International Journal of Geosciences, 2012, 3, 398-403
http://dx.doi.org/10.4236/ijg.2012.32044 Published Online May 2012 (http://www.SciRP.org/journal/ijg)
Estimation of Basal Area in West Oak Forests of Iran
Using Remote Sensing Imagery
Loghman Ghahramany1, Parviz Fatehi2, Hedayat Ghazanfari1
1Department of Forestry, College of Natural Resources, University of Kurdistan, Sanandaj, Iran
2Remote Sensing Laboratories, Department of Geography, University of Zurich, Zurich, Switzerland
Email: l.ghahramani@uk.ac.ir, L_ghah@yahoo.com
Received November 20, 2011; revised January 2, 2012; accepted February 7, 2012
ABSTRACT
The objective of this study is to evaluate the capability of satellite imagery for the estimation of basal area in Northern
Zagros Forests. The data of the high resolution geometric (HRG) sensor of SPOT-5 satellite dated in July 2005 were
used. Investigation of the quality of Satellite images shows that these images have no radiometric distortion. Overlaying
of geocoded images with the digital topographic maps indicated that the images have high geometric precision. A num-
ber of 319 circular plots (0.1 ha) were established using systematic random method in the study area. All trees having
diameter at breast height (DBH) (i.e. 1.3 m above ground) greater than 5 cm were callipered in each plot. Basal area in
each plot was determined using field data. Main bands, artificial bands such as vegetation indices and principle compo-
nent analysis (PCA) were studied. Digital numbers related to each plot were extracted from original and artificial bands.
All plots were ordinated by major geographic aspects and the best fitted regression models were determined for both the
study area without consideration of aspects and with consideration of major geographic aspects by multiple regression
analysis (step wise regression). The results from regression analysis indicated that the square root of basal area without
consideration of aspects has a high correlation with band B1 (r = –0.60). The consideration of aspects resulted in corre-
lation of different indices with square root of basal area such that in northern forests, band B1 had higher correlation
coefficient (r = –0.67) among other indices. In Eastern forests, the same band showed correlation of basal area with dif-
ferent correlation coefficient (r = –0.65). In southern and western forests, the square root of basal area had higher corre-
lation (r = –0.68) with RVI. The use of the square root of basal area as a dependent variable in multivariate linear re-
gression improved the results. The assessment of model validity indicated that the proposed models are properly valid.
Keywords: Northern Zagros Forests; Basal Area; SPOT-5 Data
1. Introduction
Northern Zagros oak forests represent the most important
forest communities in natural forested landscapes in west
of Iran [1]. These forests have a great economical value
and are a source of revenue for local residents. Even
though these forests have been known as conservative
forests, the local communities have to traditionally utilize
them as a source. In this traditional forest management,
the owner of forest applies mixture styles of evenaged
coppice on tree (on trunk & crown) and unevenaged
coppice (on ground) for preparing food for domestic
animals and for wood [1]. These forests produce little
amount of woods for industry and have low standing
volume; however, tree crowns are utilized in every 3-
year period. Thus, the basal area can be an appropriate
index to determine the changes in these forests and can
provide valuable information about the effect of man-
agement activities on the forests. The estimation of this
index using field study is difficult, taking plenty of time
and needing a great deal of money. In last decades, the
science of forest biometry has markedly progressed, re-
sulting in using more sophisticated instruments in forest
inventory. This provides an opportunity for collecting
data and computing indices with less field working and
time. One of the most important instruments used in for-
est inventory is remote sensing. The integration of the
data and information collected from satellite images and
field data is the base of modern forest biometry [2].
Many studies have used satellite data to estimate forest
quantitative parameters such as density, standing volume,
basal area, and etc. in last two decades [3]. Ripple et al.
compared Digital Landsat Thematic Mapper (TM) and
Satellite SPOT High Resolution Visible (HRV) images
of coniferous forests to estimate standing volume using
correlation and regression analyses. Significant inverse
relationships were found between softwood volume and
the spectral bands from both sensors (P < 0.01). The
highest correlations were found between the logarithm of
C
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L. GHAHRAMANY ET AL. 399
softwood volume and the near-infrared band (HRV band
3, r = –0.89; TM band 4, r = –0.83) [4]. Brockhhause &
Khorram compared Spot and Landsat-TM data to inven-
tory forest resources. Their results showed that there is a
significant correlation between band XS3 (Infra-Red)
and TM bands (2, 3, 4, 5 and 7). They found no signifi-
cant correlation between age classes and Spot bands,
while a significant correlation was found between age
classes and TM bands. The correlation coefficients be-
tween basal area and TM band7 and between age classes
and TM band5 were –0.48 and –0.62, respectively [5].
