Pharmacology & Pharmacy, 2012, 3, 439-446
http://dx.doi.org/10.4236/pp.2012.34059 Published Online October 2012 (http://www.SciRP.org/journal/pp)
1
Involvement of Estrogen Receptors in the Anxiolytic-Like
Effect of Phytoestrogen Genistein in Rats with 12-Week
Postovariectomy
Juan Francisco Rodríguez-Landa1,2*, Fabiola Hernández-López1,2, Margarita Saavedra1,2
1Institute of Neuroethology, Universidad Veracruzana, Av. Dr. Luis Castelazo s/n, Col. Industrial Las Ánimas, Veracruz, Mexico; 2Fac-
ulty of Biological Pharmaceutical Chemistry, Universidad Veracruzana, Veracruz, Mexico.
Email: *juarodriguez@uv.mx
Received July 30th, 2012; revised August 28th, 2012; accepted September 10th, 2012
ABSTRACT
Phytoestrogens are natural compounds found in some vegetables, and they replicate many of the physiochemical and
physiological properties of estrogens, including the regulation of mood. The phytoestrogen genistein exerts anxiolytic-
like effects in rats with a chronic absence of ovarian hormones, but the mechanism involved in this effect remains to be
explored. The present study explored the participation of estrogen receptor-β in the anxiolytic-like effect of genistein
(1.0 mg/kg, i.p., for 4 days) in Wistar rats with 12-week postovariectomy, considered as experimental model of postsur-
gical menopause. In the light/dark test, a useful tool for anxiety study and for the screening of anxiolytic drugs, gen-
istein reduced the latency to enter and increased the time spent in the light compartment and significantly increased the
frequency and time spent exploring the light compartment compared with the control group, which is considered as an
anxiolytic-like effect at experimental level. All behavioral effects produced by genistein in the light/dark test were
blocked by previous tamoxifen administration (5.0 mg/kg, s.c., for 6 days), a non selective antagonist for estrogen re-
ceptor-β. The effects produced by genistein or tamoxifen in this test were not related to significant changes in general
motor activity evaluated in the open field test. In conclusion, the specific contribution of present investigation was iden-
tify that estrogen receptor-β is involved in the anxiolytic-like effect produced by phytoestrogen genistein in rats with a
long-term absence of ovarian hormones; supporting the hypothesis that estrogen receptor-β participates in the regulation
of anxiety associated with low concentration of ovarian hormones and in the anxiolytic-like effects produced by natural
estrogenic compounds such as phytoestrogens.
Keywords: Anxiety; Genistein; Phytoestrogen; Estrogen Receptor-
; Light/Dark Test; Tamoxifen
1. Introduction
Phytoestrogens are natural chemical compounds abun-
dantly found in fruits, vegetables, legumes, whole grains,
and especially flaxseed, clover, and soy products, and
they replicate some of the physiochemical and physio-
logical properties of estrogens [1-3]. The phytoestrogens
genistein and daidzein, among others, are thought to ex-
ert the most potent estrogenic activity at the preclinical
and clinical levels [1,4]. These previous studies suggest
that phytoestrogens may be utilized in the treatment of
physiological and emotional alterations related to low
concentrations of ovarian hormones (i.e. 17β-estradiol
and progesterone), which occur in natural or surgical
menopause [5,6]. Some clinical trials suggested that a
phytoestrogen-rich diet protects women against age-re-
lated diseases, certain types of cancers, and postmeno-
pausal symptoms, such as osteoporosis, hot flashes, and
mood swings [7-10], demonstrating the potential thera-
peutic effect of phytoestrogen in the management of
physical and emotional alterations related to dysregula-
tion of ovarian hormone function.
In preclinical trials, controversy exists with regard to
the effects of phytoestrogens on mood. Some reports
showed a significant reduction in anxiety-like behavior in
rats fed a phytoestrogen-rich diet [11,12], whereas rats
fed a low-phytoestrogen diet exhibited increased anxiety-
like behavior [13]. Apparently, low phytoestrogen con-
centrations inhibit aromatase, which blocks the conver-
sion of testosterone to 17β-estradiol, whereas high phy-
toestrogen concentrations produced estrogen-like actions
[14], which would explain the anxiolytic-like effect of
phytoestrogen at higher doses.
*Corresponding author.
