Journal of Transportation Technologies, 2012, 2, 189-192
http://dx.doi.org/10.4236/jtts.2012.22020 Published Online April 2012 (http://www.SciRP.org/journal/jtts)
A Study on the Reform of China’s General Aviation
Laws and Regulations*
Wenlei Han, Jin Shi
School of Humanities, Economics and Law North Western Polytechnical University, Xi ’a n, China
Email: lihanmiaomiao@163.com, nx-shijin@hotmail.com
Received February 15, 2012; revised March 2, 2012; accepted March 14, 2012
ABSTRACT
With the rapid development of China’s general aviation in recent years, the demand for general aviation aircraft is in-
creasing, therefore, the standard for the security management of general aviation, technical standards and market access
for general aviation companies, and flight crew is much higher than that of before. However, the current law and regu-
lations of general aviation are based on the standard of public transport, taking the fact into account that the general
aviation and public transport aviation are very different; the Chinese government has proposed a reform of general avia-
tion management principles, contents and objectives, and aims to formulate legal system of general aviation by 2020.
Keywords: General Aviation; Regulatory System; Reform
1. Introduction
China’s general aviation will witness a rapid develop-
ment period, and the demand for flights will continue to
increase. In recent years, China’s general aviation de-
veloped fast, statistics show that China has a total num-
ber of 807 general aircrafts, including 801 general avia-
tion aircrafts and helicopters, 6 hot air balloons and diri-
gibles; and has 397 general airports, including 329 tem-
porary airports; 74 enterprises engaged in the general
aviation business activities; flight hours reached to
114,100 hours; the number of general aviation flight
personnel reaches at 2237 [1]. The average annual flight
grows more than 10%, the size of the industry, applica-
tions continue to expand, the flight type increases, flight
demand is becoming strong, with sustained and rapid
economic development and constant improvement of the
life level expected in the next 10 years, average annual
growth of general aviation in China will reach more than
15% [2]. The analysis of China’s current air laws, regu-
lations, departmental rules and policies, especially the
analysis of “on deepening reform of China’s low-altitude
airspace management advice” is issued by China’s State
Council, Central Military Commission on August 19,
2010 make the reform and direction of low-altitude air-
space management and planning, and there is the grow-
ing contradiction between the current management and
general aviation needs, especially with general aviation
regulations and standards, management system, market
access, the mechanism for handling accidents and gen-
eral aviation needs of the public.
2. The Current Situation of Laws of General
Aviation in China
China’s aviation legal system is composed of three levels,
including laws, the State Council administrative regula-
tions and the State Council departmental regulations.
The first legal hierarchy is the “Aviation law of ch ina”
and it is at the highest level of legal relationship to ad just
aviation, this law was issued in 1995, and it was regarded
as “China Aviation Constitution”. The Chapter 145-150
pairs made regulation in the general aviation activities in
China, including the conditions of general aviation op-
erations, flight safety, general aviatio n u sers, th e in terests
of the third party involved in general aviation.
Aviation legal system is the second-order administra-
tive regulations. In 1986, China’s State Council issued
the “Interim Administration on General Aviation” is the
first Administrative regulations for general aviation
management, this administrative regulation defines gen-
eral aviation author ities, provides general aviation activi-
ties Approval procedures, makes a request about qualifi-
cations of general aviation operators. China’s State
Council, Central Military Commission issued in January
10, 2003 “General Aviation Flight Control Ordinance” is
the adjustment of the basic rules of general aviation ac-
tivities ,including airspace management, service assur-
ance, approval procedures, and so on, and makes rules
for general aviation applications, approval procedures,
*Sponsored by humanities social science and management fund,
N
WPU (RW200810).
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190
documentation, and carries out the legal basis for general
aviation activities.
Civil Aviation Administration of China regulations are
at the third-order of Aviation legal system. It’s called
CCARS. There are more than 30 regulations about gen-
eral aviation and civil aviation regulations, which is re-
lated to economic management, certification, security,
operating standards and so on. 6 among which are the
most important rules “General operating and flight rules”,
“Regulations on general aviation business”, “approval
process for general aviation”, “general aviation business
license regulations”, “general aviation regulations on non-
operating Registration”, “Foreign Investment in Civil
Aviation Industry”, “General operating and fligh t rules”.
China has adjusted the implementation of general avia-
tion rules with reference to civil air transport, most of the
relevant provisions, which scattered in the “Air Act” and
the civil aviation authorities regulations and policies and
regulations, most are abstract, inapplicable and non-op-
erational principles, there is less regulations on general
aviation, the current procedures for approval is too long
and cumbersome, the flexibility does not meet the gen-
eral aviation’s multi-purpose features, it is urgent to de-
velop standards for general aviation flight airworthiness
rules and models and develop a general aviation airport
construction standards and flight crew training standards
in the future general aviation reform because of the lack
of general aviation implementation details.