Xian et al. were investigated the capability of TM data
for the estimation of canopy density and standing volume.
Their results indicated that applying TM data can reduce
the number of samples and the inventory costs by 60% -
70% and can provide more reasonable volume and can-
opy density estimates [6]. Xu et al. evaluated the ability
of TM data for the estimation of oak forest canopy in dry
season. Their results illustrated that the band TM3 had
the highest correlation coefficient (–0.83) and the coeffi-
cient of determination (0.69) with canopy. The NDVI
index showed higher coefficients of correlation (0.84)
and determination (0.70) with canopy than SR index. The
cubic NDVI index had higher coefficients of correlation
(0.85) and determination (0.73) with canopy [7]. Suarez
et al. indicated that the SPOT4 and ETM+ have both a
high capability to estimate stand height, diameter and
basal area in afforested stands [8]. Jao et al. studied the
estimation of canopy density on an ever-green oak forest
using aerial photographs and TM satellite images and
resulted that this estimation is reasonably possible [9].
Arzani et al. used Landsat satellite data to study the pro-
duction and some vegetation characteristics in two dif-
ferent climates. They found that the VNIR1 and VNIR2
indices show higher correlations with production, canopy
percentage and foliage percentage in semi-arid areas,
while in arid areas, the NDVI index had higher correla-
tion with the vegetation characteristics [10]. Darvishsefat
et al. applied the ETM+ data imagery for Haloxylon spp.
canopy estimation and figured out the NDVI index has a
reasonable correlation (r = 0.65) with density [11]. The
objective of this study is to evaluate the capability of
satellite imagery for the estimation of basal area in Nor-
thern Zagros Forests.
2. Materials and Methods
2.1. Study Area
The study area (15,700 ha) is located in a mountainous
managed mixed forest (Northern Zagros forests) in Kur-
distan province in the west of Iran (Figure 1 and Table
1). The study area is positioned in 45˚30N to 46˚15N
longitude and 35˚45E to 36˚15E latitude. The elevation
of the study area ranges from 1200 m to 2200 m above
Figure 1. Study area location and sample plots distr i bution.
Table 1. Descriptive statistics of basal area in studied
stands.
Minimum
(m2/ha)
Maximum
(m2/ha)
Std. deviation
(m2/ha)
Mean ± std. error
(m2/ha)
Stands
1.96 42.30 ±7.78 13.96 ± 0.43
Exclusive
geographical
direction
1.96 35.84 ±8.70 15.57 ± 0.88
Northern-faced
forests (n = 96)
2.51 30.79 ±5.94 11.96 ± 0.66
Southern-faced
forests (n = 78)
2.19 42.30 ±7.86 13.64 ± 0.88
Eastern-faced
forests (n = 76)
2.39 35.30 ±7.76 14.18 ± 0.97
Western-faced
forests (n = 62)
sea level. Average annual precipitation is about 760
mm/year and average annual temperature is between 12˚C
to 18˚C [1]. The dominant tree layer mainly consists of
Quercus Libani Oliv. (more than 50%), Quercus brantii
Lindl. (30%) and Quercus infectoria Oliv. (20%) with
Crataegus spp, Pyrus spp, Acer cineracens and Pistacia
mutica as the most common admixed tree species.
2.2. Satellite Data
The data of the high resolution geometric (HRG) sensor
of SPOT5 satellite dated in July 2005 were used for pur-
poses of this study. Radiometric correction and orthorec-
tification process was done by SPOT Imaging Corpora-
tion. However, investigation of the quality of satellite
images shows that these images have no radiometric dis-
tortion. Overlaying of geocoded images with the digital
topographic maps indicated that the images have high
geometric precision.