Copyright © 2012 SciRes. PP
Involvement of Estrogen Receptors in the Anxiolytic-Like Effect of Phytoestrogen
Genistein in Rats with 12-Week Postovariectomy
440
Administration of genistein (10 mg/kg/14days) in ova-
riectomized rats exerted antidepressant-like effects in the
forced swim test [15,16]. Additionally, administration of
genistein (0.5 and 1.0 mg/kg/4days) in rats with a chronic
absence of ovarian hormones exerted anxiolytic-like ef-
fects in the light/dark test [17], a common behavioral test
used for assessing anxiolytic compounds at the experi-
mental level [18]. Considering evidence that phytoestro-
gens [19] and particularly genistein [20-22] have a par-
ticularly high affinity for estrogen receptor-β, is sug-
gested that this substrate-receptor interaction may have a
causal role in the anxiolytic-like effect seen. Selective
modulators of this receptor (e.g., 17β-estradiol, diaryl-
propionitrile, and dihydrocoumes, among others) exert
anxiolytic-like effects at the preclinical level [23,24].
Nonetheless, the participation of estrogen receptor-β in
the anxiolytic-like effect of genistein in rats with a chronic
absence of ovarian hormones produced after 12-week
postovariectomy remains to be explored.
In the present study, we hypothesized that the anxio-
lytic-like effect of genistein in ovariectomized rats is
established by an interaction with estrogen receptor-β.
Therefore, we assessed the effect of pretreatment with
tamoxifen, a non selective estrogen receptor-β antagonist
that readily crosses the blood-brain barrier [25], on the
anxiolytic-like effect of genistein in the light/dark test in
rats with 12-week postovariectomy.
2. Materials and Methods
2.1. Animals
Thirty-two ovariectomized adult female Wistar rats,
weighing 200 - 250 g at the beginning of the experiments,
were used. The rats were housed in Plexiglas cages (eight
rats per cage) under a 12/12 h light/dark cycle (light on at
6:00 AM) at an average temperature of 25˚C (±1˚C) with
ad libitum access to purified water and food (Teklad lab
animal diets, Harlan Co.). All of the experimental pro-
cedures were performed according to the Guide for the
care and use of laboratory animals published by the Na-
tional Institutes of Health [26] and the Norma Oficial
Mexicana para el Cuidado y Uso de Animales de Labo-
ratorio [27]. All efforts were made to reduce the number
of animal and suffering during experiments.
2.2. Ovariectomy
Ovariectomy was performed according to previous stud-
ies [17,28]. After the surgery and to ensure the long-term
absence of ovarian hormones and high levels of anxiety
behavior, the rats were returned to the housing facilities
for 12 weeks [29]. After this time period, the rats were
randomly assigned to each of the experimental groups
and subjected to the treatments and behavioral tests.
2.3. Experimental Groups and Treatments
The rats at 12 weeks postovariectomy were assigned to
four independent groups (eight rats per group). The treat-
ment conditions included four combinations: vehicle-ve-
hicle, tamoxifen-vehicle, vehicle-genistein, and tamoxifen-
genistein. The first treatment, tamoxifen (5.0 mg/kg) or
its vehicle (corn oil), was administered subcutaneously
for 6 consecutive days before the behavioral tests that
began 11 weeks postovariectomy. The second treatment,
genistein (1.0 mg/kg) or its vehicle (35% 2-hidroxy-
propyl-
-cyclodextrin solution), was administered intrap-
eritoneally for 4 consecutive days before the behavioral
tests, which began simultaneously on day 3 of tamoxifen
or vehicle treatment. All treatments were administered
every 24 h (volume injected: 1.0 mL/kg). Thirty minutes
after the last administration of genistein or its vehicle, the
rats were evaluated in the light/dark test and subse-
quently in the open field test. Genistein (minimum 98%
HPLC), tamoxifen (minimum 99%), and 2-hidroxy-pro-
pyl-
-cyclodextrin were acquired from Sigma-Aldrich Co.
(St. Louis, Missouri, USA). Corn oil was acquired from
Fábrica de aceites La central S.A de C.V. (Guadalajara,
Jalisco, México).
The treatment schedule, route of administration, and
dose of genistein utilized in this study were based on the
findings of Rodríguez-Landa et al. 2009 [17] in which
anxiolytic-like effects were observed in rats 12 weeks
postovariectomy in the light/dark test. The treatment
schedule, route of administration, and dose of tamoxifen
utilized in this study were based on the findings of Walf
and Frye, 2005 [24], and Gutiérrez-García et al. 2009
[30]. These authors found that a single injection of ta-
moxifen (10.0 mg/kg, s.c.) blocked the anxiolytic-like
effects produced by a single injection of estrogen recep-
tor-β selective modulators, and treatment with tamoxi-
fen (1.0 mg/kg, s.c.) for 6 consecutive days reduced the
anxiolytic-like effects produced by estrogen receptor-β
stimulation after a single injection of testosterone. There-
fore, we adjusted the schedule and doses of tamoxifen to
use intermediate doses compared with the aforemen-
tioned studies.