3. The Guiding Principles for Reform of
China’s General Aviation Regulations
Summarizing the airspace management laws and regula-
tions of China, the Chinese scholars have done research
on airspace management; the Chinese scholars have two
ideas about airspace management law. One is strict con-
trol idea for airspace; the other is relatively open idea for
airspace.
The idea of strict control for Airspace has its historical
reason. In 1949, China’s prior consideration are national
defense and security situation, so China establish air-
space management ideas based on “military-managed,
and civilian-limit, Reflected in the low-altitude airspace
management legal concepts, that is to pursuit “complete
security of the airspace” as the basis of the legislative
concept, and “interests of national defense first” is the
embodiment of this principle [3], from the realistic tra-
dition of China’s airspace management, guaranteeing the
security of the national air defense undoubtedly is classi-
fied as the first goal of airspace management legislation
and the law enforcement, and It is the inferior goal to
develop public transport aviation and general aviation,
whether in the legislative goals, or in the practice of law
enforcement process. From the perspective of the use of
airspace, its specific characteristics are reflected as that
the need for military aviation comes first and the need for
civil aviation co mes second.” And this is the particularly
significant appearance of the concept of “absolute secu-
rity” for airspace management.
Relatively open airspace concept holds the opinion
that airspace use should not overemphasizes airspace
security, but should attach importance to the enormous
economic benefits and social benefits lies in China’s air-
space resources and. In this view, we should not only
emphasize sovereignty and security of the airspace, and
also attach importance to the economy of the airspace. In
short, the airspace is competitive and exclusive public
goods [4]. The concept of relatively open for airspace
advocates that strict restrictions on civil aviation activi-
ties can definitely ensure the air defense security, but it is
not appropriate and not necessary to limit civil aviation
to pursuit absolu te national security and public safety. In
addition, the concept of “absolute security” for airspace
legislation has caused a uneconomic results such as seri-
ous waste of airspace resources, and low utilization of
airspace, and it is bound to hinder China’s civil air
transport industry, also constrained the development of
general aviation and industries related to the aviation
industry, such as aerospace materials, machinery manu-
facturing [5]. Therefore, a reasonable concept of airspace
legislation should take both civil aviation and national
security into account, makes full and effective use of
airspace resources, and pursuit a airspace legislation
concept that balance the economic interests of the air-
space and airspace security.
China’s general aviation legislation aims to build a
complete system of general aviation regu lations an d stan-
dards by 2020. Analysis of China’s current legal system
and reform of general aviation management policies can
drew a conclusion that general aviation legislation will
be promoted by the following principles in the future:
1) Maximum inventory of low-altitude airspace re-
sources. China’s current low-altitude airspace manage-
ment is taking “national defense interests first” [6], as the
starting point, which is based on national defense since
the founding of new China, the consideration of the ac-
tual situation in air defense after the decision, and it is
forced by the early years of new China, and it is also a
reflection of China’s national conditions and reality.
However, peace and development become the theme of
our time, and large-scale war will not happen in the short
term, therefore, maximizing the use of airspace during
the period is becoming a necessary requirement for eco-
nomic development.
2) Form low-altitude management regulations and
standards with Chinese characteristics, developed coun-
tries based on the spirit of “maximum the utility, mini-
mum the restriction to manage low-altitude airspace,”
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W. L. HAN ET AL. 191
however, whether China can also implement this spirit, it
requires careful study, comparison and analysis of the
reality between China and developed countries. In addi-
tion, implementation details of laws and regulations play
an important role. In a sense, th e implementation of rules
is more important than the statutory provisions, as it re-
lates to whether the terms of the provisions of regulations
can be properly implemented in practice [7]. “On deep-
ening reform of China’s low-altitude airspace manage-
ment advice” ensures the premise of safety, allowing it of
the current regulations, implement innov ation for mecha-
nisms and institutional innovation, which is a bold ex-
periment, is providing support for careful reform.