2.3. Field Data and Regression Analysis
A number of 319 circular plots (0.1 ha) were established
using systematic random method in the study area. All
Copyright © 2012 SciRes. IJG
L. GHAHRAMANY ET AL.
400
trees having diameter at breast height (DBH) (i.e. 1.3 m
above ground) greater than 5 cm were callipered in each
plot. Basal area in each plot was determined using field
data. Main bands, artificial bands such as vegetation in-
dices and principle component analysis (PCA) were stu-
died. Digital numbers related to each plot were extracted
from original and artificial bands. Correlation and re-
gression analysis were performed to study the statistical
relationships between standing basal area and digital
numbers of satellite data. All plots were ordinated by
major geographic aspects and the best fitted regression
models were determined for both study areas without
consideration of aspects and consideration of major geo-
graphic aspects by multiple regression analysis (step wise
regression). The use of square root of basal area as a de-
pendent variable in multivariate linear regression im-
proved the results. A number of 32 sample plots from the
319 measured plots were randomly selected and served
as control plots for verification of derived models. These
control plots were not used for correlation and regression
analysis.
3. Results
3.1. Suggested Model for Northern-Faced
Forests
In the northern-faced forests, the root of basal area
[SQRT(BA)] had highest coefficient of correlation with
band B1 (r = 0.67) among the other indices (Table 7). In
the model for the northern-faced forests, the band B1 is a
predictive variable. According to the ANOVA of regres-
sion, the hypothesis of “no linear relationship” was re-
jected with significant level of 99% (F = 69.88, P < 0.01).
The hypotheses of “The slope of the regression model =
0” and “The intercept of the regression model = 0” were
rejected at the significant level of 99% (Table 2). The
Kolmogrov-Smirnov test showed that the distribution of
residuals was normal (P = 0.66, K-S Z = 0.732). Nine out
of 10 control samples were accepted in validity test of
the model.
3.2. Suggested Model for Southern-Faced Forests
The root of basal area [SQRT(BA)] showed the highest
coefficient of correlation with RVI index (r = 0.68)
among the other indices (Table 7) in the southern-faced
forests. The RVI and B3 are predictive variables for the
model of these forests. Multiple correlation coefficient
between SQRT(BA) and predictive variables is 72%. The
ANOVA of regression model revealed that hypothesis of
“no linear relationship” is rejected with significant level
of 99% (F = 37.71, P < 0.01). The hypotheses of “The
slope of the regression model = 0” and “The intercept of
the regression model = 0” are laso rejected at the signifi-
cant level of 99% (Table 3). The distribution of residuals
Table 2. Regression coefficients and summery model for su-
ggested model for northern forests.
Beta P t SE CoefficientsModel
- <0.01 12.825 0.270 3.467 b0
–0.670 <0.01 –8.359 0.002 0.018 b1
SQRT(BA) = b0 + b1B1
N = 88 R2Adj.= 0.44 MSE = 0.073 F = 69.88 P < 0.01
Bias = –0.017 m2/ha Bias = –4.62%
Table 3. Regression coefficients and summery model for
suggested model for southern Forest.
Beta P t SE CoefficientsModel
- <0.01 7.705 0.513 3.955 b0
–0.381 <0.01 –2.930 0.002 –0.007 b3
–0.973 <0.01 –7.481 0.265 –1.980 RVI
SQRT(BA) = b0 + b1B3 + b2RVI
n= 72 R2Adj =0.51 MSE = 0.037 F = 37.71 P < 0.01
Bias = –0.035 m2/ha Bias = –2.94%
was normal (P = 0.67, K-S Z = 0.76) based on the Kol-
mogrov-Smirnov test. The whole control samples were
accepted in validity test of the model.
3.3. Suggested Model for Eastern-Faced Forests
Band B1 showed the highest coefficient of correlation (r
= –0.66) with the root of basal area [SQRT(BA)] in the
eastern-faced forests (Table 7) as the northern-faced for-
ests; however, the PCA1 and B1 are predictive vari-
ables in their model. Multiple correlation coefficient be-
tween SQRT(BA) and predictive variables are 66%.
Based on the ANOVA of regression, all hypotheses are
rejected at the significant level of 99% (Table 4). The Col-
mogrov-Smirnov test showed that the residuals are nor-
mally distributed (P = 0.73, K-S Z = 0.76). The whole
control samples were accepted in validity test of the model.