2.4. Behavioral Tests
2.4.1. Light/Dark Test
In the present study, the light/dark test described by Zu-
luaga et al. 2005 [31] was used. The dimensions of the
apparatus were 80 40 40 cm. The box was further
divided into two equal chambers (40 40 40 cm) by a
barrier that had a doorway (10 10 cm) that allowed the
rats to cross freely from one chamber to the other. The
dark compartment was not illuminated, whereas the light
compartment was illuminated by a 40 W white light. A
Copyright © 2012 SciRes. PP
Involvement of Estrogen Receptors in the Anxiolytic-Like Effect of Phytoestrogen
Genistein in Rats with 12-Week Postovariectomy
441
video camera (Sony, DCR-SR42, 40 optical zoom, Carl
Zeiss lens) was installed above the illuminated compart-
ment to record the rat activity in the box. Later, two in-
dependent observers measured the behavioral variables
until reaching a coincidence higher than 95% in meas-
urement.
On the test day, the rats were brought to the experi-
mental room at 6:00 PM (which was the beginning of the
dark phase) and left for 1 h to acclimatize them to the
novel surroundings. The light/dark test was initiated at
7:00 PM. After this time period, the rats were individu-
ally placed in the middle of the dark compartment facing
the doorway, and behavioral activity was measured for 5
min. The evaluated variables were 1) frequency of en-
tries into the light compartment (i.e., total number of
entries into the light compartment); 2) latency to the first
entry into the light compartment (i.e., the time taken after
initial placement of the rat into the dark compartment
until it crossed completely into the light compartment); 3)
time spent in the light compartment (i.e., the total time
spent in the light compartment); and 4) the frequency,
latency, and time spent exploring the light compartment
(i.e., exploration was assumed when the rat was leaning
into the light compartment until its head and half of its
body were in the light compartment without completely
crossing into the light compartment). These variables
were selected because they had been previously shown to
provide a reliable measure of experimental anxiety [17,
31,32]. After the light/dark test, the rat was immediately
subjected to the open field test.
2.4.2. Open Field Test
In this study, general motor activity was evaluated to
discard the possibility of hypoactivity, hyperactivity, or
no changes in activity associated with the treatments,
which could otherwise interfere with the interpretation of
behavioral activity in the light/dark test [17,31]. No other
measures (e.g., total number of central entries in the open
field test, grooming, or rearing) were evaluated. To evalu-
ate the effect of the treatments on spontaneous motor
activity, the rats were individually subjected to a 5 mins
period in the open field test. An opaque Plexiglas cage
(44 33 cm) with walls 20 cm high was used. The floor
was divided into 12 squares (11 11 cm). A video cam-
era (Sony, DCR-SR42, 40 optical zoom, Carl Zeiss lens)
was installed above the cage to record the activity of the
rat. Later, two independent observers measured the be-
havioral variables until reaching a coincidence higher
than 95% in measurement.
At the beginning of the test, the rat was gently placed
in one of the corners of the cage. The dependent variable
was the number of squares crossed by the rat (i.e., cross-
ings). A crossing was assuming when the animal passed
from one square to another with its rear legs.
After each test session, the light/dark test and open
field test cage were carefully cleaned with a cleaning
solution (30% ethanol) to remove the scent of the previ-
ously evaluated rat, which could otherwise modify the
spontaneous behavior of the subsequent rat [33].
2.5. Statistical Analysis
The data from the light/dark test and open field test were
analyzed using one-way analysis of variance (ANOVA)
with independent groups and the Student-Newman-Keuls
post hoc test when the p values reached 0.05. Results
are expressed as mean ± standard error.
3. Results
3.1. Light/Dark Test
The template is Frequency, latency, and time spent in the
light compartment. The one-way ANOVA failed to show
significant differences (F3,28 = 0.675, p = 0.57) in the
frequency of entries into the light compartment among
the different treatments (vehicle, 3.00 0.46; tamoxifen,
2.75 0.59; genistein, 3.62 0.75; tamoxifen + genistein,
2.50 0.51).
