Advances in Pure Mathematics
Vol.03 No.03(2013), Article ID:31413,6 pages
10.4236/apm.2013.33053

Generalized Löb’s Theorem. Strong Reflection Principles and Large Cardinal Axioms

J. Foukzon1, E. R. Men’kova2

1Israel Institute of Technology, Haifa, Israel

2Lomonosov Moscow State University, Moscow, Russia

Email: jaykovfoukzon@list.ru, E_Menkova@mail.ru

Copyright © 2013 J. Foukzon, E. R. Men’kova. This is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

Received February 9, 2013; revised March 13, 2013; accepted April 14, 2013

ABSTRACT

In this article, a possible generalization of the Löb’s theorem is considered. Main result is: let κ be an inaccessible cardinal, then ¬ Con ( Z F C + κ ) .

Keywords:

Löb’s Theorem; Second Godel Theorem; Consistency; Formal System; Uniform Reflection Principles; ω-Model of ZFC; Standard Model of ZFC; Inaccessible Cardinal

1. Introduction

Let Th be some fixed, but unspecified, consistent formal theory.

Theorem 1 [1]. (Löb’s Theorem).

If T h x Prov T h ( x , n ) ϕ n where x is the Gödel number of the proof of the formula with Gödel number n, and n is the numeral of the Gödel number of the formula φ n , then T h ϕ n . Taking into account the second Gödel theorem it is easy to be able to prove x Prov T h ( x , n ) φ n , for disprovable (refutable) and undecidable formulas φ n . Thus summarized, Löb’s theorem says that for refutable or undecidable formula φ , the intuition “if exists proof of φ then φ ” is fails.

Definition 1. Let M ω T h be an ω -model of the Th. We said that, Th# is a nice theory over Th or a nice extension of the Th iff:

1) Th# contains Th;

2) Let Φ be any closed formula, then

[ T h Pr T h ( [ Φ ] c ) ] & [ M ω T h Φ ]

implies T h # Φ .

Definition 2. We said that, Th# is a maximally nice theory over Th or a maximally nice extension of the Th iff Th# is consistent and for any consistent nice extension T h of the Th: Ded ( T h # ) Ded ( T h ) implies Ded ( T h # ) = Ded ( T h ) .

Theorem 2. (Generalized Löb’s Theorem). Assume that 1) Con(Th) and 2) Th has an ω -model M ω T h . Then theory Th can be extended to a maximally consistent nice theory Th#.

2. Preliminaries

Let Th be some fixed, but unspecified, consistent formal theory. For later convenience, we assume that the encoding is done in some fixed formal theory S and that Th contains S. We do not specify S—it is usually taken to be a formal system of arithmetic, although a weak set theory is often more convenient. The sense in which S is contained in Th is better exemplified than explained: If S is a formal system of arithmetic and Th is, say, ZFC, then Th contains S in the sense that there is a well-known embedding, or interpretation, of S in Th. Since encoding is to take place in S, it will have to have a large supply of constants and closed terms to be used as codes. (e.g. in formal arithmetic, one has 0 ¯ , 1 ¯ , ) S will also have certain function symbols to be described shortly. To each formula, Φ , of the language of Th is assigned a closed term, [ Φ ] c , called the code of Φ . [N. B. If Φ ( x ) is a formula with a free variable x, then [ Φ ( x ) ] c is a closed term encoding the formula Φ ( x ) with x viewed as a syntactic object and not as a parameter.] Corresponding to the logical connectives and quantifiers are function symbols, neg ( ) , imp ( ) , etc., such that, for all formulae

Φ , Ψ : S | neg ( [ Φ ] c ) = [ ¬ Φ ] c , S | imp ( [ Φ ] c , [ Ψ ] c ) = [ Φ Ψ ] c etc.

