateness of developing countries in medical management of this categorical patient, so our findings are compared to those articles published before 1985 in developed countries. We have no idea about prosthesis- patient mismatch, because patients with PPM have worse functional class, reduced regression of left ventricular hypertrophy, and more adverse cardiac events after aortic valve replacement compared to patients without PPM [53, 54]. Additionally, our patients were quite heterogeneous in terms of age, etiology of rheumatic disease and fol- low-up duration and this may have influenced the results. Dobutamine stress echocardiography (DSE) was not performed because it does not seem to be a useful tool in Copyright © 2013 SciRes. OPEN ACCESS
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