The one-way ANOVA showed significant differences
(F3,28 = 4.260, p < 0.013) in the latency to the first entry
into the light compartment. The post hoc test revealed
that genistein treatment significantly (p < 0.05) reduced
the latency to the first entry into the light compartment
compared with the control group, an effect blocked by
tamoxifen pretreatment (Figure 1(a)). A tendency to-
ward a reduction in the latency to the first entry into the
light compartment was detected in the tamoxifen group,
but no significant differences were found compared with
the control group, and the differences were only attained
compared with the genistein-treated group.
The analysis of the time spent in the light compartment
revealed significant differences (F3,28 = 33.633, p < 0.001)
among treatments. The post hoc test showed that rats
treated with genistein spent significantly (p < 0.05) more
time in the light compartment compared with the control
group, an effect blocked by tamoxifen pretreatment (Fig-
ure 1(b)).
Frequency, latency, and time spent exploring the light
compartment. The one-way ANOVA showed significant
differences (F3,28 = 13.250, p < 0.001) in the frequency
exploring the light compartment among the different
treatments. The post hoc test revealed that genistein sig-
nificantly (p < 0.05) increased the frequency exploring
the light compartment compared with the control group,
an effect blocked by tamoxifen pretreatment (Figure
2(a)).
Copyright © 2012 SciRes. PP
Involvement of Estrogen Receptors in the Anxiolytic-Like Effect of Phytoestrogen
Genistein in Rats with 12-Week Postovariectomy
442
200
150
100
50
0
Latency (s)
(a)
150
100
50
0
Time (s)
V
T G T + G
(b)
Figure 1. Latency to first entry into and time spent in the
light compartment in the light/dark test. Genistein reduced
the latency to the first entry into the light compartment (a)
and increased the total time spent in this compartment (b)
compared with all experimental groups. Both effects pro-
duced by genistein were blocked by pretreatment with
tamoxifen. V: vehicle group; T: tamoxifen-treated group; G:
genistein-treated group; T + G: tamoxifen + genistein-
treated group. *p < 0.05, compared with all experimental
groups in the graphic (Student-Newman-Keuls post hoc
test).
No significant differences (F3,28 = 3.452, p = 0.151)
were detected in the latency to explore the light com-
partment among the different treatments (vehicle, 10.33 ±
1.22 s; tamoxifen, 11.61 ± 0.73 s; genistein, 14.82 ± 3.27 s;
tamoxifen + genistein, 8.87 ± 0.85 s).
Finally, the statistical analysis revealed significant dif-
ferences (F3,28 = 78.078, p < 0.001) in the time spent ex-
ploring the light compartment among the different treat-
ments. The post hoc test showed that rats treated with
genistein spent significantly (p < 0.05) more time ex-
ploring the light compartment compared with the con-
trol group, an effect blocked by tamoxifen pretreatment
(Figure 2(b)).
3.2. Open Field Test
The one-way ANOVA failed to show significant differ-
ences (F3,28 = 5.854, p = 0.074) in crossings among the
different treatments, in this test all experimental groups
had a similar crossing during the test session (Table 1).
40
30
20
10
0
Frequency (s)
(a)
60
45
30
15
0
Time (s)
V
T G T + G
(b)
Figure 2. Frequency and time spent exploring the light
compartment in the light/dark test. The rats treated with
genistein increased the frequency (a) and time spent (b)
exploring the light compartment compared with all experi-
mental groups. Both effects were blocked by pretreatment
with tamoxifen. V: vehicle group; T: tamoxifen-treated
group; G: genistein-treated group; T + G: tamoxifen + gen-
istein-treated group. *p < 0.05, compared with all groups in
the graphic (Student-Newman-Keuls post hoc test).
Table 1. Effect of vehicle, genistein, tamoxifen or combina-
tion of treatments on crossing in the open field test.
Treatment Crossing (n)
Vehicle + Vehicle 39.37 ± 2.07
Tamoxifen + Vehicle 33.62 ± 3.06
Vehicle + Genistein 44.75 ± 3.83
Tamoxifen + Genistein 37.01 ± 2.39
No significant differences were found between groups.
4. Discussion
In this study, the participation of estrogen receptor-β in
the anxiolytic-like effect of the phytoestrogen genistein
in rats with 12-week postovariectomy in the light/dark
test was explored. The main results can be summarized
as the following. In the light/dark test, genistein sig-
nificantly reduced the latency to the first entry into the
light compartment and increased the time spent in and
exploration of this compartment, supporting previous re-
ports. Pretreatment with tamoxifen blocked the anxio-
Copyright © 2012 SciRes. PP
Involvement of Estrogen Receptors in the Anxiolytic-Like Effect of Phytoestrogen
Genistein in Rats with 12-Week Postovariectomy
443
lytic-like effects of genistein in the light/dark test in rats
subjected to an experimental model of surgical post-
menopause. In the open field test, no significant changes
in crossings associated with the treatments were found.