3) Followed the principle of low-altitude airspace
management laws. According to the experience of de-
veloped countries, low-flying general aviation weather
and other factors have a great impact, aircraft types is
diverse and airspace use is more arbitrary, and flight op-
erations project is multiple, uncertainties and other basic
characteristics of flight time, and ground communica-
tions, navigation and surveillance systems cannot effec-
tively cover the airspace, the controller cannot see these
aircra ft, an d canno t provid e contr ol serv ice [8], ther efore ,
the aircraft pilot is responsible for their own safety, there
is a big management difference between air transporta-
tion and general aviation and China’s general aviation
regulations is reference to air transportation laws, poli-
cies and technical standards to manage, such a manage-
ment approach is inconsistent with the laws of general
aviation operations.
4) Safety comes first. Security includes air defense
security, flight safety and ground security of important
ground. A good low airspace management mechanism
should take the difference between state of emergency
and the normal state into account to design low airspace
management program, rather than blindly restrict to
achieve low-altitude airspace defense security [9]. The
full development of low-altitude airspace resources and
security are not contradictory while stressing safety first
premise.
4. The Reform of General Aviation
Regulatory System in China
4.1. Regulation of General Aviation
China’s current airspace authority is Air Traffic Control
Commission (State Commission ATC), which is under
the joint leadership of the State Council and Central
Military Commission, which is responsible for the coun-
try’s air traffic control work, and is divided into two
terms: the Civil Aviation department is responsible for
control of air traffic on the route Control command and
air route traffic control services, en route air traffic con-
trol is controlled by the military departments. It should
set up air traffic control authorities without military in-
tervention [10]. However, the management of general
aviation should concentrate on what should be the pri-
mary consideration of management problems, rather than
who will control, general aviation will not develop if the
goal is limited to constriction, but if the service is the
main objectives or management of the main goals, the
military involved in the management may not hinder the
development of general aviation, not to mention the use
of airspace itself related to air defense security.
4.2. Market Operations of General Aviation
Private enterprises or individuals in China have been
trying to invest in general aviation airport, but achieved
China’s current “general aviation business license regu-
lations”, “regulations on Registration of non-profit gen-
eral aviation”, “civ il aviation certification requ irement of
products and parts” and “technical standards for civil
aviation materials, components and airborne equipment”
regulated profitability of the general aviation business,
use of non-profit general aviation, civil aviation products
and technical standards board, but which is not specifi-
cally involved in a lot of general aviation. Since the basic
provisions of the airworthiness of aviation products are
modeled by the U.S. Federal Aviation Regulations (FAR)
is, and its related support and standard are more perfect
compared to the standard of the associated support
building at an early stage in China, there are some diffi-
culties to support China’s aviation industry, aviation
products to fully meet the above 5 department of airwor-
thiness requirements [11]. Current purchase of business
aircraft, business demand for flights has been gradually
transformed into the real market, general aviation busi-
ness flight services is expected to be faster developed.
Success is rare. There is no regulation about private
investment to provide for construction of the airport, the
existing administrative regulations, “the civil airport
regulations,” only provides use of airspace and proce-
dures for general aviation, there is no provision for
low-altitude airspace control regulations, there is no de-
fined category and grade of general aviation. Future pol-
icy is to encourage local governments and social forces
to invest and construct aviation service stations and inte-
grate them into management systems. The government
will establish flexible in vestment incentives to en courage
private investment to build the airport, and fulfill who
invests and managed, will benefit.
4.3. The Handling of General Aviation Accidents
The government should establish mechanisms for low-
altitude airspace violatio n penalties, d evelop and improv e
the general aviation response plans for handling emer-
gency, clear responsibilities and work procedures of
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192
relevant units , establish emergency response mechanism
to ensure timely and effective disposal of various types
of emergency incidents. What is more, the government
should develop low-altitude airspace management
evaluation criteria, research and comprehensive evalua-
tion system based on standard management assessment
and regard air traffic control management assessment as
an important part of performance evaluation, but also
periodically run the management assessment in order to
identify and solve problems from the following aspect:
improvement of layout of landing point, efficient use of
airspace, flight safety indicators, air service station ser-
vice quality, customer satisfaction, etc, low-altitude air-
space in the region. In terms of oversight, the authorities
should give full attention to the role of public opinion,
pay attention to ideas of the community, especially the
views of general aviation user recommendations to im-
prove management methods.
4.4. The Training System of Flight Crew
The development of general aviation has more demand
for general aviation pilots, but the number of China’s
current pilots is very small .There are three ways to settle
problems of the pilot shortage. First, encourage the pub-
lic to establish training institutions, develop training
channels; the second is to amend the existing regulations,
to encourage univ ersal aviation enterprises to operate the
project, train, and recruit pilots; Third, coordinate rele-
vant units of the armed forces, and adjust the demobi-
lized army letter of recommendation from the pilot poli-
cies to encourage enterprises to introduce school-age
professional pilots.
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