3.4. Suggested Model for Western-Faced Forests
The western-faced forests behaved similar to southern-
faced forests as they showed the highest coefficient of
correlation between the root of basal area [SQRT(BA)]
and the RVI index (r = –0.68), shown in Table 7; while
three predictive variables including RVI, PCA2 and
PCA3 are selected for their model. Multiple correlation
coefficient between SQRT(BA) and predictive variables
are 80%. All hypotheses were rejected as the other for-
ests at the significant level of 99% (Ta ble 5). The test of
normality by the Kolmogrov-Smirnov showed the nor-
mal distribution of the residuals (P = 0.72, K-S Z = 0.69).
The whole control samples were accepted in validity test
of the model.
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L. GHAHRAMANY ET AL.
Copyright © 2012 SciRes. IJG
401
Table 4. Regression coefficients and summery model for suggested model for eastern-faced forest.
Beta P t SE Coefficients Model
- <0.05 10.256 0.317 3.252 b0
1.138 <0.054.850 0.0060.027 b1
0.518 <0.05 2.206 0.004 0.008 PCA1
SQRT(BA) = b0 + b1B1 + b2 × PCA1
n = 62 R2Adj. = 0.46 MSE = 0.058 F = 27.83 P < 0.01 Bias = 0.056 m2/ha Bias = 4.3%
Table 5. Regression coefficients and summery model for suggested model for western forests.
Beta P t SE Coefficients Model
- <0.05 8.165 0.925 7.551 b0
1.772 <0.056.817 0.6844.662 RVI
1.253 <0.054.767 0.0080.038 PCA2
0.222 <0.052.405 0.0140.034 PCA3
SQRT(BA) = b0 + b1 RVI + b2PCA2 + b3PCA3
n = 58 R2Adj. = 0.62 MSE = 0.041 F = 31.60 P < 0.01 Bias = 0.038 m2/ha Bias = 2.7%
3.5. Suggested Model for Forests (Exclusive
Geographical Directions)
In the studied forests (exclusive geographical directions),
the root of basal area [SQRT(BA)] had the highest coef-
ficient of correlation with with band B1 (r = 0.60) among
the other indices (Table 7). In the model for the western
-faced forests, the RVI, PCA2 and PCA3 are predictive
variables. Multiple correlation coefficient between SQRT-
(BA) and predictive variables are 80%. According to the
ANOVA of regression, the hypothesis of “no linear rela-
tionship” was rejected with significant level of 99% (F =
111.19, P < 0.01). The hypotheses of “The slope of the
regression model = 0” and “The intercept of the regres-
sion model = 0” were rejected at the significant level of
99% (Table 6). The Colmogrov-Smirnov test showed
that the distribution of residuals was normal (P = 0.54,
K-S Z = 0.81). The whole control samples were accepted
in validity test of the model.
4. Conclusion
The analysis of the table of correlation matrix between
dependent variables (Digital numbers related to each plot
extracted from original and artificial bands) and the root
of basal area [SQRT(BA)] showed that in the studied
forests (exclusive geographical directions), the root of
basal area had the highest coefficient of correlation with
band B1 (r = –0.60) among the other indices (Table 7).