Of particular importance is the substitution operator, represented by the function symbol sub ( , ) . For formulae Φ ( x ) , terms t with codes [ t ] c :

S | sub ( [ Φ ( x ) ] c , [ t ] c ) = [ Φ ( t ) ] c . (2.1)

Iteration of the substitution operator sub allows one to define function symbols sub 3 , sub 4 , , sub n such that

S | sub n ( [ Φ ( x 1 , x 2 , , x n ) ] c , [ t 1 ] c , [ t 2 ] c , , [ t n ] c ) = [ Φ ( t 1 , t 2 , , t n ) ] c (2.2)

It well known [2,3] that one can also encode derivations and have a binary relation Prov T h ( x , y ) (read “x proves y” or “x is a proof of y”) such that for closed t 1 , t 2 : S | Prov T h ( t 1 , t 2 ) iff t 1 is the code of a derivation in Th of the formula with code t 2 . It follows that

T h Φ S Prov T h ( t , [ Φ ] c ) (2.3)

for some closed term t. Thus one can define predicate Pr T h ( y ) :

Pr T h ( y ) x Prov T h ( x , y ) , (2.4)

and therefore one obtain a predicate asserting provability.

Remark 2.1. We note that is not always the case that [2,3]:

T h Φ i S Pr T h ( [ Φ ] c ) . (2.5)

It well known [3] that the above encoding can be carried out in such a way that the following important conditions D 1 , D 2 and D 3 are met for all sentences [2,3]:

D 1. T h Φ implies S Pr T h ( [ Φ ] c ) , D 2. S Pr T h ( [ Φ ] c ) Pr T h ( [ Pr T h ( [ Φ ] c ) ] c ) , D 3. S Pr T h ( [ Φ ] c ) Pr T h ( [ Φ Ψ ] c ) Pr T h ( [ Ψ ] c ) . (2.6)

Conditions D 1 , D 2 and D 3 are called the Derivability Conditions.

Assumption 2.1. We assume now that:

1) the language of Th consists of:

numerals 0 ¯ , 1 ¯ ,

countable set of the numerical variables: { ν 0 , ν 1 , }

countable set Fof the set variables: F = { x , y , z , X , Y , Z , , }

countable set of the n-ary function symbols: f 0 n , f 1 n ,

countable set of the n-ary relation symbols: R 0 n , R 1 n ,

connectives: ¬ ,

quantifier: .

2) Th contains ZFC

3) Th has an ω -model M ω T h .

Theorem 2.1. (Löb’s Theorem). Let be 1) Con ( T h ) and 2) ϕ be closed. Then

T h Pr T h ( [ ϕ ] c ) ϕ iff T h ϕ . (2.7)

It well known that replacing the induction scheme in Peano arithmetic PA by the ω -rule with the meaning “if the formula A ( n ) is provable for all n, then the formula A ( x ) is provable”:

A ( 0 ) , A ( 1 ) , , A ( n ) , x A ( x ) , (2.8)

leads to complete and sound system P A where each true arithmetical statement is provable. S. Feferman showed that an equivalent formal system T h # can be obtained by erecting on T h = P A a transfinite progression of formal systems P A according to the following scheme

P A 0 = P A P A α + 1 = P A α + { x Pr P A α ( [ A ( x ˙ ) ] c ) x A ( x ) } , P A λ = α < λ P A α (2.9)

where A ( x ) is a formula with one free variable and λ is a limit ordinal. Then T h = α O P A α , O being Kleene’s system of ordinal notations, is equivalent to T h # = P A . It is easy to see that T h # = P A # , i.e. T h # is a maximally nice extension of the PA.

3. Generalized Löb’s Theorem

Definition 3.1. An T h wff Φ (well-formed formula Φ ) is closed i.e., Φ is a Th-sentence iff it has no free variables; a wff Ψ is open if it has free variables. We’ll use the slang “k-place open wff” to mean a wff with k distinct free variables. Given a model M T h of the Th and a Th-sentence Φ , we assume known the meaning of M Φ —i.e. Φ is true in M T h , (see for example [4-6]).