Altogether, these findings indicate that estrogen receptor-
β is involved in the anxiolytic-like effects produced by
genistein in rats with 12-week postovariectomy in the
light/dark test.
The light/dark test has been useful for the screening of
substances with anxiolytic or anxiogenic potential [18,
34,35], including ovarian hormones, such as estradiol and
progesterone [36,37]. In this test, an “anxious” animal
exhibits an increase in the latency to the first entry into
the light compartment and reduces the time spent in this
compartment [18,38,39]. In contrast, animals treated with
anxiolytic drugs (e.g., diazepam, alprazolam, and buspirone)
spend more time in the light compartment [35,38,40],
indicating an anxiolytic-like effect at experimental level.
In the present study, the rats treated with phytoestrogen
genistein exhibited a short latency to the first entry into
the light compartment and spent more time in it compared
with the control group, indicating an anxiolytic-like
effect. Furthermore, genistein administration increased
the frequency and time spent in exploration toward the
light compartment, which is considered an additional
indicator of an anxiolytic-like effect in the light/dark test,
considering that diazepam and other compounds with
anxiolytic effects exert similar effects [17,41]. Interestingly,
the anxiolytic-like effect of genistein was blocked by
pretreatment with tamoxifen, a nonspecific estrogen re-
ceptor-β antagonist [42,43]. These data support the hypo-
thesis that genistein exerts agonistic effects at estrogen
receptor-β [21,22,42] producing anxiolytic-like effects as
occur with other positive modulators of estrogen re-
ceptor-β at the experimental level [24]. Additionally,
present results further indicate that estrogen receptor-β
would participates in the expression of anxiety-like behavior
associated to low concentration of ovarian hormones pro-
duced by ovariectomy.
It is necessary point out that tamoxifen is not a pure
estrogen receptor antagonist. At some dosages, tamoxifen
may have agonist actions by interacting with estrogen
receptor-
, whereas the antagonistic properties may be
attributable to actions at estrogen receptor-β [44], which
occurs with others antagonists of this receptor, such as
raloxifene [42,43]. In our study, no significant effects
were found on the variables evaluated in the light/dark
test in the tamoxifen-vehicle-treated group, discarding
the possible nonspecific effects on estrogen receptor α or
β produced by the tamoxifen dose used. Altogether, our
data suggest that the tamoxifen dose used in the present
study acted as an estrogen receptor-β antagonist as re-
ported by other authors [24,30].
Finally, in the light/dark test, detecting false anxiolytic-
like effects is possible when drugs increase general motor
activity [18,38]. In this study, the rats treated with geni-
stein, tamoxifen or combination of treatments did not
exhibit an increase in general motor activity in the open
field test, reflected by the number of crossings. Therefore,
the effects produced by genistein in the light/dark test
indicate an anxiolytic-like effect at the experimental level,
as occur with clinically effective anxiolytic drugs, such
as diazepam, which increase the time spent in the white
compartment in the light/dark test, without producing sig-
nificant changes in locomotion in the open field test [31,
45,46].
In conclusion, the results of this study provide a
modest evidence that estrogen receptor-β participates in
the anxiolytic-like effect of the phytoestrogen genistein
in the light/dark test in rats with a long-term absence of
ovarian hormones. These data support the hypothesis that
phytoestrogens interact with estrogen receptor-β and pro-
duce similar effects as estrogens on mood, which could
be considered in future investigations that focus on find-
ing new therapeutic alternatives to ameliorate anxiety or
depression associated with low concentrations of ovarian
hormones produced by surgical or natural menopause.
Further studies are also necessary to explore the possible
side effects associated with long-term administration of
this phytoestrogen, which occurs with other estrogenic
compounds [47-50].
5. Acknowledgements
The authors wish to thank Dr. Michael Arends for revis-
ing and editing the English of this manuscript and QFB.
Maximino García and QFB. Ivan Alarcón for technical
assistance. This study was partially supported by a grant
from PROMEP (103.5/05/1955, UVER-PTC-155), Sis-
tema Nacional de Investigadores (SNI, Exp. 32753 and
19190), and Cuerpo Académico UVE-CA-202. The sec-
ond author received a fellowship from CONACyT Reg.
223529.
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