In the northern, eastern, southern and western-faced for-
ests the root of basal area [SQRT(BA)] had the highest
coefficient of correlation with band B1 (r = –0.67), band
B1 (r = –0.65), RVI index (r = –0.68) and RVI index (r =
–0.68), respectively. It is generally expected to have a
high relationship between band B3 (near-Infrared band)
and vegetation cover [4,5,7,9,12]; however, it was, in this
study, observed that the high relationship was established
between the basal area and band B1 (in the northern for-
ests, eastern forests and exclusive geographical direc-
tions). Similar observations have been made by Suarez et
al. [8]. The reason for this could be related to this fact
that northern and eastern forests generally have a higher
density and lower soil reflections; thus, the main bands
can provide better results. Naseri suggested using band
B1 for such studies [13]. The use of these indices has
been, on the one hand, confirmed by the higher relation-
ship of vegetation characteristics on western and south-
ern forests [10,11,13,14] and on the other hand, showed
that the vegetation characteristics have lower sensitivity
relative to sparser cover (due to the existence of lower
soil moisture and sparser vegetal cover on western and
southern forests). Hosseini and Moradi have obtained di-
fferent results [15,16]. The negative coefficient of corre-
lation indicates that the rate of reflectance in samples de-
creases with an increase in basal area. The same results
were found by Khorrami et al. [3], Azizi et al. [17] and
Ripple et al. [4] in the study of volume estimation. How-
ever, Mohammadi et al. [18] have found positive rela-
tionship in the estimation of number per ha. The regres-
sion analyses showed that the classification of samples
based on geographical aspects and determination of a
separate model for each class has increased the correla-
tion coefficient and the modified coefficient of determi-
nation up to 18% and 7% on western and southern as-
pects, respectively. This increase is about 2% on eastern
aspects and stayed without any change on northern as-
pects while the coefficient of correlation increased about
1%. Khorrami et al. carried out their research in a pure
beech stand stand only on northern aspects in order to
L. GHAHRAMANY ET AL.
402
Table 6. Regression coefficients and summery model for suggested model for studied forests (exclusive geographical direc-
tions).
Beta P t SE Coefficients Model
- <0.01 22.406 0.141 3.153 b0
0.426 <0.01 7.285 0.001 0.009 B1
1.920 <0.01 6.389 0.124 0.794 RVI
SQRT(BA) = b0 + b1B1 + b2RVI
n = 287 R2Adj. = 0.44 MSE = 0.062 F = 111.19 P < 0.01 Bias = 0.061 m2/ha Bias = 4.6%
Table 7. Pearson’s correlation coefficient between standing volume of sample plots and corresponded spectral values (DNs) in
original bands.
Northern-faced forests (n = 88)
PCA3PCA2PCA1 TVI SAVINRVIRVI NDVIIPVI DVI AVI B3 B2 B1
Main bands,
artificial
bands
Dependent
Variable
**0.39-
**0.6
**0.57-
**0.51
**0.49
**0.49-
**0.53-
**0.49
**0.49
**0.46
**0.46 0.05-
**0.61-
**0.67- SQRT(BA)
Southern-faced forests (n = 72)
*0.27-
**0.61*0.24-
**0.68
**0.67
**0.67-
**0.68-
**0.67
**0.67
**0.67
**0.67
**0.37
**0.40-
**0.56- SQRT(BA)
Eastern-faced forests (n = 69)
**0.36-
**0.40
**0.53-
**0.54
**0.54
**0.54-
**0.55-
**0.54-
**0.54
**0.53-
**0.53- 0.05-
**0.59-
**0.66- SQRT(BA)
Western-faced forests (n = 58)
**0.43-
**0.53
**0.46-
**0.38
**0.67
**0.67-
**0.68-
**0.67
**0.67
**0.66
**0.66 0.05
**0.55-
**0.65- SQRT(BA)
Studied Forests (exclusive geographical directions) (n = 287)
**0.38-
**0.44
**0.44-
**0.57
**0.55
**0.55-
**0.58-
**0.55
*0.55
**0.53
**0.53 0.06
**0.52-
**0.60- SQRT(BA)
**Significant at 99% confidence level; *Significant at 95% confidence level; ns: No significant.
eliminate the effect of geographical aspects [3]. In this
research, applying of regression analysis led to better
results and Naseri [13], Hosseini [15], and Xu et al. [7]
confirmed these findings. The use of mathematical trans-
formations such as logarithmic function, power func-
tion, root function, and reciprocal function on de pen-
dent variable (basal area) and their relationships with
independent variable resulted in an increase in correla-
tion coefficient such that the maximum coefficient was
obtained between the root of basal area and the inde-
pendent variable. Many previous studies have obtained
better results when using logarithmic functions [3,4,7,17].
In Iran, many studies on quantitative characteristics of
forest stands have conducted in northern forests with a
high density of deciduous trees. In this research, the co-
efficient of correlation was determined 66% (exclusive
geographical directions) and it was reached 80% when
considering the geographical aspects. The low canopy
density of Zagros forests and the similarity of the results
with other studies can be a good indication of relatively
reasonable capability of SPOT data for the study area
[3,17].
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