Definition 3.2. Let M ω T h be an ω -model of the Th. We shall say that, T h # is a nice theory over Th or a nice extension of the Th iff:

1) T h # contains Th;

2) Let Φ be any closed formula, then

[ T h Pr T h ( [ Φ ] c ) ] & [ M ω T h Φ ]

implies T h # Φ .

Definition 3.3. We shall say that T h # is a maximally nice theory over Th or a maximally nice extension of the Th iff T h # is consistent and for any consistent nice extension T h of the Th: Ded ( T h # ) Ded ( T h ) implies Ded ( T h # ) = Ded ( T h ) .

Lemma 3.1. Assume that: 1) Con ( T h ) ; and 2) T h Pr T h ( [ Φ ] c ) , where Φ is a closed formula. Then T h Pr T h ( [ ¬ Φ ] c ) .

Proof. Let Con T h ( Φ ) be the formula

Con T h ( Φ ) t 1 t 2 ¬ [ Prov T h ( t 1 , [ Φ ] c ) Prov T h ( t 2 , neg ( [ Φ ] c ) ) ] ¬ t 1 ¬ t 2 [ Prov T h ( t 1 , [ Φ ] c ) Prov T h ( t 2 , neg ( [ Φ ] c ) ) ] (3.1)

where t 1 , t 2 is a closed term. We note that under canonical observation, one obtains T h + Con ( T h ) Con T h ( Φ ) for any closed wff Φ .

Suppose that T h Pr T h ( [ ¬ Φ ] c ) , then assumption (ii) gives

T h Pr T h ( [ Φ ] c ) Pr T h ( [ ¬ Φ ] c ) . (3.2)

From (3.1) and (3.2) one obtain

t 1 t 2 [ Prov T h ( t 1 , [ Φ ] c ) Prov T h ( t 2 , neg ( [ Φ ] c ) ) ] . (3.3)

But the Formula (3.3) contradicts the Formula (3.1). Therefore: T h Pr T h ( [ ¬ Φ ] c ) .

Lemma 3.2. Assume that: 1) Con ( T h ) ; and 2) T h Pr T h ( [ ¬ Φ ] c ) , where Φ is a closed formula. Then T h Pr T h ( [ Φ ] c ) .

Theorem 3.1. [7,8]. (Generalized Löb’s Theorem). Assume that: Con ( T h ) . Then theory Th can be extended to a maximally consistent nice theory T h # over Th.

Proof. Let Φ 1 Φ i be an enumeration of all wff’s of the theory Th (this can be achieved if the set of propositional variables can be enumerated). Define a chain

= { T h i | i } , T h 1 = T h of consistent theories inductively as follows: assume that theory T h i is defined.

1) Suppose that a statement (3.4) is satisfied

T h Pr T h ( [ Φ i ] c ) and [ T h i Φ i ] & [ M ω T h Φ i ] . (3.4)

Then we define theory T h i + 1 as follows

T h i + 1 T h i { Φ i } .

2) Suppose that a statement (3.5) is satisfied

T h Pr T h ( [ ¬ Φ i ] c ) and [ T h i ¬ Φ i ] & [ M ω T h ¬ Φ i ] . (3.5)

Then we define theory T h i + 1 as follows:

T h i + 1 T h i { ¬ Φ i } .

3) Suppose that a statement (3.6) is satisfied

T h Pr T h ( [ Φ i ] c ) and T h i Φ i . (3.6)

Then we define theory T h i + 1 as follows:

T h i + 1 T h i { Φ i } .

4) Suppose that a statement (3.7) is satisfied

T h Pr T h ( [ ¬ Φ i ] c ) and T h ¬ Φ i . (3.7)

Then we define theory T h i + 1 as follows:

T h i + 1 T h i .

We define now theory T h # as follows:

T h # i T h i . (3.8)

First, notice that each T h i is consistent. This is done by induction on i and by Lemmas 3.1-3.2. By assumption, the case is true when i = 1 . Now, suppose T h i is consistent. Then its deductive closure Ded ( T h i ) is also consistent. If a statement (3.6) is satisfied i.e., T h Pr T h ( [ Φ i ] c ) and T h Φ i , then clearly T h i + 1 T h i { Φ i } is consistent since it is a subset of closure Ded ( T h i ) . If a statement (3.7) is satisfied, i.e., T h Pr T h ( [ ¬ Φ i ] c ) and T h i ¬ Φ i , then clearly T h i + 1 T h i { ¬ Φ i } is consistent since it is a subset of closure Ded ( T h i ) .

Otherwise:

1) if a statement (3.4) is satisfied, i.e. T h i Pr Th i ( [ Φ i ] c ) and T h i Φ i , then clearly T h i + 1 T h i { Φ i } is consistent by Lemma 3.1 and by one of the standard properties of consistency: Δ { A } is consistent iff Δ ¬ A ;

2) if a statement (3.5) is satisfied, i.e. T h Pr T h ( [ ¬ Φ i ] c ) and T h i ¬ Φ i , then clearly T h i + 1 T h i { ¬ Φ i } is consistent by Lemma 3.2 and by one of the standard properties of consistency: Δ { ¬ A } is consistent iff Δ A .

Next, notice Ded ( T h # ) is a maximally consistent nice extension of the set Ded ( T h ) . A set Ded ( T h # ) is consistent because, by the standard Lemma 3.3 below, it is the union of a chain of consistent sets. To see that Ded ( T h # ) is maximal, pick any wff Φ . Then Φ is some Φ i in the enumerated list of all wff’s. Therefore for any Φ such that T h Pr T h ( [ Φ ] c ) or T h Pr T h ( [ ¬ Φ ] c ) , either Φ T h # or ¬ Φ T h # .

Since Ded ( T h i + 1 ) Ded ( T h # ) , we have Φ Ded ( T h # ) or ¬ Φ Ded ( T h # ) , which implies that Ded ( T h # ) is maximally consistent nice extension of the Ded ( T h ) .

Lemma 3.3. The union of a chain = { Γ i | i } of the consistent sets Γ i , ordered by , is consistent.

Definition 3.4. (a) Assume that a theory Th has an ω -model M ω T h and Φ is a Th-sentence. Let Φ ω be a Th-sentence Φ with all quantifiers relativised to ω -model M ω T h ;

(b) Assume that a theory Th has a standard model S M T h and Φ is an Th-sentence. Let Φ S M be a Th-sentence Φ with all quantifiers relativized to a model S M T h [9].

Remark 3.1. In some special cases we denote a sentence Φ ω by a symbol Φ [ M ω T h ] and we denote a sentence Φ S M by symbol Φ [ M T h ] correspondingly.

Definition 3.5. (a) Assume that Th has an ω -model M ω T h . Let T h ω be a theory Th relativized to a model M ω T h , that is, any T h ω -sentence has a form Φ ω for some Th-sentence Φ [9];

(b) Assume that Th has an standard model S M T h . Let T h S M be a theory Th relativized to a model S M T h , that is, any T h S M -sentence has a form Φ S M for some Th-sentence Φ [9].

Remark 3.2. In some special cases we denote a theory T h ω by symbol T h [ M ω T h ] and we denote a theory T h S M by symbol T h [ M T h ] correspondingly.

Theorem 3.2. (Strong Reflection Principle).

(i) Assume that: Th has an ω -model M ω T h . Then for any T h ω -sentence Φ ω

T h ω Pr T h ω ( [ Φ ω ] c ) iff T h ω Φ ω . (3.9)

(ii) Assume that: Th has model M S M T h . Then for any T h S M -sentence Φ S M

T h S M Pr T h S M ( [ Φ S M ] c ) iff T h S M Φ S M . (3.10)

Proof. (i) The one direction is obvious. For the other, assume that

T h ω Pr T h ω ( [ Φ ω ] c ) , T h ω Φ ω , (3.11)

and T h ω ¬ Φ ω . Then

T h ω Pr T h ω ( [ ¬ Φ ω ] c ) . (3.12)

Note that Con ( T h ω ) holds since M ω T h . Let Con T h ω be the formula

Con T h ω t 1 t 2 t 3 ( t 3 = [ Φ ω ] c ) ¬ [ Prov T h ω ( t 1 , [ Φ ω ] c ) Prov T h ω ( t 2 , neg ( [ Φ ω ] c ) ) ] ¬ t 1 ¬ t 2 ¬ t 3 ( t 3 = [ Φ ω ] c ) × [ Prov T h ω ( t 1 , [ Φ ω ] c ) Prov T h ω ( t 2 , neg ( [ Φ ω ] c ) ) ] . (3.13)

where t 1 , t 2 , t 3 is a closed term. Note that for any ω -model M ω T h by the canonical observation one obtains the equivalence Con ( T h ω ) Con T h ω (see [2]). But the Formulae (3.11)-(3.12) contradicts the Formula (3.13). Therefore

T h ω Φ ω , Pr T h ω ( [ ¬ Φ ω ] c ) and T h ω ¬ Φ ω .

Then theory T h ω = T h ω + ¬ Φ ω is consistent and from the above observation one obtains that:

Con ( T h ω ) Con T h ω , where

Con T h ω ¬ t 1 ¬ t 2 ¬ t 3 ( t 3 = [ Φ ω ] c ) × [ Prov T h ω ( t 1 , [ Φ ω ] c ) Prov T h ω ( t 2 , neg ( [ Φ ω ] c ) ) ] . (3.14)

On the other hand one obtains

T h ω Pr T h ω ( [ Φ ω ] c ) , T h ω Pr T h ω ( [ ¬ Φ ω ] c ) . (3.15)

But the Formulae (3.15) contradicts the Formula (3.14). This contradiction completed the proof. Proof (ii) similarly as the proof (i) above.

Definition 3.6.

Let Th be a theory such that the Assumption 1.1 is satisfied.

(a) Let Ξ T h ω C o n ( T h ; M ω T h ) be a sentence in Th asserting that Th has ω -model M ω T h .

(b) Let Ξ T h S M C o n ( T h ; M S M T h ) be a sentence in Th asserting that Th has standard model M S M T h .

Assumption 3.1. We assume that (i) a sentence Ξ T h ω is expressible in Th, i.e., a sentence Ξ T h ω is expressible by using the lenguage L T h of the Th; (ii) a sentence Ξ T h S M is expressible in Th, i.e., a sentence Ξ T h S M is expressible by using the lenguage L T h of the Th.

Remark 3.3. Note that (i) for any ω -model M ω T h of the Th by the canonical observation (see [2]) one obtains the equivalence

Con ( T h ; M ω T h ) Con ( T h [ M ω T h ] ) Con T h [ M ω T h ] , (3.16)

(see remark 3.1) and the equivalence

Con T h [ M ω T h ] ¬ Pr T h [ M ω T h ] ( [ Ϝ [ M ω T h ] ] c ) (3.17)

(see remark 3.2), where Ϝ is a closed formula refutable in Th.

(ii) for any standard model M ω T h of the Th by the canonical observation (see [2] chapter), one obtains the equivalence

Con ( T h ; M S M T h ) Con ( T h [ M S M T h ] ) Con T h [ M S M T h ] (3.18)

(see remark 3.1) and the equivalence

Con T h [ M S M T h ] ¬ Pr T h S M ( [ Ϝ [ M S M T h ] ] c ) (3.19)

(see remark 3.2), where Ϝ is a closed formula refutable in Th.

Lemma 3.4. (I) Assume that Th has ω -model M ω T h .

Let T h 1 be a theory T h 1 = T h + Ξ T h ω . Then T h 1 is consistent.

(II) Assume that Th has standard model S M T h .

Let T h 2 be a theory T h 2 = T h + Ξ T h S M . Then T h 2 is consistent.

Proof. (I) Assume that a theory T h 1 = T h + Ξ T h ω T h + C o n ( T h ; M ω T h ) is inconsistent: ¬ C o n ( T h 1 ) . This means that there is no any model M T h of Th in which C o n ( T h ; M ω T h ) is true and in particular that is Th has no any ω -model M 1 , ω T h of Th in which C o n ( T h ; M ω T h ) is true, i.e., M 1 , ω T h Ξ T h ω [ M 1 , ω T h ] C o n ( T h ; M ω T h ) [ M 1 , ω T h ] and therefore one obtains for any ω -model M 1 , ω T h of Th that

M 1 , ω T h ¬ Con ( T h ; M ω T h ) [ M 1 , ω T h ] , (3. 20)

and in particular

M 1 , ω T h ¬ Con ( T h ; M 1 , ω T h ) [ M 1 , ω T h ] , (3. 21)

From (3.21) using (3.16)-(3.17) and one obtains

M 1 , ω T h ¬ Con T h [ M 1 , ω T h ] [ M 1 , ω T h ] P r T h [ M 1 , ω T h ] ( [ Ϝ [ M 1 , ω T h ] ] c ) . (3. 22)

From (3.22) and Theorem 3.2(I) one obtains

M 1 , ω T h ( [ Ϝ [ M 1 , ω T h ] ] c ) . (3. 23)

Obviously (3.23) contradicts to the assumption that Th has an ω -model M ω T h . This contradiction completed the proof.

Theorem 3.3. (I) Th has no any ω -model M ω T h .

(II) Th has no any standard model S M T h .

Proof. (I) By Lemma 3.4(I) one obtains that T h 1 C o n ( T h 1 ) . But Godel’s Second Incompleteness Theorem applied to T h 1 asserts that C o n ( T h 1 ) is unprovable in T h 1 . This contradiction completed the proof.

Proof. (II) Similarly as above.

Remark 3.4. We emphasize that it is well known that axiom S M Z F C a single statement in ZFC see [10], Ch. II, section 7. We denote this statement through all this paper by symbol C o n ( Z F C ; S M Z F C ) .

Theorem 3.4. ZFC has no anyω-model M ω Z F C .

Proof. Immediately follows from Theorem 3.3 (I) and Remark 3.4.

Theorem 3.5. ZFC has no any standard model. S M Z F C .

Proof. Immediately follows from Theorem 3.3 (II) and Remark 3.4.

Theorem 3.6. ZFC is incompatible with all the usual large cardinal axioms [11] which imply the existence standard model of ZFC.

Proof. Theorem 3.6 immediately follows from Theorem 3.5.

Theorem 3.7. Let κ be an inaccessible cardinal. Then ¬ Con ( Z F C + κ ) .

Proof. Let H κ be a set of all sets having hereditary size less then κ. It easy to see that H κ forms standard model of ZFC. Therefore Theorem 3.7 immediately follows from Theorem 3.5.

4. Conclusion

In this paper we proved so-called strong reflection principles corresponding to formal theories Th which has ω-models M ω T h and in particular to formal theories Th, which has a standard models S M T h . The assumption that there exists a standard model of Th is stronger than the assumption that there exists a model of Th. This paper examined some specified classes of the standard models of ZFC so-called strong standard models of ZFC. Such models correspond to large cardinals axioms. In particular we proved that theory Z F C + Con ( Z F C ) is incompatible with existence of any inaccessible cardinal κ. Note that the statement: Con ( Z F C + some inaccessible cardinal κ) is Π 1 0 . Thus Theorem 3.6 asserts there exist numerical counterexample which would imply that a specific polynomial equation has at least one integer root.

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